UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13A-16 OR 15D-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
March, 2010
Barclays PLC and
Barclays Bank PLC
(Names of Registrants)
1 Churchill Place
London E14 5HP
England
(Address of Principal Executive Offices)
Indicate by check mark whether the registrant files or will file annual reports
under cover of Form 20-F or Form 40-F.
Form 20-F x Form 40-F
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No x
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b):
This Report is a joint Report on Form 6-K filed by Barclays PLC and Barclays
Bank PLC. All of the issued ordinary share capital of Barclays Bank PLC is
owned by Barclays PLC.
This Report comprises:
Information given to The London Stock Exchange and furnished pursuant to
General Instruction B to the General Instructions to Form 6-K.
EXHIBIT INDEX
Exhibit No. 1 |
FRN Variable Rate fix dated 1 February 2010 |
Exhibit No. 2 |
FRN Variable Rate fix dated 3 February 2010 |
Exhibit No. 3 |
Director/PDMR Shareholding dated 4 February 2010 |
Exhibit No. 4 |
FRN Variable Rate fix dated 16 February 2010 |
Exhibit No. 5 |
FRN Variable Rate fix dated 16 February 2010 |
Exhibit No. 6 |
FRN Variable Rate fix dated 16 February 2010 |
Exhibit No. 7 |
Holding(s) in Company dated 17 February 2010 |
Exhibit No. 8 |
Holding(s) in Company dated 17 February 2010 |
Exhibit No. 9 |
FRN Variable Rate fix dated 17 February 2010 |
Exhibit No. 10 |
Director/PDMR Shareholding dated 17 February 2010 |
Exhibit No. 11 |
FRN Variable Rate fix dated 17 February 2010 |
Exhibit No. 12 |
FRN Variable Rate fix dated 18 February 2010 |
Exhibit No. 13 |
FRN Variable Rate fix dated 18 February 2010 |
Exhibit No. 14 |
Holding(s) in Company dated 19 February 2010 |
Exhibit No. 15 |
FRN Variable Rate fix dated 22 February 2010 |
Exhibit No. 16 |
FRN Variable Rate fix dated 23 February 2010 |
Exhibit No. 17 |
Full Early Redemption dated 23 February 2010 |
Exhibit No. 18 |
Publication of Prospectus dated 24 February 2010 |
Exhibit No. 19 |
FRN Variable Rate fix dated 24 February 2010 |
Exhibit No. 20 |
Holding(s) in Company dated 24 February 2010 |
Exhibit No. 21 |
FRN Variable Rate fix dated 25 February 2010 |
Exhibit No. 22 |
Total Voting Rights fix dated 26 February 2010 |
Exhibit No. 23 |
Notice dated 26 February 2010 |
Exhibit No. 24 |
FRN Variable Rate fix dated 26 February 2010 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, each of the registrants has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
BARCLAYS PLC
(Registrant)
Date: March 01, 2010
By: /s/ Patrick Gonsalves
----------------------
Patrick Gonsalves
Deputy Secretary
BARCLAYS BANK PLC
(Registrant)
Date: March 01, 2010
By: /s/ Patrick Gonsalves
----------------------
Patrick Gonsalves
Joint Secretary
Exhibit No.1
As Agent Bank, please be advised of the following rate determined on: 29/01/10 | ||||||||
Issue | ¦ Barclays Bank PLC - Series 183 - GBP 333,000,000 FRN due 30 Jan 2012 | |||||||
ISIN Number | ¦ XS0411706897 | |||||||
ISIN Reference | ¦ 41170689 | |||||||
Issue Nomin GBP | ¦ 333,000,000 | |||||||
Period | ¦ 29/01/10 to 30/04/10 | Payment Date 30/04/10 | ||||||
Number of Days | ¦ 91 | |||||||
Rate | ¦ 0.99625 | |||||||
Denomination GBP | ¦ 50,000 | ¦ 333,000,000 | ¦ | |||||
Amount Payable per Denomination | ¦ 124.19 | ¦ 827,105.86 | ¦ | |||||
Bank of New York | ||||||||
Rate Fix Desk | Telephone | ¦ 44 1202 689580 | ||||||
Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |
Exhibit No.2
As Agent Bank, please be advised of the following rate determined on: 03/02/10 | ||||||||
Issue | ¦ Barclays Bank Plc Series 172 - USD 2,000,000,000 FRN due 5 December 2011 | |||||||
ISIN Number | ¦ XS0403958571 | |||||||
ISIN Reference | ¦ 40395857 | |||||||
Issue Nomin USD | ¦ 2,000,000,000 | |||||||
Period | ¦ 05/02/10 to 05/03/10 | Payment Date 05/03/10 | ||||||
Number of Days | ¦ 28 | |||||||
Rate | ¦ 1.27906 | |||||||
Denomination USD | ¦ 50,000 | ¦ 1,000 | ¦ | |||||
Amount Payable per Denomination | ¦ 49.74 | ¦ 0.99 | ¦ | |||||
Bank of New York | ||||||||
Rate Fix Desk | Telephone | ¦ 44 1202 689580 | ||||||
Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |
Exhibit No.3
Exhibit No.4
Re: | BARCLAYS BANK PLC. |
GBP 2000000000 | |
MATURING: 16-May-2018 | |
ISIN: XS0398795574 | |
PLEASE BE ADVISED THAT THE INTEREST RATE FOR THE PERIOD | |
16-Feb-2010 TO 16-Mar-2010 HAS BEEN FIXED AT 1.085000 PCT | |
DAY BASIS: ACTUAL/365(FIX) | |
INTEREST PAYABLE VALUE 16-Mar-2010 WILL AMOUNT TO: | |
GBP 41.62 PER GBP 50000 DENOMINATION |
Re: |
BARCLAYS BANK PLC. |
GBP 2000000000 |
|
MATURING: 16-May-2018 |
|
ISIN: XS0398795574 |
|
PLEASE BE ADVISED THAT THE INTEREST RATE FOR THE PERIOD |
|
16-Feb-2010 TO 16-Mar-2010 HAS BEEN FIXED AT 1.085000 PCT |
|
DAY BASIS: ACTUAL/365(FIX) |
|
INTEREST PAYABLE VALUE 16-Mar-2010 WILL AMOUNT TO: |
|
GBP 41.62 PER GBP 50000 DENOMINATION |
Re: | BARCLAYS BANK PLC. |
GBP 1000000000 | |
MATURING: 16-May-2019 | |
ISIN: XS0398797604 | |
PLEASE BE ADVISED THAT THE INTEREST RATE FOR THE PERIOD | |
16-Feb-2010 TO 16-Mar-2010 HAS BEEN FIXED AT 1.085000 PCT | |
DAY BASIS: ACTUAL/365(FIX) | |
INTEREST PAYABLE VALUE 16-Mar-2010 WILL AMOUNT TO: | |
GBP 41.62 PER GBP 50000 DENOMINATION |
For filings with the FSA include the annex |
|||||
For filings with issuer exclude the annex |
|||||
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
|||||
1. Identity of the issuer or the underlying issuer |
Barclays PLC |
||||
2 Reason for the notification (please tick the appropriate box or boxes): |
|||||
An acquisition or disposal of voting rights |
|||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
|||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
ü |
||||
An event changing the breakdown of voting rights |
|||||
Other (please specify): |
|||||
3. Full name of person(s) subject to the |
His Excellency Khadem Abdulla Khadem Butti Al Qubaisi ("HE Khadem Al Qubaisi")
Future Capital Management Ltd. ("FCML") |
||||
4. Full name of shareholder(s) |
PCP Gulf Invest 3 Limited ("PCP3") |
||||
5. Date of the transaction and date on |
12 February 2010 |
||||
6. Date on which issuer notified: |
16 February 2010 |
||||
7. Threshold(s) that is/are crossed or |
6%-below 3% |
||||
8. Notified details: |
||||||||||||||||
A: Voting rights attached to shares viii, ix |
||||||||||||||||
Class/type of if possible using |
Situation previous |
Resulting situation after the triggering transaction |
||||||||||||||
Number |
Number |
Number |
Number of voting |
% of voting rights x |
||||||||||||
Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
||||||||||||
B: Qualifying Financial Instruments |
||||||||||||||||
Resulting situation after the triggering transaction |
||||||||||||||||
Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
||||||||||||||||
Resulting situation after the triggering transaction |
||||||||||||||||
Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
|
% of voting rights xix, xx
|
|||||||||||
Warrants |
197.775p |
31 October 2013 |
27 November 2008 - 31 October 2013 |
Nil |
Nominal |
Delta |
||||||||||
Nil |
Nil |
|||||||||||||||
Total (A+B+C) |
||||||||||||||||
Number of voting rights |
Percentage of voting rights |
|||||||||||||||
Nil |
Nil |
|||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the |
||
The warrants are legally owned by PCP3. The warrants are exercisable into 758,437,618 ordinary shares in Barclays PLC (equivalent to 6.65% of voting rights in Barclays PLC, as calculated pursuant to the Disclosure Rules).
Prior to the triggering transaction, PCP3 was wholly owned by FCML. FCML is wholly owned by HE Khadem Al Qubaisi.
The triggering transaction is the transfer, on 12 February 2010, of the entire share capital in PCP3 from FCML to Nexus Capital Investing Ltd.
|
||
Proxy Voting: |
||
10. Name of the proxy holder: |
||
11. Number of voting rights proxy holder will cease |
||
12. Date on which proxy holder will cease to hold |
||
13. Additional information: |
As required under the Disclosure Rules, this notification has been prepared using the total voting rights figure of 11,412,262,573 as set out in the regulatory announcement made by Barclays PLC dated 29 January 2010. Consequently the quoted percentages of voting rights detailed in this notification have been calculated without including the further shares to be issued when the warrants included in this notification are exercised. This results in the percentage figure for the holding prior to the exercise of the warrants being artificially high.
FCML is the current name of KAQ Holdings Limited, whose holding of the financial instruments has been the subject of previous regulatory notifications. |
|
14. Contact name: |
Fryderyk J. Holc |
|
15. Contact telephone number: |
+971.(2).417.6690 |
|
For filings with the FSA include the annex |
|||||
For filings with issuer exclude the annex |
|||||
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
|||||
1. Identity of the issuer or the underlying issuer |
Barclays PLC |
||||
2 Reason for the notification (please tick the appropriate box or boxes): |
|||||
An acquisition or disposal of voting rights |
|||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
|||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
ü |
||||
An event changing the breakdown of voting rights |
|||||
Other (please specify): |
|||||
3. Full name of person(s) subject to the |
Mr. Abdul Aziz Al Ketbi ("Mr. Al Ketbi")
Nexus Capital Investing Ltd. ("NCIL") |
||||
4. Full name of shareholder(s) |
PCP Gulf Invest 3 Limited ("PCP3") |
||||
5. Date of the transaction and date on |
12 February 2010 |
||||
6. Date on which issuer notified: |
16 February 2010 |
||||
7. Threshold(s) that is/are crossed or |
Below 3%-6% |
||||
8. Notified details: |
||||||||||||||||
A: Voting rights attached to shares viii, ix |
||||||||||||||||
Class/type of if possible using |
Situation previous |
Resulting situation after the triggering transaction |
||||||||||||||
Number |
Number |
Number |
Number of voting |
% of voting rights x |
||||||||||||
Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
||||||||||||
B: Qualifying Financial Instruments |
||||||||||||||||
Resulting situation after the triggering transaction |
||||||||||||||||
Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
||||||||||||||||
Resulting situation after the triggering transaction |
||||||||||||||||
Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
|
% of voting rights xix, xx
|
|||||||||||
Warrants |
197.775p |
31 October 2013 |
27 November 2008 - 31 October 2013 |
758,437,618 |
Nominal |
Delta |
||||||||||
6.65% |
6.65% |
|||||||||||||||
Total (A+B+C) |
||||||||||||||||
Number of voting rights |
Percentage of voting rights |
|||||||||||||||
758,437,618 |
6.65% |
|||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the |
||
The warrants are legally owned by PCP3.
Prior to the triggering transaction, PCP3 was wholly owned by Future Capital Management Ltd. ("FCML") (previously named KAQ Holdings Limited).
The triggering transaction is the transfer, on 12 February 2010, of the entire share capital in PCP3 from FCML to NCIL. NCIL is wholly owned by Mr. Al Ketbi.
|
||
Proxy Voting: |
||
10. Name of the proxy holder: |
||
11. Number of voting rights proxy holder will cease |
||
12. Date on which proxy holder will cease to hold |
||
13. Additional information: |
As required under the Disclosure Rules, this notification has been prepared using the total voting rights figure of 11,412,262,573 as set out in the regulatory announcement made by Barclays PLC dated 29 January 2010. Consequently the quoted percentages of voting rights detailed in this notification have been calculated without including the further shares to be issued when the warrants included in this notification are exercised. This results in the percentage figure for the holding prior to the exercise of the warrants being artificially high. |
|
14. Contact name: |
Diahann Rymer-Liburd |
|
15. Contact telephone number: |
+284.494.2434 |
|
As Agent Bank, please be advised of the following rate determined on: 17-Feb-2010 | ||||||||
Issue | ¦ Barclays Bank Plc EUR 50,000,000 notes due 19th February 2029 Series 53 | |||||||
ISIN Number | ¦ XS0093415288 | |||||||
ISIN Reference | ¦ | |||||||
Issue Nomin EUR | ¦ 50,000,000.00 | |||||||
Period | ¦ 19-Feb-2010 to 21-Feb-2011 | Payment Date 21-Feb-2011 | ||||||
Number of Days | ¦ 367 | |||||||
Rate | ¦ 3.92500 | |||||||
Denomination EUR | ¦ 50,000,000.00 | ¦ | ¦ | |||||
Amount Payable per Denomination | ¦ 1,973,253.42 | ¦ | ¦ | |||||
Bank of New York | ||||||||
Rate Fix Desk | Telephone | ¦ 44 1202 689580 | ||||||
Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |
DIRECTOR
|
BARCLAYS PLC SHARES PURCHASED
|
TOTAL BENEFICIAL INTEREST FOLLOWING THIS NOTIFICATION
|
David Booth
|
2,051
|
75,376
|
Sir Richard Broadbent
|
2,044
|
36,634
|
Leigh Clifford
|
1,921
|
37,348
|
Fulvio Conti
|
1,970
|
41,274
|
Simon Fraser
|
1,925
|
48,172
|
Reuben Jeffery¹
|
2,668
|
62,841
|
Sir Andrew Likierman
|
2,071
|
25,078
|
Sir Michael Rake
|
2,011
|
17,138
|
Sir John Sunderland
|
1,930
|
81,705
|
As Agent Bank, please be advised of the following rate determined on: 17/02/10 | ||||||||
Issue | ¦ Barclays Bank Plc Series 175 - USD 2,000,000,000 FRN due 19 December 2011 | |||||||
ISIN Number | ¦ XS0406399427 | |||||||
ISIN Reference | ¦ 40639942 | |||||||
Issue Nomin USD | ¦ 2,000,000,000 | |||||||
Period | ¦ 19/02/10 to 19/03/10 | Payment Date 19/03/10 | ||||||
Number of Days | ¦ 28 | |||||||
Rate | ¦ 1.17875 | |||||||
Denomination USD | ¦ 100,000 | ¦ 2,000,000,000 | ¦ | |||||
Amount Payable per Denomination | ¦ 91.68 | ¦ 1,833,611.11 | ¦ | |||||
Bank of New York | ||||||||
Rate Fix Desk | Telephone | ¦ 44 1202 689580 | ||||||
Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |
As Agent Bank, please be advised of the following rate determined on: 18/02/10 | ||||||||
Issue | ¦ Barclays Bank PLC - Series 170 - EUR 1,500,000,000 FRN due 22 Nov 2011 | |||||||
ISIN Number | ¦ XS0400716444 | |||||||
ISIN Reference | ¦ 40071644 | |||||||
Issue Nomin EUR | ¦ 1,500,000,000 | |||||||
Period | ¦ 22/02/10 to 21/05/10 | Payment Date 21/05/10 | ||||||
Number of Days | ¦ 88 | |||||||
Rate | ¦ 0.91 | |||||||
Denomination EUR | ¦ 50,000 | ¦ 1,500,000,000 | ¦ | |||||
Amount Payable per Denomination | ¦ 111.22 | ¦ 3,336,666.67 | ¦ | |||||
Bank of New York | ||||||||
Rate Fix Desk | Telephone | ¦ 44 1202 689580 | ||||||
Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |
As Agent Bank, please be advised of the following rate determined on: 18/02/10 | ||||||||
Issue | ¦ Barclays Bank PLC - Series 187 - GBP 250,000,000 FRN due 20 Feb 2012 | |||||||
ISIN Number | ¦ XS0414007491 | |||||||
ISIN Reference | ¦ 41400749 | |||||||
Issue Nomin GBP | ¦ 250,000,000 | |||||||
Period | ¦ 18/02/10 to 18/05/10 | Payment Date 18/05/10 | ||||||
Number of Days | ¦ 89 | |||||||
Rate | ¦ 1.09281 | |||||||
Denomination GBP | ¦ 50,000 | ¦ 250,000,000 | ¦ | |||||
Amount Payable per Denomination | ¦ 133.23 | ¦ 666,165.00 | ¦ | |||||
Bank of New York | ||||||||
Rate Fix Desk | Telephone | ¦ 44 1202 689580 | ||||||
Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |
For filings with the FSA include the annex |
|||||
For filings with issuer exclude the annex |
|||||
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
|||||
1. Identity of the issuer or the underlying issuer |
Barclays PLC |
||||
2 Reason for the notification (please tick the appropriate box or boxes): |
|||||
An acquisition or disposal of voting rights |
|||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
|||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
|||||
An event changing the breakdown of voting rights |
ü |
||||
Other (please specify): |
|||||
3. Full name of person(s) subject to the |
Mr. Abdul Aziz Al Ketbi ("Mr. Al Ketbi")
Nexus Capital Investing Ltd. ("NCIL")
PCP Gulf Invest 3 Limited ("PCP3") |
||||
4. Full name of shareholder(s) |
PCP Gulf Invest 3 Limited ("PCP3") |
||||
5. Date of the transaction and date on |
17 February 2010 |
||||
6. Date on which issuer notified: |
19 February 2010 |
||||
7. Threshold(s) that is/are crossed or |
No change |
||||
8. Notified details: |
||||||||||||||||
A: Voting rights attached to shares viii, ix |
||||||||||||||||
Class/type of if possible using |
Situation previous |
Resulting situation after the triggering transaction |
||||||||||||||
Number |
Number |
Number |
Number of voting |
% of voting rights x |
||||||||||||
Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
||||||||||||
Ordinary shares |
Nil |
Nil |
626,835,443
(in the case of PCP3) |
626,835,443
(in the case of PCP3) |
626,835,443
(in the case of Mr. Al Ketbi and NCIL) |
5.49%
(in the case of PCP3) |
5.49%
(in the case of Mr. Al Ketbi and NCIL) |
|||||||||
ISIN GB0031348658 |
||||||||||||||||
B: Qualifying Financial Instruments |
||||||||||||||||
Resulting situation after the triggering transaction |
||||||||||||||||
Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
||||||||||||||||
Resulting situation after the triggering transaction |
||||||||||||||||
Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
|
% of voting rights xix, xx
|
|||||||||||
Warrants |
197.775p |
31 October 2013 |
27 November 2008 - 31 October 2013 |
131,602,175 |
Nominal |
Delta |
||||||||||
1.15% |
1.15% |
|||||||||||||||
Total (A+B+C) |
||||||||||||||||
Number of voting rights |
Percentage of voting rights |
|||||||||||||||
758,437,618 |
6.65% |
|||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the |
||
The warrants and ordinary shares are legally owned by PCP3. PCP3 is, in turn, wholly owned by NCIL which is, in turn, wholly owned by Mr. Al Ketbi.
The triggering transaction is the exercise, on 17 February 2010, of 626,835,443 warrants held by PCP3 into ordinary shares in Barclays PLC. The exercise has resulted in a notifiable decrease in the percentage level of voting rights held through warrants, and a corresponding notifiable increase in the percentage level of voting rights held through ordinary shares. Such changes, whilst not affecting the overall percentage level of voting rights held by the notifying parties, are notifiable pursuant to DTR 5.7.1R and 5.7.2G.
|
||
Proxy Voting: |
||
10. Name of the proxy holder: |
||
11. Number of voting rights proxy holder will cease |
||
12. Date on which proxy holder will cease to hold |
||
13. Additional information: |
As required under the Disclosure Rules, this notification has been prepared using the total voting rights figure of 11,412,262,573 as set out in the regulatory announcement made by Barclays PLC dated 29 January 2010. Consequently the quoted percentages of voting rights detailed in this notification have been calculated without including the shares issued upon the exercise warrants, nor the further shares to be issued when the warrants included in this notification are exercised. This results in certain percentage figures being artificially high. |
|
14. Contact name: |
Mohamed Almulla |
|
15. Contact telephone number: |
+971.50.4566.023 |
|
As Agent Bank, please be advised of the following rate determined on: 22/02/10 | ||||||||
Issue | ¦ Barclays Bank Plc - Series 197 - GBP200,000,000 FRN due May 2012 | |||||||
ISIN Number | ¦ XS0430788108 | |||||||
ISIN Reference | ¦ 043078810 | |||||||
Issue Nomin GBP | ¦ 200,000,000 | |||||||
Period | ¦ 22/02/10 to 24/05/10 | Payment Date 24/05/10 | ||||||
Number of Days | ¦ 91 | |||||||
Rate | ¦ 0.92438 | |||||||
Denomination GBP | ¦ 50,000 | ¦ 200,000,000 | ¦ | |||||
Amount Payable per Denomination | ¦ 115.23 | ¦ 460,923.73 | ¦ | |||||
Bank of New York | ||||||||
Rate Fix Desk | Telephone | ¦ 44 1202 689580 | ||||||
Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |
As Agent Bank, please be advised of the following rate determined on: 23-Feb-2010 | ||||||||
Issue |
¦ Barclays Bank Plc
Series 151 USD 1,500,000,000 Callable Floating Rate Subordinated Notes due 2015 |
|||||||
ISIN Number | ¦ XS0213053910 | |||||||
ISIN Reference | ¦ | |||||||
Issue Nomin USD | ¦ 1,500,000,000.00 | |||||||
Period | ¦ 25-Feb-2010 to 25-May-2010 | Payment Date 25-May-2010 | ||||||
Number of Days | ¦ 89 | |||||||
Rate | ¦ 0.45194 | |||||||
Denomination USD | ¦ 1,000.00 | ¦ 100,000.00 | ¦ | |||||
Amount Payable per Denomination | ¦ 1.12 | ¦ 111.73 | ¦ | |||||
Bank of New York | ||||||||
Rate Fix Desk | Telephone | ¦ 44 1202 689580 | ||||||
Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |
Please be advised the following issue has been repurchased for USD 1,437,000 on 23 Feb 2010
and then will be redeemed due to a EARLY REDEMPTION on 25 Feb 2010.
Please amend your records accordingly.
Exhibit No.19
As Agent Bank, please be advised of the following rate determined on:
24-Feb-2010 |
||||||||
Issue |
¦ Barclays Bank PLC
USD 750,000,000 Undated Floating Rate Primary Capital Notes Series 2 |
|||||||
ISIN Number | ¦ GB0000777705 | |||||||
ISIN Reference | ¦ | |||||||
Issue Nomin USD | ¦ 482,770,000.00 | |||||||
Period | ¦ 26-Feb-2010 to 31-Aug-2010 | Payment Date 31-Aug-2010 | ||||||
Number of Days | ¦ 186 | |||||||
Rate | ¦ 0.50000 | |||||||
Denomination USD | ¦ 10,000.00 | ¦ 100,000.00 | ¦ | |||||
Amount Payable per Denomination | ¦ 25.83 | ¦ 258.30 | ¦ | |||||
Bank of New York | ||||||||
Rate Fix Desk | Telephone | ¦ 44 1202 689580 | ||||||
Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |
Exhibit No.20
For filings with the FSA include the annex |
|||||
For filings with issuer exclude the annex |
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
|||||
1. Identity of the issuer or the underlying issuer |
Barclays plc |
||||
2 Reason for the notification (please tick the appropriate box or boxes): |
|||||
An acquisition or disposal of voting rights |
YES |
||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
|||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
|||||
An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the |
Appleby Trust (Jersey) Limited in its capacity as trustee of the Barclays Group (ESAS) Employees' Benefit Trust, the Barclays Group (PSP) Employees' Benefit Trust and the Barclays Group (Canada) Employees' Benefit Trust |
||||
4. Full name of shareholder(s) |
Greenwood Nominees Limited - acting as custodian |
||||
5. Date of the transaction and date on |
19 February 2010 |
||||
6. Date on which issuer notified: |
TR-1 submitted on 23 February 2010 |
||||
7. Threshold(s) that is/are crossed or |
3.00% |
||||
8. Notified details: |
|||||||||||||||||
A: Voting rights attached to shares viii, ix |
|||||||||||||||||
Class/type of if possible using |
Situation previous |
Resulting situation after the triggering transaction |
|||||||||||||||
Number |
Number |
Number |
Number of voting |
% of voting rights x |
|||||||||||||
Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
|||||||||||||
GB0031348658 |
124,853,522
|
124,853,522
|
160,513,022 |
160,513,022 |
1.4065% |
||||||||||||
Ordinary shares |
|||||||||||||||||
B: Qualifying Financial Instruments |
|||||||||||||||||
Resulting situation after the triggering transaction |
|||||||||||||||||
Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
|||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
|||||||||||||||||
Resulting situation after the triggering transaction |
|||||||||||||||||
Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
|
% of voting rights xix, xx
|
||||||||||||
Total Return Swap |
3 June 2010 |
From 11 May 2009 |
192,860,970
|
Nominal |
Delta |
||||||||||||
1.690% |
|||||||||||||||||
Total (A+B+C) |
|||||||||||||||||
Number of voting rights |
Percentage of voting rights |
||||||||||||||||
353,373,992 |
3.096% |
||||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the |
||
|
||
Proxy Voting: |
||
10. Name of the proxy holder: |
||
11. Number of voting rights proxy holder will cease |
||
12. Date on which proxy holder will cease to hold |
||
13. Additional information: |
||
14. Contact name: |
||
15. Contact telephone number: |
||
Exhibit No.21
As Agent Bank, please be advised of the following rate determined on: 25-Feb-2010 | ||||||||
Issue |
¦ Barclays Bank PLC
Series 112 EUR 50,000,000 Subordinated Floating Rate Notes Due March, 2022 |
|||||||
ISIN Number | ¦ XS0144176996 | |||||||
ISIN Reference | ¦ | |||||||
Issue Nomin EUR | ¦ 50,000,000.00 | |||||||
Period | ¦ 01-Mar-2010 to 01-Sep-2010 | Payment Date 01-Sep-2010 | ||||||
Number of Days | ¦ 184 | |||||||
Rate | ¦ 1.35900 | |||||||
Denomination EUR | ¦ 50,000,000.00 | ¦ | ¦ | |||||
Amount Payable per Denomination | ¦ 347,300.00 | ¦ | ¦ | |||||
Bank of New York | ||||||||
Rate Fix Desk | Telephone | ¦ 44 1202 689580 | ||||||
Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |
Exhibit No.22
Exhibit No.23
Section 1 ‑ Business review
|
|
Financial review
|
1
|
Corporate sustainability
|
53
|
Our people
|
55
|
Risk management
|
56
|
Section 2 ‑ Governance
|
|
Board and Executive Committee
|
138
|
Directors' report
|
140
|
Corporate governance report
|
143
|
Remuneration report
|
157
|
Accountability and audit
|
173
|
Section 3 ‑ Financial statements
|
|
Presentation of information
|
176
|
Independent Registered Public Accounting Firm's report ‑ Barclays PLC
|
177
|
Independent Registered Public Accounting Firm's report ‑ Barclays Bank PLC
|
178
|
Consolidated accounts Barclays PLC
|
179
|
Barclays Bank PLC data
|
285
|
Section 4 ‑ Shareholder information
|
301
|
Name
|
Function(s) within the Group
|
Principal outside activities
|
Marcus Agius
|
Group Chairman
|
Non-Executive Director, British Broadcasting Corporation
|
John Varley
|
Group Chief Executive
|
Non-Executive Director, AstraZeneca PLC
|
Chris Lucas
|
Group Finance Director
|
-
|
Robert E Diamond Jr
|
President, Barclays PLC, Chief Executive, Investment Banking and Investment Management
|
Chairman, Old Vic Productions PLC
|
Sir Richard Broadbent
|
Deputy Chairman, Senior Independent Director and Non-Executive Director
|
Chairman, Arriva plc
|
David Booth
|
Non-Executive Director
|
-
|
Leigh Clifford
|
Non-Executive Director
|
Chairman, Qantas Airways Limited
|
Fulvio Conti
|
Non-Executive Director
|
Chief Executive Officer, Enel SpA, Director, AON Corporation
|
Simon Fraser
|
Non-Executive Director
|
Non-Executive Director, Fidelity Japanese Values Plc and Fidelity European Values Plc
|
Reuben Jeffery III
|
Non-Executive Director
|
Senior Adviser, Center for Strategic & International Studies
|
Sir Andrew Likierman
|
Non-Executive Director
|
Professor of Management Practice in Accounting, London Business School, Chairman, National Audit Office
|
Sir Michael Rake
|
Non-Executive Director
|
Chairman, BT Group PLC, Director, McGraw-Hill Companies, Director, Financial Reporting Council, Chairman, UK Commission for Employment and Skills
|
Sir John Sunderland
|
Non-Executive Director
|
Director, Financial Reporting Council
|
Exhibit No.24
As Agent Bank, please be advised of the following rate determined on: 26-Feb-2010 | ||||||||
Issue |
¦ Barclays Bank PLC
EUR 1,500,000,000 Floating Rate Subordinated Step-Up Callable Notes due 2017 Series 160 |
|||||||
ISIN Number | ¦ XS0301811070 | |||||||
ISIN Reference | ¦ | |||||||
Issue Nomin EUR | ¦ 1,500,000,000.00 | |||||||
Period | ¦ 26-Feb-2010 to 28-May-2010 | Payment Date 28-May-2010 | ||||||
Number of Days | ¦ 91 | |||||||
Rate | ¦ 0.85900 | |||||||
Denomination EUR | ¦ 1,500,000,000.00 | ¦ | ¦ | |||||
Amount Payable per Denomination | ¦ 3,257,041.67 | ¦ | ¦ | |||||
Bank of New York | ||||||||
Rate Fix Desk | Telephone | ¦ 44 1202 689580 | ||||||
Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |