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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Seidler Kutsenda Management Company, LLC 4640 ADMIRALTY WAY, SUITE 1200 MARINA DEL REY, CA 90292 |
X | X | ||
New SEP SWH Holdings, L.P. 4640 ADMIRALTY WAY, SUITE 1200 MARINA DEL REY, CA 90292 |
X | X | ||
SEP SWH Holdings GP, LLC 4640 ADMIRALTY WAY, SUITE 1200 MARINA DEL REY, CA 90292 |
X | X | ||
SEP SWH Holdings, L.P. 4640 ADMIRALTY WAY, SUITE 1200 MARINA DEL REY, CA 90292 |
X | X | ||
SEIDLER EQUITY PARTNERS III L P 4640 ADMIRALTY WAY, SUITE 1200 MARINA DEL REY, CA 90292 |
X | X |
Eric Kutsenda | 12/28/2016 | |
**Signature of Reporting Person | Date | |
Chris Eastland | 12/29/2016 | |
**Signature of Reporting Person | Date | |
Chris Eastland | 12/28/2016 | |
**Signature of Reporting Person | Date | |
Chris Eastland | 12/28/2016 | |
**Signature of Reporting Person | Date | |
Chris Eastland | 12/28/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | SEP SWH Holdings, L.P. conducted a pro rata distribution to its limited partners of all shares of the Issuer's common stock owned by it. |
(2) | Represents the beneficial ownership of shares of the Issuer's common stock owned by SEP SWH Holdings, L.P. |
(3) | New SEP SWH Holdings, L.P. conducted a pro rata distribution to its limited partners of all shares of the Issuer's common stock owned by it |
(4) | Represents the beneficial ownership of shares of the Issuer's common stock owned by New SEP SWH Holdings, L.P. |
(5) | As part of the pro rata distribution by SEP SWH Holdings, L.P. and New SEP SWH Holdings, L.P. to their respective limited partners, Seidler Equity Partners III, L.P. received 2,493,269 and 2,475,869 shares of the Issuer's common stock, respectively. In prior reports, Seidler Equity Partners III, L.P. reported indirect beneficial ownership of all shares of the Issuer's common stock owned by SEP SWH Holdings, L.P. and New SEP SWH Holdings, L.P. |
(6) | Represents the beneficial ownership of shares of the Issuer's common stock owned by Seidler Equity Partners III, L.P. |
Remarks: Please see Exhibit 99 |