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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to buy Common Stock) | $ 12.99 | 03/28/2014 | 03/28/2014 | M | 2,000 | 11/11/2006 | 05/10/2016 | Common Stock | 2,000 | $ 0 | 84,500 | I | Shares held by Bienaime Family Trust | ||
Stock Option (right to buy Common Stock) | $ 12.99 | 11/11/2006 | 05/10/2016 | Common Stock | 10,000 | 10,000 (2) | I | Held in irrevocable trust for Guillaume Bienaime (3) | |||||||
Stock Option (right to buy Common Stock) | $ 12.99 | 11/11/2006 | 05/10/2016 | Common Stock | 10,000 | 10,000 (2) | I | Held in irrevocable trust for Pierre Bienaime (3) | |||||||
Stock Option (right to buy Common Stock) | $ 12.99 | 11/11/2006 | 05/10/2016 | Common Stock | 10,000 | 10,000 (2) | I | Held in irrevocable trust for Paul Bienaime (3) | |||||||
Stock Option (right to buy Common Stock) | $ 12.99 | 11/11/2006 | 05/10/2016 | Common Stock | 10,000 | 10,000 (2) | I | Held in irrevocable trust for Marc Bienaime (3) | |||||||
Stock Option (right to buy Common Stock) | $ 12.99 | 11/11/2006 | 05/10/2016 | Common Stock | 20,000 | 20,000 (2) | I | Held in irrevocable trust for Aurelie Mitsuki Bienaime and Anais Kimio Bienaime (3) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BIENAIME JEAN JACQUES C/O BIOMARIN PHARMACEUTICAL INC. 770 LINDARO ST. SAN RAFAEL, CA 94901 |
X | Chief Executive Officer |
/s/ Laura Randall Woodhead, Attorney-in-Fact | 04/01/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reporting person and his spouse act as trustees for the Bienaime Family Trust. |
(2) | Form 4s filed by the reporting person between March 4, 2013 and February 24, 2014 (the "Prior Forms 4s") inadvertently reported as common stock indirectly owned by the reporting person on Table I options to purchase an aggregate of 60,000 shares held in trusts for the reporting person's children (the "Options") while certain of the Prior Form 4s inadvertently omitted the Options from Table II. The reporting person gifted the Options to his children's trusts on October 19, 2012 and the transactions were reported on the Form 5 filed by the reporting person on February 14, 2013. As the Options have not been exercised and remain derivative securities indirectly owned by the reporting person, the Options should not have been included in Table I in the Prior Form 4s and have been correctly listed as derivative securities on Table II of this Form 4. |
(3) | The reporting person's spouse is trustee of each child's trust. |