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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (2) | 03/31/2018 | M | 11,550 | (3) | (3) | Common Stock | 11,550 | $ 0 (4) | 11,550 | D | ||||
Restricted Stock Units | (2) | 03/31/2018 | M | 10,450 | (5) | (5) | Common Stock | 10,450 | $ 0 (4) | 20,900 | D | ||||
Restricted Stock Units | (2) | 03/31/2018 | A | 33,825 | (6) | (6) | Common Stock | 33,825 | $ 0 | 33,825 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Lehner Edward J. C/O RYERSON HOLDING CORPORATION 227 W. MONROE ST., 27TH FLOOR CHICAGO, IL 60606 |
President & CEO |
/s/ Camilla Rykke Merrick, attorney-in-fact | 04/03/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares received upon the vesting of restricted stock units. |
(2) | Each restricted stock unit represents a contingent right to receive one share of common stock of Ryerson Holding Corporation. |
(3) | On March 31, 2016, the reporting person was granted 34,650 restricted stock units, of which 11,550 vested on March 31, 2017 and 11,550 vested on March 31, 2018. The remaining 11,550 unvested restricted stock units will vest on March 31, 2019. Vested shares will be delivered to the reporting person not later than 60 days following such vesting dates. |
(4) | The restricted stock units reported as disposed herein were settled for shares of common stock of Ryerson Holding Corporation. |
(5) | On March 31, 2017, the reporting person was granted 31,350 restricted stock units, of which 10,450 vested on March 31, 2018. Of the remaining unvested restricted stock units, 10,450 will vest on March 31, 2019 and 10,450 will vest on March 31, 2020. Vested shares will be delivered to the reporting person not later than 60 days following such vesting dates. |
(6) | On March 31, 2018, the reporting person was granted 33,825 restricted stock units, of which 11,275 will vest on March 31, 2019, 11,275 will vest on March 31, 2020 and 11,275 will vest on March 31, 2021. Vested shares will be delivered to the reporting person not later than 60 days following such vesting dates. |