1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (Right to Buy)
|
Â
(3)
|
09/20/2020 |
Common Stock
|
20,004
|
$
0.5
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(4)
|
03/06/2022 |
Common Stock
|
80,004
|
$
0.5
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(5)
|
03/13/2023 |
Common Stock
|
240,000
|
$
2.325
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(6)
|
02/11/2024 |
Common Stock
|
220,000
|
$
10.98
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Reporting Person is a Trustee and shares voting and investment power over the shares held by Burton M. Goldfield and Maud Carol Goldfield, Trustees Burton M. and Maud Carol Goldfield Trust, u/a/d 12/6/00. |
(2) |
Reporting Person is a Trustee and shares voting and investment power over the shares held by Burton M. Goldfield and Carol Maud Goldfield, Trustees of the Alec Thunder Goldfield 2011 Irrevocable Trust. |
(3) |
Option is subject to a 4-year vesting schedule, with 25% vesting upon the 12-month anniversary of September 20, 2010, and 1/48th of the total number of shares vesting each month thereafter. The option is also subject to accelerated vesting upon certain events. |
(4) |
Option is subject to a 4-year vesting schedule, with 25% vesting upon the 12-month anniversary of February 9, 2012, and 1/48th of the total number of shares vesting each month thereafter. The option is also subject to accelerated vesting upon certain events. |
(5) |
Option is subject to a 4-year vesting schedule, with 25% vesting upon the 12-month anniversary of February 1, 2013, and 1/48th of the total number of shares vesting each month thereafter. The option is also subject to accelerated vesting upon certain events. |
(6) |
Option is subject to a 4-year vesting schedule, with 25% vesting upon the 12-month anniversary of February 1, 2014, and 1/48th of the total number of shares vesting each month thereafter. The option is also subject to accelerated vesting upon certain events. |