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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $ 168.36 | 12/07/2018 | 12/07/2027 | Common Stock | 7,500 | 7,500 (3) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BELISLE JOCELYN 1000 STANLEY DRIVE NEW BRITAIN, CT 06053 |
VP, Chief Accounting Officer |
/s/ Kathryn P. Sherer, Attorney-in-Fact | 02/13/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 8,639 of the shares directly held are restricted stock units, of which 714 shares vest on 12/5/17, 2,500 shares vest on 7/23/18, 2,500 shares vest on 7/23/19, 357 shares vest on 12/5/18, 313 shares vest on 12/4/17, 312 shares vest on 12/4/18, 313 shares vest on 12/4/19, 407 shares vest on 12/2/17, 408 shares vest on 12/2/18, 407 shares vest on 12/2/19 and 408 shares vest on 12/2/20. |
(2) | The Form 4 filed on December 11, 2017 incorrectly stated in Column 5 of Table I the total number of shares beneficially owned directly by the reporting person. This amendment is being filed to correctly state the number of shares beneficially owned. |
(3) | The Form 4 filed on December 11, 2017 incorrectly stated in Column 9 of Table II the number of derivative securities beneficially owned by the reporting person immediately following the transactions being reported. This amendment is being filed to correctly state the number of derivative securities beneficially owned by the reporting person. |