UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-qualified Stock Option (Right to Buy) | 11/23/2011(1) | 11/23/2015 | Common Stock | 18,000 | $ 35.625 | D | Â |
Restricted Stock Units | 11/23/2011(2) | 11/23/2014 | Common Stock | 1,500 | $ 0 (3) | D | Â |
Restricted Stock Units | 08/23/2012(4) | 08/23/2015 | Common Stock | 67,500 | $ 0 (3) | D | Â |
Restricted Stock Units | 11/27/2013(5) | 11/27/2016 | Common Stock | 27,144 | $ 0 (3) | D | Â |
Non-qualified Stock Option (Right to Buy) | 11/26/2014(6) | 11/26/2020 | Common Stock | 135,634 | $ 52.3 | D | Â |
Restricted Stock Units | 11/26/2014(7) | 11/26/2017 | Common Stock | 43,403 | $ 0 (3) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
FISHER STEPHEN THE LANDMARK @ ONE MARKET STREET SUITE 300 SAN FRANCISCO, CA 94105 |
 |  |  EVP, Technology |  |
/s/ Burke Norton, Attorney-in-Fact for Stephen Fisher | 03/21/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents 18,000 unvested options outstanding that vest as to 2,000 options on March 23, 2014 and monthly thereafter until fully vested. |
(2) | Represents 1,500 unvested restricted stock units that vest as to 500 units on May 23, 2014 and quarterly thereafter until fully vested. |
(3) | Restricted stock units convert to shares of common stock on a one-for-one basis. |
(4) | Represents 67,500 unvested restricted stock units that vest as to 11,248 units on May 23, 2014 and quarterly thereafter until fully vested. |
(5) | Represents 27,144 unvested restricted stock units that vest as to 2,468 units on May 27, 2014 and quarterly thereafter until fully vested. |
(6) | Represents 135,634 unvested stock options that vest over four years at the rate of 25% on November 26, 2014 and in equal monthly installments thereafter for the remaining 36 months. |
(7) | Represents 43,403 unvested restricted stock units that vest over four years at the rate of 25% on November 26, 2014 and in equal installments quarterly thereafter until fully vested. |
 Remarks: Exhibit 24 Power of Attorney |