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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Tang Hsiang Chien NO. 7 DAI WANG STREET, TAI PO INDUSTRIAL ESTATE, TAI PO, NT, HONG KONG, K3 00000 |
X | Refer to Remarks. | ||
Su Sih (BVI) Ltd NO. 7 DAI WANG STREET, TAI PO INDUSTRIAL ESTATE, TAI PO, NT, HONG KONG, K3 00000 |
X | Refer to Remarks. |
/s/ TANG Hsiang Chien | 04/11/2014 | |
**Signature of Reporting Person | Date | |
/s/ TANG Ying Yen, Henry | 04/11/2014 | |
**Signature of Reporting Person | Date | |
/s/ TANG Ying Ming, Mai | 04/11/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | All of the reported common stock is directly held by Su Sih (BVI) Ltd. On April 11, 2014, Mr. Tang Hsiang Chien transferred a 16.6% ownership interest in Su Sih (BVI) Ltd. to Mein et Moi Limited, equivalent to 4,574,490 of the 27,561,874 shares of common stock held by Su Sih (BVI) Ltd. |
(2) | Mein et Moi Limited, an entity wholly owned by Mr. Tang Ying Yen, Henry, is a member of a "group" with Su Sih (BVI) Ltd. for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. |
Remarks: Refer to notes (1) and (2) above for explanation to Item 5. |