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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Share equivalents (1) | (2) | 01/29/2010 | J(1) | 220.1 (3) | (7) | (7) | Common Stock | $ 4,347.52 (4) | $ 19.75 (5) | $ 4,347.52 (6) | D | ||||
Share equivalents (1) | (2) | 02/26/2010 | J(1) | 113.7 (3) | (7) | (7) | Common Stock | $ 2,221.87 (4) | $ 19.55 (5) | $ 6,742.42 (6) | D | ||||
Share equivalents (1) | (2) | 03/31/2010 | J(1) | 166.9 (3) | (7) | (7) | Common Stock | $ 3,298.78 (4) | $ 19.77 (5) | $ 10,260.33 (6) | D | ||||
Share equivalents (1) | (2) | 04/30/2010 | J(1) | 274.6 (3) | (7) | (7) | Common Stock | $ 5,449.97 (4) | $ 19.85 (5) | $ 15,856 (6) | D | ||||
Share equivalents (1) | (2) | 05/28/2010 | J(1) | 181.1 (3) | (7) | (7) | Common Stock | $ 3,321.33 (4) | $ 18.34 (5) | $ 17,981.78 (6) | D | ||||
Share equivalents (1) | (2) | 06/30/2010 | J(1) | 302.1 (3) | (7) | (7) | Common Stock | $ 5,473.42 (4) | $ 18.12 (5) | $ 22,507.56 (6) | D | ||||
Share equivalents (1) | (2) | 07/30/2010 | J(1) | 180.4 (3) | (7) | (7) | Common Stock | $ 3,328.27 (4) | $ 18.45 (5) | $ 27,168.28 (6) | D | ||||
Share equivalents (1) | (2) | 08/31/2010 | J(1) | 190.5 (3) | (7) | (7) | Common Stock | $ 3,328.27 (4) | $ 17.47 (5) | $ 29,926.02 (6) | D | ||||
Share equivalents (1) | (2) | 09/30/2010 | J(1) | 234.8 (3) | (7) | (7) | Common Stock | $ 4,419.33 (4) | $ 18.82 (5) | $ 37,466.63 (6) | D | ||||
Share equivalents (1) | (2) | 10/29/2010 | J(1) | 119.5 (3) | (7) | (7) | Common Stock | $ 2,259.61 (4) | $ 18.91 (5) | $ 41,573.35 (6) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Laikind Jeffrey 901 S. MARQUETTE AVENUE MINNEAPOLIS, MN 55402 |
X |
Joseph D'Alessandro, by power of attorney | 12/29/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Members of the Board of Directors of the Issuer may elect to defer payment of up to 100% of the compensation they receive in accordance with a Deferred Compensation Plan (the Deferred Plan). Under the Deferred Plan, a Board member may elect to have his or her deferred compensation treated as if such amounts had been invested in shares of certain funds, including the Issuer, and the amount actually paid to the Board member under the Deferred Plan will be determined based on the performance of such investments. Mr. Laikind has elected to treat a portion of his compensation as if it had been invested in shares of common stock of the Issuer. Distributions may be taken in a lump sum or over a period of years. The Deferred Plan will remain unfunded for federal income tax purposes under the Internal Revenue Code of 1986, as amended. |
(2) | Market price. |
(3) | Share equivalents acquired based on value of compensation deferred on transaction date. |
(4) | Dollar value of compensation deferred to share equivalents of issuer. |
(5) | Market price of shares of common stock at close of business on date of deferral. |
(6) | Total dollar value of deferred compensation account following transaction. |
(7) | N/A |