1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (right to buy)
|
Â
(1)
|
05/02/2018 |
Common stock, par value $0.001 per share (
|
1,203,125
|
$
3.3255
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(1)
|
05/02/2018 |
Common Stock
|
80,208
|
$
1.0864
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(2)
|
05/02/2018 |
Common Stock
|
320,833
|
$
1.0864
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(3)
|
05/02/2018 |
Common Stock
|
320,834
|
$
1.0864
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(1)
|
08/23/2019 |
Common Stock
|
68,750
|
$
6.0145
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(1)
|
08/23/2019 |
Common Stock
|
11,458
|
$
3.7755
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(4)
|
08/23/2019 |
Common Stock
|
103,125
|
$
3.7755
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(5)
|
08/23/2019 |
Common Stock
|
91,667
|
$
3.7755
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Presently exercisable |
(2) |
Options become exercisable in equal installments at the end of each calendar quarter through June 30, 2014. |
(3) |
Options may vest at the end of fiscal 2013 or fiscal 2014, provided certain corporate performance targets are met. |
(4) |
Options become exercisable in equal installments at the end of each calendar quarter through September 30, 2015. |
(5) |
Options vest at the end of fiscal 2013, fiscal 2014 or fiscal 2015, provided certain corporate performance targets are met. |