UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
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Check Here if Amendment / /; Amendment Number:
---------
This Amendment (Check only one.): / / is a restatement.
/ / adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Sun Life Financial Inc.
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Address: 150 King Street West
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Toronto, Ontario, Canada, M5H 1J9
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Form 13F File Number: 28-05799
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The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Victoria Kwan
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Title: Director, Compliance
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Phone: 416-979-6192
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Signature, Place, and Date of Signing:
/s/ Victoria Kwan Toronto, Ontario August 8, 2011
------------------------------- ----------------- --------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
/ / 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
/ / 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
/X/ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-06597 McLean Budden
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28-04968 MFS
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
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Form 13F Information Table Entry Total: 404
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Form 13F Information Table Value Total: US$1,798,397
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(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
No. Form 13F File Number Name
1 28-12046 Sun Capital Advisers LLC.
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2 28-12047 Sun Life Assurance Company of Canada
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[Repeat as necessary.]
FORM 13F INFORMATION TABLE - JUNE 30, 2011
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------- -------------- ------------ ----------- ------------------- ---------- ---------- ------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------- -------------- ------------ ----------- ---------- --- ---- ---------- ---------- ------ ---------- ------
3M Corporation COM 88579Y101 4,201 44,293 SH SHARED 1 44,293
3M Corporation COM 88579Y101 55 584 SH SHARED 2 584
3M Corporation COM 88579Y101 1,550 16,344 SH SHARED 2 16,344
Aercap Holdings NV COM B1HHKD3 29 2,259 SH SHARED 2 2,259
AES Corporation COM 00130H105 3,793 297,733 SH SHARED 1 297,733
AES Corporation COM 00130H105 47 3,710 SH SHARED 2 3,710
AES Corporation COM 00130H105 1,384 108,630 SH SHARED 2 108,630
Akamai Technologies Inc COM 00971T101 5,426 172,428 SH SHARED 1 172,428
Akamai Technologies Inc COM 00971T101 2,093 66,498 SH SHARED 2 66,498
Alcatel Sa-sponsored Adr COM 013904305 13,975 2,421,973 SH SHARED 1 2,421,973
Alcatel Sa-sponsored Adr COM 013904305 182 31,506 SH SHARED 2 31,506
Alcatel Sa-sponsored Adr COM 013904305 5,422 939,679 SH SHARED 2 939,679
Alcoa Inc COM 013817101 3,910 246,535 SH SHARED 1 246,535
Alcoa Inc COM 013817101 1,507 95,011 SH SHARED 2 95,011
Alexandria Real Estate
Equit COM 015271109 1,970 25,443 SH SHARED 1 25,443
Altria Group Inc COM 02209S103 1,642 62,166 SH SHARED 1 62,166
Altria Group Inc COM 02209S103 22 820 SH SHARED 2 820
Altria Group Inc COM 02209S103 604 22,876 SH SHARED 2 22,876
American Eagle
Outfitters COM 02553E106 1,392 109,159 SH SHARED 2 109,159
American Express Co COM 025816109 4,146 80,187 SH SHARED 1 80,187
American International
Group COM 026874784 5,673 193,475 SH SHARED 1 193,475
Amgen Inc COM 031162100 3,784 64,851 SH SHARED 1 64,851
Amgen Inc COM 031162100 53 910 SH SHARED 2 910
Amgen Inc COM 031162100 1,485 25,442 SH SHARED 2 25,442
Associated Estates
Realty CP COM 045604105 467 28,755 SH SHARED 1 28,755
AT&T Inc COM 00206R102 5,770 183,703 SH SHARED 1 183,703
AT&T Inc COM 00206R102 75 2,394 SH SHARED 2 2,394
AT&T Inc COM 00206R102 2,233 71,099 SH SHARED 2 71,099
AvalonBay Communities
Inc COM 053484101 1,553 12,092 SH SHARED 1 12,092
Bank of America Corp COM 060505104 43 3,928 SH SHARED 2 3,928
Bank of America Corp COM 060505104 2,198 200,543 SH SHARED 2 200,543
Barclays Bank Plc COM 06738C828 2,756 3,210,000 SH SHARED 1 3,210,000
Barclays Bank Plc COM 06738C828 4,112 4,790,000 SH SHARED 1 4,790,000
Barclays Bank Plc COM 06738C828 1,378 1,605,000 SH SHARED 1 1,605,000
Barclays Bank Plc COM 06738C828 2,228 2,595,000 SH SHARED 1 2,595,000
Barclays Bank Plc COM 06738C828 11,589 13,500,000 SH SHARED 1 13,500,000
Barclays Bank Plc COM 06738C828 17,169 20,000,000 SH SHARED 1 20,000,000
Barclays Bank Plc COM 06738C828 5,151 6,000,000 SH SHARED 1 6,000,000
Barclays Bank Plc COM 06738C828 2,575 3,000,000 SH SHARED 1 3,000,000
Barclays Bank Plc COM 06738C828 3,399 3,960,000 SH SHARED 1 3,960,000
Barclays Bank Plc COM 06738C828 811 945,000 SH SHARED 1 945,000
Barclays Bank Plc COM 06738C828 1,288 1,500,000 SH SHARED 1 1,500,000
Barclays Bank Plc COM 06738C828 5,151 6,000,000 SH SHARED 1 6,000,000
Barclays Bank Plc COM 06738C828 2,575 3,000,000 SH SHARED 1 3,000,000
Barclays Bank Plc COM 06738C828 1,511 1,760,000 SH SHARED 1 1,760,000
Barclays Bank Plc COM 06738C828 476 555,000 SH SHARED 1 555,000
Barclays Bank Plc COM 06738C828 1,580 1,840,000 SH SHARED 1 1,840,000
Barclays Bank Plc COM 06738C828 1,665 1,940,000 SH SHARED 1 1,940,000
Baxter International Inc COM 071813109 58 975 SH SHARED 2 975
Baxter International Inc COM 071813109 1,725 28,894 SH SHARED 2 28,894
BB&T Corp COM 054937107 1,289 48,016 SH SHARED 2 48,016
Best Buy Company Inc COM 086516101 51 1,617 SH SHARED 2 1,617
Best Buy Company Inc COM 086516101 1,497 47,668 SH SHARED 2 47,668
BIOMED REALTY TRUST INC COM 09063H107 1,880 97,699 SH SHARED 1 97,699
Boeing Company COM 097023105 3,616 48,911 SH SHARED 1 48,911
Boeing Company COM 097023105 48 645 SH SHARED 2 645
Boeing Company COM 097023105 1,334 18,038 SH SHARED 2 18,038
BOI Capital Funding No 2
LP COM 055967AA1 97 1,944,290 SH SHARED 1 1,944,290
Boston Properties Inc COM 101121101 2,687 25,313 SH SHARED 1 25,313
Boston Scientific Corp COM 101137107 8,785 1,271,282 SH SHARED 1 1,271,282
Boston Scientific Corp COM 101137107 112 16,272 SH SHARED 2 16,272
Boston Scientific Corp COM 101137107 3,374 488,308 SH SHARED 2 488,308
Boston Scientific COM 101137107 6,565 950,000 SH SHARED 1 950,000
Brinker International
Inc COM 109641100 60 2,456 SH SHARED 2 2,456
Bristol-Myers Squibb COM 110122108 4,012 138,544 SH SHARED 1 138,544
Bristol-Myers Squibb COM 110122108 53 1,825 SH SHARED 2 1,825
Bristol-Myers Squibb COM 110122108 1,480 51,118 SH SHARED 2 51,118
Brocade Communications
Sys COM 111621306 54 8,436 SH SHARED 2 8,436
CCG Commercial Pool II
Inc COM 12501RAF6 789 1,000 SH SHARED 1 1,000
Centro Properties Group COM AU000000CNP0 13 325,628 SH SHARED 1 325,628
Centro Properties Group COM AU000000CNP0 13 325,628 SH SHARED 1 325,628
Centro Properties Group COM AU000000CNP0 5 122,111 SH SHARED 1 122,111
Centro Properties Group COM AU000000CNP0 11 284,925 SH SHARED 1 284,925
Centro Properties Group COM AU000000CNP0 6 162,814 SH SHARED 1 162,814
Centro Properties Group COM AU000000CNP0 2 40,704 SH SHARED 1 40,704
Centro Properties Group COM AU000000CNP0 1 20,352 SH SHARED 1 20,352
Centro Properties Group COM AU000000CNP0 1 20,352 SH SHARED 1 20,352
Centro Properties Group COM AU000000CNP0 13 325,628 SH SHARED 1 325,628
Centro Properties Group COM AU000000CNP0 13 325,628 SH SHARED 1 325,628
Centro Properties Group COM AU000000CNP0 2 40,704 SH SHARED 1 40,704
Centro Properties Group COM AU000000CNP0 2 40,704 SH SHARED 1 40,704
Charles Schwab Corp./The COM 808513105 4,217 256,345 SH SHARED 1 256,345
Charles Schwab Corp./The COM 808513105 39 2,353 SH SHARED 2 2,353
Charles Schwab Corp./The COM 808513105 1,157 70,358 SH SHARED 2 70,358
Chevron Corporation COM 166764100 8,636 83,972 SH SHARED 1 83,972
Chevron Corporation COM 166764100 115 1,116 SH SHARED 2 1,116
Chevron Corporation COM 166764100 3,437 33,419 SH SHARED 2 33,419
Cisco Systems Inc COM 17275R102 31 2,015 SH SHARED 2 2,015
Citigroup Inc COM 172967424 49 1,172 SH SHARED 2 1,172
Citigroup Inc COM 172967424 1,472 35,356 SH SHARED 2 35,356
Coca-Cola Company COM 191216100 4,223 62,752 SH SHARED 1 62,752
Coca-Cola Company COM 191216100 56 832 SH SHARED 2 832
Coca-Cola Company COM 191216100 1,537 22,845 SH SHARED 2 22,845
ConocoPhillips COM 20825C104 4,336 57,672 SH SHARED 1 57,672
ConocoPhillips COM 20825C104 59 787 SH SHARED 2 787
ConocoPhillips COM 20825C104 1,655 22,012 SH SHARED 2 22,012
Cosi Inc COM 22122P101 954 996,776 SH SHARED 1 996,776
Cosi Inc COM 22122P101 13 13,397 SH SHARED 2 13,397
Cosi Inc COM 22122P101 356 371,709 SH SHARED 2 371,709
Costco Wholesale Corp COM 22160K105 2,948 36,285 SH SHARED 1 36,285
Cousins Properties Inc. COM 222795106 940 110,117 SH SHARED 1 110,117
CVS Caremark Corporation COM 126650100 4,276 113,788 SH SHARED 1 113,788
CVS Caremark Corporation COM 126650100 45 1,193 SH SHARED 2 1,193
CVS Caremark Corporation COM 126650100 1,461 38,867 SH SHARED 2 38,867
Delta Air Lines Inc COM 247361702 1,047 114,146 SH SHARED 1 114,146
Delta Air Lines Inc COM 247361702 2,298 250,633 SH SHARED 1 250,633
Delta Air Lines Inc COM 247361702 443 48,284 SH SHARED 1 48,284
Delta Air Lines Inc COM 247361702 720 78,515 SH SHARED 2 78,515
DIGITAL REALTY TRUST INC COM 253868103 2,089 33,812 SH SHARED 1 33,812
Douglas Emmett Inc-w/i COM 25960P109 953 47,928 SH SHARED 1 47,928
Dow Chemical Company COM 260543103 3,819 106,094 SH SHARED 1 106,094
Dow Chemical Company COM 260543103 50 1,379 SH SHARED 2 1,379
Dow Chemical Company COM 260543103 1,495 41,519 SH SHARED 2 41,519
DR Horton Inc COM 23331A109 3,723 323,196 SH SHARED 1 323,196
DR Horton Inc COM 23331A109 49 4,223 SH SHARED 2 4,223
DR Horton Inc COM 23331A109 1,457 126,513 SH SHARED 2 126,513
Duke Realty Corp COM 264411505 1,197 85,439 SH SHARED 1 85,439
DuPont Fabros Technology
Inc COM 26613Q106 1,160 46,039 SH SHARED 1 46,039
EI Dupont de Nemour and
Co COM 263534109 4,746 87,799 SH SHARED 1 87,799
EI Dupont de Nemour and
Co COM 263534109 62 1,156 SH SHARED 2 1,156
EI Dupont de Nemour and
Co COM 263534109 1,748 32,335 SH SHARED 2 32,335
EMULEX CORP COM 292475209 32 3,768 SH SHARED 2 3,768
Entertainment Properties
Trust COM 29380T105 923 19,755 SH SHARED 1 19,755
EOG Resources COM 26875P101 3,923 37,526 SH SHARED 1 37,526
EOG Resources COM 26875P101 51 489 SH SHARED 2 489
EOG Resources COM 26875P101 1,509 14,438 SH SHARED 2 14,438
EQT Inc COM 26884L109 4,761 90,657 SH SHARED 1 90,657
EQT Inc COM 26884L109 63 1,206 SH SHARED 2 1,206
EQT Inc COM 26884L109 1,868 35,572 SH SHARED 2 35,572
Equity Lifestyle
Properties COM 29472R108 1,461 23,401 SH SHARED 1 23,401
Equity Lifestyle
Properties COM 29472R108 0 0 SH SHARED 2 0
Equity Residential
Properties COM 29476L107 2,902 48,367 SH SHARED 1 48,367
Equity Residential
Properties COM 29476L107 0 0 SH SHARED 2 0
Exelon Corporation COM 30161N101 3,818 89,123 SH SHARED 1 89,123
Exelon Corporation COM 30161N101 50 1,167 SH SHARED 2 1,167
Exelon Corporation COM 30161N101 1,477 34,478 SH SHARED 2 34,478
Exxon Mobil Corp COM 30231G102 15,677 192,642 SH SHARED 1 192,642
Exxon Mobil Corp COM 30231G102 177 2,169 SH SHARED 2 2,169
Exxon Mobil Corp COM 30231G102 5,218 64,113 SH SHARED 2 64,113
Federal Realty
Investment Tr COM 313747206 1,180 13,849 SH SHARED 1 13,849
Federal Realty
Investment Tr COM 313747206 0 0 SH SHARED 2 0
Fedex Corp COM 31428X106 2,201 23,202 SH SHARED 1 23,202
Fedex Corp COM 31428X106 39 409 SH SHARED 2 409
Ford Motor Company COM 345370860 3,617 262,294 SH SHARED 1 262,294
Ford Motor Company COM 345370860 47 3,428 SH SHARED 2 3,428
Ford Motor Company COM 345370860 1,402 101,634 SH SHARED 2 101,634
Forest Laboratories Inc COM 345838106 14,893 378,578 SH SHARED 1 378,578
Forest Laboratories Inc COM 345838106 4,187 106,441 SH SHARED 2 106,441
Gap Inc COM 364760108 3,524 194,711 SH SHARED 1 194,711
Gap Inc COM 364760108 46 2,543 SH SHARED 2 2,543
Gap Inc COM 364760108 1,365 75,395 SH SHARED 2 75,395
General Electric Company COM 369604103 6,224 330,032 SH SHARED 1 330,032
General Electric Company COM 369604103 92 4,900 SH SHARED 2 4,900
General Electric Company COM 369604103 2,583 136,942 SH SHARED 2 136,942
Goldman Sachs Group Inc COM 38141G104 4,053 30,454 SH SHARED 1 30,454
Goldman Sachs Group Inc COM 38141G104 54 402 SH SHARED 2 402
Goldman Sachs Group Inc COM 38141G104 1,490 11,198 SH SHARED 2 11,198
Google Inc-cl A COM 38259P508 7,483 14,777 SH SHARED 1 14,777
Google Inc-cl A COM 38259P508 2,876 5,679 SH SHARED 2 5,679
Gsi Group Inc COM 36191C205 498 41,337 SH SHARED 1 41,337
Gsi Group Inc COM 36191C205 296 24,582 SH SHARED 2 24,582
HALOZYME THERAPEUTICS
INC COM 40637H109 3,475 502,900 SH SHARED 1 502,900
HALOZYME THERAPEUTICS
INC COM 40637H109 46 6,634 SH SHARED 2 6,634
HALOZYME THERAPEUTICS
INC COM 40637H109 1,288 186,382 SH SHARED 2 186,382
HCP Inc COM 40414L109 1,490 40,617 SH SHARED 1 40,617
Hess Corp COM 42809H107 4,626 61,876 SH SHARED 1 61,876
Hess Corp COM 42809H107 54 716 SH SHARED 2 716
Hess Corp COM 42809H107 1,615 21,597 SH SHARED 2 21,597
Home Properties Inc. COM 437306103 1,886 30,985 SH SHARED 1 30,985
Honeywell International
Inc COM 438516106 4,983 83,629 SH SHARED 1 83,629
Honeywell International
Inc COM 438516106 66 1,104 SH SHARED 2 1,104
Honeywell International
Inc COM 438516106 1,634 27,423 SH SHARED 2 27,423
Host Hotels and Resorts
Inc COM 44107P104 1,675 98,829 SH SHARED 1 98,829
IBM Corp COM 459200101 4,848 28,261 SH SHARED 1 28,261
IBM Corp COM 459200101 63 366 SH SHARED 2 366
IBM Corp COM 459200101 1,864 10,868 SH SHARED 2 10,868
Intel Corp COM 458140100 11,227 506,613 SH SHARED 1 506,613
Intel Corp COM 458140100 83 3,747 SH SHARED 2 3,747
Intel Corp COM 458140100 4,164 187,916 SH SHARED 2 187,916
Intermec Inc COM 458786100 3,570 323,387 SH SHARED 1 323,387
Intermec Inc COM 458786100 46 4,176 SH SHARED 2 4,176
Intermec Inc COM 458786100 1,373 124,383 SH SHARED 2 124,383
Intermec Inc COM 458786100 3,585 325,000 SHARED 1 325,000
International Paper Co COM 460146103 3,713 124,517 SH SHARED 1 124,517
International Paper Co COM 460146103 1,770 59,343 SH SHARED 2 59,343
IShares COM 464287465 25,790 428,838 SH SHARED 2 428,838
IShares COM 464287200 92,156 695,935 SH SHARED 1 695,935
IShares COM 464287481 73,471 1,188,275 SH SHARED 1 1,188,275
IShares COM 464287507 67,591 691,823 SH SHARED 1 691,823
IShares COM 464287598 4,016 58,819 SH SHARED 1 58,819
IShares COM 464287606 5,136 46,293 SH SHARED 1 46,293
IShares COM 464287630 39,382 536,466 SH SHARED 1 536,466
IShares COM 464287648 18,779 197,982 SH SHARED 1 197,982
IShares COM 464287655 31,539 380,900 SH SHARED 1 380,900
IShares COM 464286699 11,164 626,820 SH SHARED 1 626,820
IShares COM 464286707 3,714 137,800 SH SHARED 1 137,800
IShares COM 464286806 722 28,900 SH SHARED 1 28,900
IShares COM 464286848 10,437 1,001,606 SH SHARED 1 1,001,606
IShares COM 464286822 1,448 23,300 SH SHARED 1 23,300
IShares COM 464286699 2,782 160,600 SH SHARED 1 160,600
Ishares COM 464287465 9,135 151,900 SH SHARED 1 151,900
JP Morgan Chase & Co COM 46625H100 95 2,328 SH SHARED 2 2,328
JP Morgan Chase & Co COM 46625H100 2,664 65,069 SH SHARED 2 65,069
Kayne Anderson ETR Fund,
Inc. COM 48660P2#0 5,250 200,000 SH SHARED 1 200,000
Kayne Anderson ETR Fund,
Inc. COM 48660P2#0 10,500 400,000 SH SHARED 1 400,000
Kayne Anderson Midstream
Enrgy COM 48661E2*8 4,000 160,000 SH SHARED 1 160,000
Kayne Anderson Midstream
Enrgy COM 48661E2*8 4,000 160,000 SH SHARED 1 160,000
Kayne Anderson Midstream
Enrgy COM 48661E2*8 1,000 40,000 SH SHARED 1 40,000
Kayne Anderson Midstream
Enrgy COM 48661E2*8 5,000 200,000 SH SHARED 1 200,000
Kayne Anderson Midstream
Enrgy COM 48661E2*8 1,000 40,000 SH SHARED 1 40,000
Kayne Anderson MLP
Investment COM 4866062#2 6,300 240,000 SH SHARED 1 240,000
Kayne Anderson MLP
Investment COM 4866064#0 3,030 120,000 SH SHARED 1 120,000
Kayne Anderson MLP
Investment COM 4866062#2 5,250 200,000 SH SHARED 1 200,000
Kayne Anderson MLP
Investment COM 4866064#0 4,040 160,000 SH SHARED 1 160,000
Kayne Anderson MLP
Investment COM 4866062#2 4,200 160,000 SH SHARED 1 160,000
Kayne Anderson MLP
Investment COM 4866064#0 4,040 160,000 SH SHARED 1 160,000
Kimberly-Clark Corp COM 494368103 3,191 47,946 SH SHARED 1 47,946
Kimberly-Clark Corp COM 494368103 42 636 SH SHARED 2 636
Kimberly-Clark Corp COM 494368103 1,159 17,419 SH SHARED 2 17,419
Kimco Realty Corp COM 49446R109 1,352 72,524 SH SHARED 1 72,524
Kraft Foods Inc COM 50075N104 4,259 120,883 SH SHARED 1 120,883
Kraft Foods Inc COM 50075N104 55 1,565 SH SHARED 2 1,565
Kraft Foods Inc COM 50075N104 1,634 46,369 SH SHARED 2 46,369
Kroger Co COM 501044101 43 1,732 SH SHARED 2 1,732
Lloyds Banking Group PLC COM 539439AC3 3,553 4,900,000 SH SHARED 1 4,900,000
Lloyds Banking Group PLC COM 539439AD1 1,782 2,425,000 SH SHARED 1 2,425,000
Lloyds Banking Group PLC COM 539439AD1 698 950,000 SH SHARED 1 950,000
Lloyds Banking Group PLC COM 539439AD1 368 500,000 SH SHARED 1 500,000
Lloyds Banking Group PLC COM 539439AD1 423 575,000 SH SHARED 1 575,000
Lloyds Banking Group PLC COM 539439AD1 845 1,150,000 SH SHARED 1 1,150,000
Lloyds Banking Group PLC COM 539439AD1 919 1,250,000 SH SHARED 1 1,250,000
Lloyds Banking Group PLC COM 539439AC3 4,060 5,600,000 SH SHARED 1 5,600,000
Lloyds Banking Group PLC COM 539439AD1 2,205 3,000,000 SH SHARED 1 3,000,000
Lloyds Banking Group PLC COM 539439AD1 735 1,000,000 SH SHARED 1 1,000,000
Lloyds Banking Group PLC COM 539439AD1 919 1,250,000 SH SHARED 1 1,250,000
Lloyds Banking Group PLC COM 539439AC3 725 1,000,000 SH SHARED 1 1,000,000
Lloyds Banking Group PLC COM 539439AD1 1,103 1,500,000 SH SHARED 1 1,500,000
Lloyds Banking Group PLC COM 539439AD1 74 100,000 SH SHARED 2 100,000
Lloyds Banking Group PLC COM 539439AD1 294 400,000 SH SHARED 2 400,000
Lloyds Banking Group PLC COM 539439AD1 368 500,000 SH SHARED 1 500,000
Lloyds Banking Group PLC COM 539439AC3 1,914 2,640,000 SH SHARED 1 2,640,000
Lloyds Banking Group PLC COM 539439AC3 685 945,000 SH SHARED 1 945,000
Lloyds Banking Group PLC COM 539439AC3 725 1,000,000 SH SHARED 1 1,000,000
Lloyds Banking Group PLC COM 539439AC3 3,625 5,000,000 SH SHARED 1 5,000,000
Lloyds Banking Group PLC COM 539439AC3 2,175 3,000,000 SH SHARED 1 3,000,000
Lloyds Banking Group PLC COM 539439AC3 1,044 1,440,000 SH SHARED 1 1,440,000
Lloyds Banking Group PLC COM 539439AC3 402 555,000 SH SHARED 1 555,000
Lloyds Banking Group PLC COM 539439AC3 1,131 1,560,000 SH SHARED 1 1,560,000
Lloyds Banking Group PLC COM 539439AC3 1,059 1,460,000 SH SHARED 1 1,460,000
Lockheed Martin Corp COM 539830109 3,190 39,401 SH SHARED 1 39,401
Lockheed Martin Corp COM 539830109 41 509 SH SHARED 2 509
Lockheed Martin Corp COM 539830109 1,233 15,228 SH SHARED 2 15,228
Lowes Companies Inc COM 548661107 3,006 128,963 SH SHARED 1 128,963
Lowes Companies Inc COM 548661107 40 1,698 SH SHARED 2 1,698
Lowes Companies Inc COM 548661107 1,107 47,484 SH SHARED 2 47,484
Mack-Cali Realty Corp COM 554489104 798 24,217 SH SHARED 1 24,217
Macy's Inc COM 55616P104 4,443 151,940 SH SHARED 1 151,940
Macy's Inc COM 55616P104 58 1,982 SH SHARED 2 1,982
Macy's Inc COM 55616P104 1,709 58,462 SH SHARED 2 58,462
Marathon Oil Corp COM 565849106 5,292 100,462 SH SHARED 1 100,462
Marathon Oil Corp COM 565849106 69 1,310 SH SHARED 2 1,310
Marathon Oil Corp COM 565849106 2,036 38,652 SH SHARED 2 38,652
Medical Properties Trust
Inc COM 58463J304 2,797 243,255 SH SHARED 1 243,255
Medical Properties Trust
Inc COM 58463J304 0 0 SH SHARED 2 0
Merck & Co. Inc. COM 58933Y105 86 2,451 SH SHARED 2 2,451
Merck & Co. Inc. COM 58933Y105 2,424 68,682 SH SHARED 2 68,682
Merge Healthcare Inc COM 589499102 115 22,062 SH SHARED 2 22,062
Merge Healthcare Inc COM 589499102 1,636 314,545 SH SHARED 2 314,545
MetLife Inc COM 59156R108 3,924 89,451 SH SHARED 1 89,451
Microsoft Corp COM 594918104 14,181 545,427 SH SHARED 1 545,427
Microsoft Corp COM 594918104 136 5,229 SH SHARED 2 5,229
Microsoft Corp COM 594918104 5,498 211,477 SH SHARED 2 211,477
Mid-America Apartment
Comm COM 59522J103 1,970 29,205 SH SHARED 1 29,205
Morgan Stanley COM 617446448 3,353 145,739 SH SHARED 1 145,739
Morgan Stanley COM 617446448 43 1,876 SH SHARED 2 1,876
Morgan Stanley COM 617446448 1,212 52,684 SH SHARED 2 52,684
Motorola Mobility
Holdings COM 620097105 6,542 296,841 SH SHARED 1 296,841
Motorola Mobility
Holdings COM 620097105 20 887 SH SHARED 2 887
Motorola Mobility
Holdings COM 620097105 2,625 119,100 SH SHARED 2 119,100
Mrv Communications Inc COM 553477100 3,997 2,896,634 SH SHARED 1 2,896,634
Mrv Communications Inc COM 553477100 54 38,909 SH SHARED 2 38,909
Mrv Communications Inc COM 553477100 1,532 1,110,287 SH SHARED 2 1,110,287
Mrv Communications Inc COM 553477100 7,476 5,417,703 SH SHARED 1 5,417,103
National Semiconductor
Corp COM 637640103 103 4,184 SH SHARED 2 4,184
Nationwide Health Pptys
Inc COM 638620104 857 20,686 SH SHARED 1 20,686
NCR Corp COM 62886E108 93 4,943 SH SHARED 2 4,943
New York Times
Company-Class A COM 650111107 1,358 155,762 SH SHARED 2 155,762
Occidental Petroleum
Corp COM 674599105 4,668 44,872 SH SHARED 1 44,872
Occidental Petroleum
Corp COM 674599105 61 585 SH SHARED 2 585
Occidental Petroleum
Corp COM 674599105 1,796 17,264 SH SHARED 2 17,264
Oracle Corporation COM 68389X105 4,239 128,810 SH SHARED 1 128,810
Oracle Corporation COM 68389X105 1,645 49,975 SH SHARED 2 49,975
Parkway Properties Inc COM 70159Q104 1,071 62,771 SH SHARED 1 62,771
Pepsico Inc COM 713448108 4,230 60,054 SH SHARED 1 60,054
Pepsico Inc COM 713448108 56 793 SH SHARED 2 793
Pepsico Inc COM 713448108 1,561 22,158 SH SHARED 2 22,158
Pfizer Inc COM 717081103 6,943 337,033 SH SHARED 1 337,033
Philip Morris
International COM 718172109 4,151 62,166 SH SHARED 1 62,166
Philip Morris
International COM 718172109 55 820 SH SHARED 2 820
Philip Morris
International COM 718172109 1,527 22,876 SH SHARED 2 22,876
Plum Creek Timber Co
Common COM 729251108 1,504 37,104 SH SHARED 1 37,104
PNC Financial Services
Group COM 693475105 6,166 103,446 SH SHARED 1 103,446
Powershares QQQ Nasdaq
100 COM 73935A104 25,679 450,500 SH SHARED 1 450,500
Procter & Gamble Co COM 742718109 5,770 90,770 SH SHARED 1 90,770
Procter & Gamble Co COM 742718109 76 1,194 SH SHARED 2 1,194
Procter & Gamble Co COM 742718109 2,125 33,428 SH SHARED 2 33,428
Prologis COM 74340W103 551 15,372 SH SHARED 1 15,372
Prudential Financial Inc COM 744320102 3,372 53,023 SH SHARED 1 53,023
Public Storage COM 74460D109 3,436 30,140 SH SHARED 1 30,140
Ramco-Gershenson
Properties COM 751452202 1,309 105,711 SH SHARED 1 105,711
Ramco-Gershenson
Properties COM 751452202 0 0 SH SHARED 2 0
Raytheon Company COM 755111507 3,275 65,705 SH SHARED 1 65,705
Raytheon Company COM 755111507 42 849 SH SHARED 2 849
Raytheon Company COM 755111507 1,266 25,395 SH SHARED 2 25,395
SAIC Inc COM 78390X101 54 3,230 SH SHARED 2 3,230
Sears Holding Corp COM 812350106 3,845 53,818 SH SHARED 1 53,818
Silicon Graphics COM 82706L108 14,983 871,123 SH SHARED 1 871,123
Silicon Graphics COM 82706L108 201 11,705 SH SHARED 2 11,705
Silicon Graphics COM 82706L108 5,461 317,493 SH SHARED 2 317,493
Silicon Graphics Int
Corp COM 82706L108 15,725 940,500 SH SHARED 1 940,500
Simon Property Group Inc COM 828806109 7,248 62,356 SH SHARED 1 62,356
SL Green Realty Corp COM 78440X101 1,251 15,098 SH SHARED 1 15,098
Smfg Preferred Capital 2 COM B2RF6S1 3,776 3,500,000 SH SHARED 1 3,500,000
SPDR S&P 500 ETF Trust COM 78462F103 7 55 SH SHARED 2 55
SPDR S&P 500 ETF Trust COM 78462F103 87,553 663,433 SH SHARED 1 663,433
SPDR S&P 500 ETF Trust COM 78462F103 266,785 2,021,556 SH SHARED 1 2,021,556
Starwood Property Trust
Inc COM 85571B105 896 43,696 SH SHARED 1 43,696
State Street Bank &
Trust Co COM 857477103 4,035 89,490 SH SHARED 1 89,490
State Street Bank &
Trust Co COM 857477103 45 998 SH SHARED 2 998
State Street Bank &
Trust Co COM 857477103 1,333 29,571 SH SHARED 2 29,571
Supervalu Inc COM 868536103 9,274 985,519 SH SHARED 1 985,519
Supervalu Inc COM 868536103 41 4,347 SH SHARED 2 4,347
Supervalu Inc COM 868536103 3,593 381,831 SH SHARED 2 381,831
Tanger Factory Outlet
Center COM 875465106 791 29,560 SH SHARED 1 29,560
Target Corp COM 87612E106 37 783 SH SHARED 2 783
Target Corp COM 87612E106 1,032 21,997 SH SHARED 2 21,997
Taubman Centers Inc COM 876664103 1,232 20,804 SH SHARED 1 20,804
Technicolor SA COM FR0010891101 104 113,202 SH SHARED 1 113,202
Technicolor SA COM FR0010891135 220 240,553 SH SHARED 1 240,553
Technicolor SA COM FR0010918292 791 129,489 SH SHARED 1 129,489
Technicolor SA COM FR0010891101 130 141,502 SH SHARED 1 141,502
Technicolor SA COM FR0010891135 275 300,691 SH SHARED 1 300,691
Technicolor SA COM FR0010918292 989 161,858 SH SHARED 1 161,858
Technicolor SA COM FR0010891101 181 198,103 SH SHARED 1 198,103
Technicolor SA COM FR0010891135 385 420,968 SH SHARED 1 420,968
Technicolor SA COM FR0010918292 1,384 226,610 SH SHARED 1 226,610
Technicolor SA COM FR0010891101 181 198,103 SH SHARED 1 198,103
Technicolor SA COM FR0010891135 385 420,968 SH SHARED 1 420,968
Technicolor SA COM FR0010918292 1,384 226,610 SH SHARED 1 226,610
Tellabs Inc COM 879664100 56 12,055 SH SHARED 2 12,055
Texas Instruments Inc COM 882508104 58 1,760 SH SHARED 2 1,760
Travelers Cos Inc COM 89417E109 5,304 90,856 SH SHARED 1 90,856
Travelers Cos Inc COM 89417E109 67 1,153 SH SHARED 2 1,153
Travelers Cos Inc COM 89417E109 1,891 32,397 SH SHARED 2 32,397
United Continental
Holdings COM 910047109 35 1,536 SH SHARED 1 1,536
United Continental
Holdings COM 910047109 891 39,391 SH SHARED 2 39,391
United Technologies Corp COM 913017109 5,416 61,194 SH SHARED 1 61,194
United Technologies Corp COM 913017109 72 808 SH SHARED 2 808
United Technologies Corp COM 913017109 1,640 18,533 SH SHARED 2 18,533
Unitedhealth Group Inc COM 91324P102 4,187 81,167 SH SHARED 1 81,167
Unitedhealth Group Inc COM 91324P102 55 1,069 SH SHARED 2 1,069
Unitedhealth Group Inc COM 91324P102 1,545 29,948 SH SHARED 2 29,948
Unum Group COM 91529Y106 6,573 257,957 SH SHARED 1 257,957
Unum Group COM 91529Y106 85 3,342 SH SHARED 2 3,342
Unum Group COM 91529Y106 2,557 100,368 SH SHARED 2 100,368
US Bancorp COM 902973304 3,969 155,587 SH SHARED 1 155,587
US Bancorp COM 902973304 46 1,784 SH SHARED 2 1,784
US Bancorp COM 902973304 1,372 53,793 SH SHARED 2 53,793
Vanguard Emerging
Markets ETF COM 922042858 29,960 616,205 SH SHARED 1 616,205
Vanguard Europe Pacific
ETF COM 921943858 61,899 1,625,495 SH SHARED 1 1,625,495
Vanguard FTSE All-World
Ex-US COM 922042775 17,450 350,337 SH SHARED 1 350,337
Vanguard REIT ETF COM 922908553 10,079 167,710 SH SHARED 2 167,710
Vanguard REIT ETF COM 922908553 29,741 494,865 SH SHARED 1 494,865
Vanguard Small Cap ETF COM 922908751 17,180 220,120 SH SHARED 1 220,120
Ventas Inc COM 92276F100 1,483 28,142 SH SHARED 1 28,142
Verizon Communications
Inc COM 92343V104 9,052 243,124 SH SHARED 1 243,124
Verizon Communications
Inc COM 92343V104 96 2,568 SH SHARED 2 2,568
Verizon Communications
Inc COM 92343V104 2,812 75,534 SH SHARED 2 75,534
Viacom Inc COM 92553P201 5,055 99,121 SH SHARED 1 99,121
Viacom Inc COM 92553P201 67 1,306 SH SHARED 2 1,306
Viacom Inc COM 92553P201 1,862 36,503 SH SHARED 2 36,503
Vicor Corp COM 925815102 4,262 263,604 SH SHARED 1 263,604
Vicor Corp COM 925815102 78 4,812 SH SHARED 2 4,812
Vicor Corp COM 925815102 2,130 131,738 SH SHARED 2 131,738
Vicor Corp COM 925815102 8,815 547,164 SH SHARED 1 547,164
Vornado Realty Trust COM 929042109 2,972 31,897 SH SHARED 1 31,897
Wachovia Capital Trust
III COM 92978AAA0 13,451 14,700,000 SH SHARED 1 14,700,000
Wachovia Capital Trust
III COM 92978AAA0 1,190 1,300,000 SH SHARED 1 1,300,000
Wachovia Capital Trust
III COM 92978AAA0 576 630,000 SH SHARED 1 630,000
Wachovia Capital Trust
III COM 92978AAA0 339 370,000 SH SHARED 1 370,000
Wal-Mart Stores Inc COM 931142103 3,989 75,073 SH SHARED 1 75,073
Wal-Mart Stores Inc COM 931142103 53 989 SH SHARED 2 989
Wal-Mart Stores Inc COM 931142103 1,468 27,629 SH SHARED 2 27,629
Walt Disney Co COM 254687106 5,028 128,792 SH SHARED 1 128,792
Walt Disney Co COM 254687106 65 1,675 SH SHARED 2 1,675
Walt Disney Co COM 254687106 1,513 38,762 SH SHARED 2 38,762
Wells Fargo & Co COM 949746101 82 2,921 SH SHARED 2 2,921
Wells Fargo & Co COM 949746101 1,731 61,697 SH SHARED 2 61,697
Weyerhaeuser Co COM 962166104 1,273 58,241 SH SHARED 1 58,241
Weyerhaeuser Co COM 962166104 62 2,821 SH SHARED 2 2,821
Weyerhaeuser Co COM 962166104 0 1 SH SHARED 2 1
Weyerhaeuser Co COM 962166104 0 0 SH SHARED 2 0
Whirlpool Corp COM 963320106 5,954 73,211 SH SHARED 1 73,211
XL Capital Ltd COM 98372PAJ7 361 394,000 SH SHARED 1 394,000
1,798,397