UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
1997 Option Plan (Right to Buy) | 02/13/1998(1) | 02/12/2007 | Common stock $.01 par value | 36,000 | $ 11.2222 | D | Â |
1998 Emplee. Stock Option(Right to Buy) | 01/29/2000(1) | 01/28/2009 | Common stock $.01 par value | 17,500 | $ 18.075 | D | Â |
1998 Emplee. Stock Option(Right to Buy) | 01/29/2000(1) | 01/28/2009 | Common stock $.01 par value | 17,500 | $ 18.075 | D | Â |
1998 Emplee. Stock Option(Right to Buy) | 02/16/1999(1) | 02/15/2008 | Common stock $.01 par value | 22,500 | $ 18.2583 | D | Â |
10+ Option Share Plan (Right to Buy) | 02/16/1997(1) | 02/15/2006 | Common stock $.01 par value | 50,625 | $ 9.2593 | D | Â |
WSH Emplee Stock Option (Right to Buy) | 05/04/2000(2) | 05/03/2006 | Common stock $.01 par value | 541 | $ 13.87 | D | Â |
2000 Employee Stock Option (Right to Buy) | 08/08/2001(1) | 08/07/2007 | Common stock $.01 par value | 30,000 | $ 8.75 | D | Â |
2000 Employee Stock Option (Right to Buy) | 03/18/2004(1) | 03/17/2013 | Common stock $.01 par value | 16,667 | $ 9.88 | D | Â |
2000 Employee Stock Option (Right to Buy) | 03/16/2002(1) | 03/15/2008 | Common stock $.01 par value | 30,000 | $ 10.52 | D | Â |
2000 Employee Stock Option (Right to Buy) | 02/08/2003(1) | 02/07/2009 | Common stock $.01 par value | 25,000 | $ 13.83 | D | Â |
2003 EIP Stock Appreciation Right | 02/13/2005(3) | 02/12/2014 | Common stock $.01 par value | 17,500 | $ 10.73 | D | Â |
2003 EIP Stock Appreciation Right | 02/11/2006(3) | 02/10/2015 | Common stock $.01 par value | 20,000 | $ 13.44 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Isakson Michael M 3250 LACEY ROAD, SUITE 600 DOWNERS GROVE, IL 60515-1700 |
 |  |  Pres & COO ServiceMaster Clean |  |
Sandra L. Groman by power of attorney | 04/14/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The option is exercisable in five equal annual installments beginning on the first anniversary of the date of the grant. |
(2) | The option was issued pursuant to the WeServeHomes.com, Inc. 2000 Option/Stock Issuance Plan and is subject to repurchase rights upon termination of employment according to the following: 25% of the shares lapse upon first anniversary of grant date and the remainder in a series of 36 successive equal monthly installments. |
(3) | The stock appreciation right is exercisable in five equal annual installments beginning on the first anniversary of the date of grant. |