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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Benioff Marc THE LANDMARK @ ONE MARKET STREET SUITE 300 SAN FRANCISCO, CA 94105 |
X | Chairman of the Board & CEO |
/s/ Scott Siamas, Attorney-in-Fact for Marc Benioff | 05/15/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares were originally reported as all being sold at a single price. This amendment is being filed to report that instead, these shares were sold in multiple transactions and at multiple prices as follows: 11,050 shares were sold at prices ranging from $71.0700 to $72.0500 (inclusive) with a weighted average price of $71.6769, 1,450 shares were sold at prices ranging from $72.0900 to $72.2700 (inclusive) with a weighted average price of $72.1511. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. All sales occurred pursuant to a 10b5-1 plan. |
(2) | These shares were originally reported as all being sold at a single price. This amendment is being filed to report that instead, these shares were sold in multiple transactions and at multiple prices as follows: 9,572 shares were sold at prices ranging from $71.1400 to $72.1100 (inclusive) with a weighted average price of $71.6816, 1,946 shares were sold at prices ranging from $72.1700 to $73.0100 (inclusive) with a weighted average price of $72.5882, 661 shares were sold at prices ranging from $73.2000 to $73.9800 (inclusive) with a weighted average price of $73.5222, 232 shares were sold at prices ranging from $74.3900 to $75.0600 (inclusive) with a weighted average price of $74.7915, 89 shares were sold at a price of $75.500. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. All sales occurred pursuant to a 10b5-1 plan. |