o |
immediately
upon filing
|
o
|
on
(Date) at (Time)
|
Title of each class of
Securities to be registered
|
|
Amount
to be registered
|
|
Proposed maximum
aggregate price per
unit (1)
|
|
Proposed maximum
aggregate offering
price (2)
|
|
Amount of
registration fee
|
|
||||
American Depositary Shares
evidenced by American Depositary Receipts, each American Depositary
Share
representing 4 ordinary shares of Barclays PLC
|
100,000,000
American
Depositary Shares
|
$
|
0.05
|
$
|
5
,000,000
|
$
|
196.50
|
(1)
|
Each
unit represents one American Depositary
Share.
|
(2)
|
Estimated
solely for the purpose of calculating the registration fee. Pursuant
to
Rule 457(k), such estimate is computed on the basis of the maximum
aggregate fees or charges to be imposed in connection with the issuance
of
American Depositary Receipts evidencing American Depositary
Shares.
|
Item
Number and Caption
|
Location
in Form of Receipt
Filed
Herewith as Prospectus
|
|
1.
Name and address of depositary
|
Introductory
Article
|
|
2.
Title of American Depositary Receipts and identity of deposited
securities
|
Face
of Receipt, top center
|
|
Terms
of Deposit:
|
||
(i)
The amount of deposited securities represented by one unit of American
Depositary Receipts
|
Face
of Receipt, upper right corner
|
|
(ii)
The procedure for voting, if any, the deposited securities
|
Articles
15, 16 and 18
|
|
(iii)
The collection and distribution of dividends
|
Articles
4, 12, 13, 15 and 18
|
|
(iv)
The transmission of notices, reports and proxy soliciting
material
|
Articles
11, 15, 16 and 18
|
|
(v)
The sale or exercise of rights
|
Articles
13, 14, 15 and 18
|
|
(vi)
The deposit or sale of securities resulting from dividends, splits
or
plans of reorganization
|
Articles
12, 13, 15, 17 and 18
|
|
(vii)
Amendment, extension or termination of the deposit
agreement
|
Articles
20 and 21
|
|
(viii)
Rights of holders of Receipts to inspect the transfer books of the
depositary and the list of holders of Receipts
|
Article
11
|
|
(ix)
Restrictions upon the right to deposit or withdraw the underlying
securities
|
Articles
2, 3, 4, 5, 6, 8 and 22
|
|
(x)
Limitation upon the liability of the depositary
|
Articles
14, 18, 19 and 21
|
|
3.
Fees and Charges
|
Articles
7 and 8
|
Item
Number and Caption
|
Location
in Form of American Depositary
Receipt
Filed Herewith as Prospectus
|
||
(b)
|
Statement
that Barclays PLC
is
subject to the periodic reporting requirements of the Securities
Exchange
Act of 1934, as amended, and, accordingly, files certain reports
with the
Commission, and that such reports can be inspected by holders of
American
Depositary Receipts and copied at public reference facilities maintained
by the Commission in Washington, D.C.
|
Article
11
|
(a) |
Form
of Deposit Agreement.
Form
of Second Amended and Restated Deposit Agreement dated as
of , 2008 among Barclays
PLC,
JPMorgan Chase Bank, N.A., as depositary (the "Depositary"), and
all
holders from time to time of ADRs issued thereunder (the "Deposit
Agreement"),
including the Form of American Depositary Receipt, is filed herewith
as
Exhibit (a).
|
(b) |
Any
other agreement to which the Depositary is a party relating to the
issuance of the American Depositary Shares registered hereunder or
the
custody of the deposited securities represented
thereby.
Not Applicable.
|
(c) |
Every
material contract relating to the deposited securities between the
Depositary and the issuer of the deposited securities in effect at
any
time within the last three years.
Not Applicable.
|
(d) |
Opinion
of Ziegler, Ziegler & Associates LLP, counsel to the Depositary, as to
the legality of the securities being registered.
Filed herewith as Exhibit (d).
|
(e) |
Certification
under Rule 466.
Not applicable.
|
(f) |
Powers
of Attorney.
Filed herewith as Exhibit (f)
|
(a)
|
The
Depositary hereby undertakes to make available at the principal office
of
the Depositary in the United States, for inspection by holders of
the
American Depositary Receipts, any reports and communications received
from
the issuer of the deposited securities which are both (1) received by
the Depositary as the holder of the deposited securities, and
(2) made generally available to the holders of the underlying
securities by the issuer.
|
(b)
|
If
the amounts of fees charged are not disclosed in the prospectus,
the
Depositary undertakes to prepare a separate document stating the
amount of
any fee charged and describing the service for which it is charged
and to
deliver promptly a copy of such fee schedule without charge to anyone
upon
request. The Depositary undertakes to notify each registered holder
of an
American Depositary Receipt thirty days before any change in the
fee
schedule.
|
Legal
entity created by the form of Deposit Agreement for the issuance
of ADRs
evidencing American Depositary Shares
|
|
By:
|
JPMORGAN
CHASE BANK, N.A., as
|
Depositary
|
|
By:
|
/s/Joseph
M. Leinhauser
|
Name:
|
Joseph
M. Leinhauser
|
Title:
|
Vice
President
|
BARCLAYS
PLC
|
|
By:
|
/s/Christopher
Lucas
|
Name:
|
Christopher
Lucas
|
Title:
|
Group
Finance Director
|
Signatures
|
Title
|
Date
|
||
*
|
Group
Chairman
|
August
1, 2008
|
||
Name:
Marcus Agius
|
||||
*
|
Vice
Chairman
|
August
1, 2008
|
||
Name:
Gary Hoffman
|
||||
*
|
President
|
August
1, 2008
|
||
Name:
Robert Edward Diamond Jr
|
.
|
|||
*
|
Chief
Executive Officer
|
August
1, 2008
|
||
Name:
John Varley
|
(principal
executive officer)
|
|||
/s/Christopher
Lucas
|
Finance
Director
|
August
1, 2008
|
||
Name:
Christopher Lucas
|
(Principal
Financial Officer and
|
|||
Principal
Accounting Officer)
|
||||
*
|
Director
|
August
1, 2008
|
||
Name:
Frederik Ferdinand Seegers
|
||||
*
|
Non-Executive
Director
|
August
1, 2008
|
||
Name:
David Booth
|
||||
*
|
Non-Executive
Director
|
August
1, 2008
|
||
Name:
Sir Richard Broadbent
|
||||
*
|
Non-Executive
Director
|
August
1, 2008
|
||
Name:
Leigh Clifford, AO
|
*
|
Non-Executive
Director
|
August
1, 2008
|
||
Name:
Fulvio Conti
|
||||
*
|
Non-Executive
Director
|
August
1, 2008
|
||
Name:
Professor Dame Sandra Dawson
|
||||
*
|
Non-Executive
Director
|
August
1, 2008
|
||
Name:
Sir Andrew Likierman
|
||||
*
|
Non-Executive
Director
|
August
1, 2008
|
||
Name:
Sir Michael Rake
|
||||
*
|
Non-Executive
Director
|
August
1, 2008
|
||
Name:
Sir Nigel Rudd
|
||||
*
|
Non-Executive
Director
|
August
1, 2008
|
||
Name:
Stephen Russell
|
||||
*
|
Non-Executive
Director
|
August
1, 2008
|
||
Name:
Sir John Sunderland
|
||||
*
|
Non-Executive
Director
|
August
1, 2008
|
||
Name:
Patience Wheatcroft
|
||||
/s/James
Walker
|
Authorized
U.S. Representative
|
August
1, 2008
|
||
Name:
James Walker
|
/s/
Christopher Lucas
|
|
Title:
Power of Attorney
|
Exhibit
Number
|
|||
(a)
|
Form
of Second Amended and Restated Deposit Agreement (including the Form
of
ADR), among Barclays PLC,
JPMorgan Chase Bank, N.A., as depositary, and the holders from time
to
time of American Depositary Receipts issued thereunder.
|
||
(d)
|
Opinion
of Ziegler, Ziegler & Associates LLP, counsel to the Depositary, as to
the legality of the securities to be registered.
|
||
(f)
|
Powers
of Attorney
|