1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (right to buy)
|
Â
(3)
|
03/08/2017 |
Common Stock
|
17,200
|
$
15.91
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(4)
|
03/14/2018 |
Common Stock
|
12,095
|
$
24.15
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Consists of restricted stock units granted under the Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan. |
(2) |
These shares consist of (i) 5,733 Restricted Stock Units from one grant that will vest with respect to 2,866 shares on March 8, 2012 and with respect to 2,867 shares on March 8, 2013, and (ii) 6,050 Restricted Stock Units from another grant that will vest in three equal installments on March 14, 2012, March 14, 2013 and March 14, 2014. Vesting is subject to continued service with the Company. Each restricted stock unit represents the right of the Reporting Person to receive one share of common stock of Emergent BioSolutions Inc., subject to adjustment as provided in the grant agreement. |
(3) |
The option has vested with respect to 5,734 options, which have been disposed of. The grant will vest with respect to the remaining options in two equal installments on March 8, 2012 and March 8, 2013 |
(4) |
The option will vest in three equal installments on March 14, 2012, March 14, 2013 and March 14, 2014. |