barc201201016kbatch.htm
 
UNITED STATES

SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 
 
FORM 6-K
 
 
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13A-16 OR 15D-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
 
January 3, 2012
 
Barclays PLC and
Barclays Bank PLC
(Names of Registrants)
 
 
 1 Churchill Place
London E14 5HP
England
(Address of Principal Executive Offices)
 
Indicate by check mark whether the registrant files or will file annual reports
under cover of Form 20-F or Form 40-F.
 
Form 20-F x           Form 40-F
 
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
 
Yes           No x
 
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b):
 
This Report is a joint Report on Form 6-K filed by Barclays PLC and Barclays
Bank PLC. All of the issued ordinary share capital of Barclays Bank PLC is
owned by Barclays PLC.
 
This Report comprises:
 
Information given to The London Stock Exchange and furnished pursuant to
General Instruction B to the General Instructions to Form 6-K.

 
 
EXHIBIT INDEX
 






Exhibit No. 1
FRN Variable Rate Fix dated 1 December 2011
Exhibit No. 2
FRN Variable Rate Fix dated 6 December 2011
Exhibit No. 3
FRN Variable Rate Fix dated 8 December 2011
Exhibit No. 4
Publication of Base Prospectus Supplement dated 12 December 2011
Exhibit No. 5
Director/PDMR Shareholding dated 15 December 2011
Exhibit No. 6
FRN Variable Rate Fix dated 16 December 2011
Exhibit No. 7
FRN Variable Rate Fix dated 19 December 2011
Exhibit No. 8
FRN Variable Rate Fix dated 19 December 2011
Exhibit No. 9
Director/PDMR Shareholding dated 19 December 2011
Exhibit No. 10
FRN Variable Rate Fix dated 20 December 2011
Exhibit No. 11
FRN Variable Rate Fix dated 21 December 2011
Exhibit No. 12
FRN Variable Rate Fix dated 21 December 2011
Exhibit No. 13
Director/PDMR Shareholding dated 21 December 2011
Exhibit No. 14
FRN Variable Rate Fix dated 28 December 2011
Exbibit No. 15 Total Voting Rights dated 30 December 2011



 

 


SIGNATURES

 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, each of the registrants has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
 
 
BARCLAYS PLC
(Registrant)
 
Date: January 3, 2012
 
 
By: /s/ Patrick Gonsalves
----------------------
Patrick Gonsalves
Deputy Secretary
 
 

 
 
BARCLAYS BANK PLC
(Registrant)

Date: January 3, 2012
 
 
By: /s/ Patrick Gonsalves
----------------------
Patrick Gonsalves
Joint Secretary
 
 
Exhibit No.1 
 
LONDON--(BUSINESS WIRE)--
 
As Agent Bank, please be advised of the following rate determined on: 01/12/11
Issue
¦ Barclays Bank Plc - Series 191 - USD 1,350,000,000 FRN due 5 March 2012
   
ISIN Number
¦ XS0416756327
ISIN Reference
¦ US06765XAB55
Issue Nomin USD
¦ 1,350,000,000
Period
¦ 05/12/11 to 05/03/12
 
Payment Date 05/03/12
Number of Days
¦ 91
Rate
¦ 1.32722
 
Denomination USD
¦ 100,000
 
¦ 1,350,000,000
 
¦ 1,000
     
Amount Payable per Denomination
¦ 335.49
 
¦ Pok4,529,138.25
 
¦ XS0416756327
     
Bank of New York
   
Rate Fix Desk
 
Telephone
 
¦ 44 1202 689580
Corporate Trust Services
Facsimile
 
¦ 44 1202 689601
 
 
Barclays Bank PLC
 
Source: Barclays Bank PLC
 
Exhibit No.2 
 
LONDON--(BUSINESS WIRE)--
 
Re:
BARCLAYS BANK PLC.
 
EUR 250,000,000.00
 
MATURING: 08-Sep-2014
 
ISIN: XS0673964721
   
PLEASE BE ADVISED THAT THE INTEREST RATE FOR THE PERIOD
08-Dec-2011 TO 08-Mar-2012 HAS BEEN FIXED AT 2.16 PCT
 
DAY BASIS: ACTUAL/360
 
INTEREST PAYABLE VALUE 08-Mar-2012 WILL AMOUNT TO:
EUR 5.47 PER EUR 1,000.00 DENOMINATION
 
 
Citibank
 
Source: Citibank
 
Exhibit No.3   
 
LONDON--(BUSINESS WIRE)--
 
As Agent Bank, please be advised of the following rate determined on: 08/12/11
Issue
¦ Barclays Bank PLC - Series 155 - USD 500,000,000 Callable Subordinated FRN due 11 Sep 2017
   
ISIN Number
¦ XS0229313696
ISIN Reference
¦ 22931369
Issue Nomin USD
¦ 500,000,000
Period
¦ 12/12/11 to 12/03/12
 
Payment Date 12/03/12
Number of Days
¦ 91
Rate
¦ 0.74
 
Denomination USD
¦ 1,000
 
¦ 100,000
 
¦ 500,000,000
     
Amount Payable per Denomination
¦ 1.87
 
¦ Pok187.06
 
¦ XS0229313696
     
Bank of New York
   
Rate Fix Desk
 
Telephone
 
¦ 44 1202 689580
Corporate Trust Services
Facsimile
 
¦ 44 1202 689601
 
 
Barclays Bank PLC
 
Source: Barclays Bank PLC
 
Exhibit No.4   

Publication of Base Prospectus Supplement
 
The following base prospectus supplement has been approved by the UK Listing Authority and is available for viewing:
 
Base Prospectus Supplement No. 1 dated 12 December 2011 to the Base Prospectus dated 26 August 2011 for the Barclays Bank PLC €35,000,000,000 Global Covered Bond Programme unconditionally and irrevocably guaranteed as to payments by Barclays Covered Bonds LLP
 
To view the full document, please paste the following URL into the address bar of your browser
 
http://www.rns-pdf.londonstockexchange.com/rns/8094T_1-2011-12-12.pdf
 
A copy of the above document has been submitted to the National Storage Mechanism and will shortly be available for inspection at: www.Hemscott.com/nsm.do
 
For further information, please contact:
 
Barclays Treasury
1 Churchill Place
Canary Wharf
London E14 5HP
 
DISCLAIMER - INTENDED ADDRESSEES
 
IMPORTANT: You must read the following before continuing: The following applies to the Base Prospectus Supplement available by clicking on the link above, and you are therefore advised to read this carefully before reading, accessing or making any other use of the Base Prospectus Supplement. In accessing the Base Prospectus Supplement, you agree to be bound by the following terms and conditions, including any modifications to them, any time you receive any information from us as a result of such access.
 
THE BASE PROSPECTUS SUPPLEMENT MAY NOT BE FORWARDED OR DISTRIBUTED OTHER THAN AS PROVIDED BELOW AND MAY NOT BE REPRODUCED IN ANY MANNER WHATSOEVER. THE BASE PROSPECTUS SUPPLEMENT MAY ONLY BE DISTRIBUTED OUTSIDE THE UNITED STATES TO PERSONS THAT ARE NOT U.S. PERSONS AS DEFINED IN, AND IN RELIANCE ON, REGULATION S UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT") OR WITHIN THE UNITED STATES TO QIBs (AS DEFINED BELOW) IN ACCORDANCE WITH RULE 144A UNDER THE SECURITIES ACT ("RULE 144A"). ANY FORWARDING, DISTRIBUTION OR REPRODUCTION OF THE BASE PROSPECTUS SUPPLEMENT IN WHOLE OR IN PART IS PROHIBITED. FAILURE TO COMPLY WITH THIS NOTICE MAY RESULT IN A VIOLATION OF THE SECURITIES ACT OR THE APPLICABLE LAWS OF OTHER JURISDICTIONS.
 
NOTHING IN THIS ELECTRONIC PUBLICATION CONSTITUTES AN OFFER OF SECURITIES FOR SALE IN ANY JURISDICTION. ANY NOTES ISSUED OR TO BE ISSUED PURSUANT TO THE BASE PROSPECTUS RELATING TO THE BARCLAYS BANK PLC €35,000,000,000 GLOBAL COVERED BOND PROGRAMME (THE "BASE PROSPECTUS") AND THE BASE PROSPECTUS SUPPLEMENT HAVE NOT BEEN, AND WILL NOT BE, REGISTERED UNDER THE SECURITIES ACT OR THE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES OR OTHER JURISDICTION. ANY NOTES ISSUED OR TO BE ISSUED PURSUANT TO THE BASE PROSPECTUS AND THE BASE PROSPECTUS SUPPLEMENT MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED EXCEPT (1) IN ACCORDANCE WITH RULE 144A UNDER THE SECURITIES ACT TO PERSONS REASONABLY BELIEVED TO BE QUALIFIED INSTITUTIONAL BUYERS (EACH A "QIB") WITHIN THE MEANING OF RULE 144A OR (2) IN AN OFFSHORE TRANSACTION TO A PERSON THAT IS NOT A U.S. PERSON IN ACCORDANCE WITH RULE 903 OR RULE 904 OF REGULATION S UNDER THE SECURITIES ACT.
 
Please note that the information contained in the Base Prospectus Supplement may be addressed to and/or targeted at persons who are residents of particular countries (specified in the Base Prospectus) only and is not intended for use and should not be relied upon by any person outside these countries and/or to whom the offer contained in the Base Prospectus is not addressed. Prior to relying on the information contained in the Base Prospectus and the Base Prospectus Supplement you must ascertain from the Base Prospectus whether or not you are part of the intended addressees of the information contained therein.
 
Confirmation of your Representation: In order to be eligible to view the Base Prospectus Supplement or make an investment decision with respect to any Notes issued or to be issued pursuant to the Base Prospectus and the Base Prospectus Supplement, you must be (i) a person other than a U.S. person (within the meaning of Regulation S under the Securities Act); or (ii) a QIB that is acquiring the securities for its own account or for the account of another QIB. By accessing the Base Prospectus Supplement, you shall be deemed to have represented that you are not a U.S. person or that you are a QIB, and that you consent to delivery of the Base Prospectus Supplement via electronic publication.
 
You are reminded that the Base Prospectus Supplement has been made available to you on the basis that you are a person into whose possession the Base Prospectus Supplement may be lawfully delivered in accordance with the laws of the jurisdiction in which you are located and you may not, nor are you authorised to, deliver the Base Prospectus Supplement to any other person.
 
The Base Prospectus Supplement does not constitute, and may not be used in connection with, an offer or solicitation in any place where offers or solicitations are not permitted by law. If a jurisdiction requires that the offering be made by a licensed broker or dealer and the underwriters or any affiliate of the underwriters is a licensed broker or dealer in that jurisdiction, the offering shall be deemed to be made by the underwriters or such affiliate on behalf of the issuers in such jurisdiction. Under no circumstances shall the Base Prospectus Supplement constitute an offer to sell, or the solicitation of an offer to buy, nor shall there be any sale of any Notes issued or to be issued pursuant to the Base Prospectus and the Base Prospectus Supplement, in any jurisdiction in which such offer, solicitation or sale would be unlawful.
 
The Base Prospectus Supplement has been made available to you in an electronic form. You are reminded that documents transmitted via this medium may be altered or changed during the process of electronic transmission and consequently none of the issuers, their advisers nor any person who controls any of them nor any director, officer, employee nor agent of it or affiliate of any such person accepts any liability or responsibility whatsoever in respect of any difference between the Base Prospectus Supplement made available to you in electronic format and the hard copy version available to you on request from the issuers.

Exhibit No.5  
 
15 December 2011
 
 
Director/PDMR shareholding: Disclosure and Transparency Rules 3.1.4R(1)(a)
 
 
 
1. The trustee of the Barclays Group Sharepurchase Plan ("Sharepurchase"), an HM Revenue and Customs approved all employee share plan, informed Barclays PLC (the "Company") on 14 December 2011 that, on 13 December 2011 it had acquired, and now held as bare trustee of Sharepurchase, the following ordinary shares in the Company, following the re-investment of the interim dividend for the year ended 31 December 2011, for the following Directors/PDMRs at a price of 185.48 pence per share:
 
Director/PDMR
No. of shares received
C Lucas
16
M Harding
11
R Le Blanc
 
2
 
 
 
2. The nominee of the Barclays ESAS Nominee Arrangement confirmed to the Company on 14 December 2011 that the independent trustee of ESAS had on 9 December 2011 exercised its discretion and re-invested an amount equal to the interim dividend for the year ended 31 December 2011 in ordinary shares of the Company at a price of 190.35 pence per share for the following Directors/PDMRs.  The number of shares received is as follows:
 
 
Director/PDMR
No. of shares received
R E Diamond Jr
8,200
J del Missier
5,908
T Kalaris
3,131
A Jenkins
395
R Le Blanc
385
R Ricci
1,844
 
The number of shares held in the Barclays ESAS Nominee Arrangement form a proportion of the shares which were provisionally allocated by the trustee under ESAS on 21 March 2006 and 21 March 2007.
 
 
3. The independent nominee of the Barclays Corporate Nominee Arrangementnotified the Company on 14 December 2011 that it had on 9 December 2011 exercised its discretion and re-invested the interim dividend for the year ended 31 December 2011 in ordinary shares of the Company at a price of 190.35 pence per share for the following Directors/PDMRs. The number of shares received is as follows:
 
Director/PDMR
No. of shares received
C  Lucas
451
R Le Blanc
2,275
 
 
4. The Administrators of the Dividend Reinvestment Plan (the "Plan") notified the Company on 14 December 2011 that on 9 December 2011, following the re-investment of the interim dividend for the year ended 31 December 2011, the following PDMRs and their connected persons had received ordinary shares in the Company under the Plan at a price of 187.18 pence per share. The number of shares received is as follows:
 
Director/PDMR
No. of shares received
A Carnwath
 22
M Harding
176
C  Lucas
1093
A  Jenkins
72
 
 
The revised total shareholding for each Director following these transactions is as follows:
 
Director
 
Beneficial Holding
 
Non-Beneficial Holding
R E Diamond Jr
 
13,191,441
 
-
C  Lucas
 
297,467
 
-
A Carnwath
 
44,525
 
-
 
Exhibit No.6      
 
London--(BUSINESS WIRE)--
 
As Agent Bank, please be advised of the following rate determined on: 15/12/11
Issue
¦ Barclays Bank PLC - Series 132 - EUR 40,000,000 SUB FRN due 19 Jun 2018
   
ISIN Number
¦ XS0170401623
ISIN Reference
¦ 17040162
Issue Nomin EUR
¦ 40,000,000
Period
¦ 19/12/11 to 19/06/12
 
Payment Date 19/06/12
Number of Days
¦ 183
Rate
¦ 2.107
 
Denomination EUR
¦ 40,000,000
 
¦
 
¦
     
Amount Payable per Denomination
¦ 428,423.33
 
¦
 
¦
     
Bank of New York
   
Rate Fix Desk
 
Telephone
 
¦ 44 1202 689580
Corporate Trust Services
Facsimile
 
¦ 44 1202 689601
 
 
Barclays Bank PLC
 
Source: Barclays Bank PLC
 
Exhibit No.7  
 
LONDON--(BUSINESS WIRE)--
 
Re:
BARCLAYS BANK PLC.
 
GBP 2,000,000,000.00
 
MATURING: 16-May-2018
 
ISIN: XS0398795574
   
PLEASE BE ADVISED THAT THE INTEREST RATE FOR THE PERIOD
16-Dec-2011 TO 16-Jan-2012 HAS BEEN FIXED AT 1.314250 PCT
 
DAY BASIS: ACTUAL/365(FIX)
 
INTEREST PAYABLE VALUE 16-Jan-2012 WILL AMOUNT TO:
GBP 55.81 PER GBP 50,000.00 DENOMINATION
 
 
Barclays Bank PLC
 
Source: Barclays Bank PLC
 
Exhibit No.8  
 
LONDON--(BUSINESS WIRE)--
 
Re:
BARCLAYS BANK PLC.
 
GBP 1,000,000,000.00
 
MATURING: 16-May-2019
 
ISIN: XS0398797604
   
PLEASE BE ADVISED THAT THE INTEREST RATE FOR THE PERIOD
16-Dec-2011 TO 16-Jan-2012 HAS BEEN FIXED AT 1.314250 PCT
 
DAY BASIS: ACTUAL/365(FIX)
 
INTEREST PAYABLE VALUE 16-Jan-2012 WILL AMOUNT TO:
GBP 55.81 PER GBP 50,000.00 DENOMINATION
 
 
Barclays Bank PLC
 
Source: Barclays Bank PLC
 
Exhibit No.9   
19 December 2011
 
 
Director/PDMR shareholding: Disclosure and Transparency Rules 3.1.4R(1)(a)
 
 
1. Barclays PLC (the "Company") was notified on 16 December 2011 that, on 15 December 2011, following the re-investment of the interim dividend for the year ended 31 December 2011, the following Directors/Persons Discharging Managerial Responsibilities ("PDMR") and their connected persons had received ordinary shares in the Company as follows at a price of 189.05 pence per share:
 
Director/PDMR
No. of shares received
R E Diamond Jr
T Kalaris
 
6,454
22,326
 
2. The Company was notified by a third party custodian on 16 December 2011 that, on 15 December 2011, following the re-investment of the interim dividend for the year ended 31 December 2011, Mr T Kalaris and his connected persons received 5,386 ordinary shares in the Company at a price of 189.05 pence per share.
 
3. The Company was notified by a third party custodian on 19 December 2011 that, on 15 December 2011, following the re-investment of the interim dividend for the year ended 31 December 2011, Ms A Carnwath received 213 ordinary shares in the Company at a price of 189.05 pence per share.
 
The revised total shareholding for each Director following these transactions is as follows:
 
Director                                 Beneficial Holding                               Non-Beneficial Holding
A Carnwath                          44,738                                                     -
R E Diamond Jr                    13,197,895                                              -
 
Exhibit No.10   
 
LONDON--(BUSINESS WIRE)--
 
As Agent Bank, please be advised of the following rate determined on: 20/12/11
Issue
¦ Barclays Bank PLC - Series no 86 - EUR 100,000,000 Subordinated FRN due 22 Mar 2021
   
ISIN Number
¦ XS0126504421
ISIN Reference
¦ 12650442
Issue Nomin EUR
¦ 100,000,000
Period
¦ 22/12/11 to 22/03/12
 
Payment Date 22/03/12
Number of Days
¦ 91
Rate
¦ 1.888
 
Denomination EUR
¦ 100,000,000
 
¦
 
¦
     
Amount Payable per Denomination
¦ 477,244.44
 
¦
 
¦
     
Bank of New York
   
Rate Fix Desk
 
Telephone
 
¦ 44 1202 689580
Corporate Trust Services
Facsimile
 
¦ 44 1202 689601
 
 
Barclays Bank PLC
 
Source: Barclays Bank PLC
 
Exhibit No.11   
 
LONDON--(BUSINESS WIRE)--
 
As Agent Bank, please be advised of the following rate determined on: 21/12/11
Issue
¦ Barclays Bank PLC - Series 143 - EUR 50,000,000 Floating Rate Notes due 23 Dec 2023
   
ISIN Number
¦ XS0183122398
ISIN Reference
¦ 18312239
Issue Nomin EUR
¦ 50,000,000
Period
¦ 23/12/11 to 23/03/12
 
Payment Date 23/03/12
Number of Days
¦ 91
Rate
¦ 1.766
 
Denomination EUR
¦ 50,000,000
 
¦
 
¦
     
Amount Payable per Denomination
¦ 223,202.78
 
¦
 
¦
     
Bank of New York
   
Rate Fix Desk
 
Telephone
 
¦ 44 1202 689580
Corporate Trust Services
Facsimile
 
¦ 44 1202 689601
 
 
Barclays Bank PLC
 
Source: Barclays Bank PLC
 
Exhibit No.12  
 
LONDON--(BUSINESS WIRE)--
 
As Agent Bank, please be advised of the following rate determined on: 21/12/11
Issue
¦ Barclays Bank PLC - Series 159 - USD 1,500,000,000 Floating Rate SUB Note due 23 Mar 2017
   
ISIN Number
¦ XS0292937165
ISIN Reference
¦ 29293716
Issue Nomin USD
¦ 1,500,000,000
Period
¦ 23/12/11 to 23/03/12
 
Payment Date 23/03/12
Number of Days
¦ 91
Rate
¦ 0.74625
 
Denomination USD
¦ 1,500,000,000
 
¦
 
¦
     
Amount Payable per Denomination
¦ 2,829,531.25
 
¦
 
¦
     
Bank of New York
   
Rate Fix Desk
 
Telephone
 
¦ 44 1202 689580
Corporate Trust Services
Facsimile
 
¦ 44 1202 689601
 
 
Barclays Bank PLC
 
Source: Barclays Bank PLC
 
Exhibit No.13
21 December 2011
 
Barclays PLC
 
Director/PDMR shareholding: Disclosure and Transparency Rules 3.1.4R(1)(a)
 
Sir Michael Rake, a Director of Barclays PLC ("the Company"), notified the Company on 21 December 2011 that on 20 December 2011 he had purchased 5,914 ordinary shares in the Company at a price of 167.23 pence per share.
 
 
Following this transaction, Sir Michael Rake has a total beneficial interest in 35,213 ordinary shares in the Company.
 
 
Exhibit No.14
 
 
 
LONDON--(BUSINESS WIRE)--
 
As Agent Bank, please be advised of the following rate determined on: 23/12/11
Issue
¦ Barclays Bank PLC - Series 78 - EUR 100,000,000 Subordinated FRN due 28 Dec 2040
   
ISIN Number
¦ XS0122679243
ISIN Reference
¦ 12267924
Issue Nomin EUR
¦ 100,000,000
Period
¦ 28/12/11 to 28/03/12
 
Payment Date 28/03/12
Number of Days
¦ 91
Rate
¦ 1.794
 
Denomination EUR
¦ 100,000,000
 
¦
 
¦
     
Amount Payable per Denomination
¦ 453,483.33
 
¦
 
¦
     
Bank of New York
   
Rate Fix Desk
 
Telephone
 
¦ 44 1202 689580
Corporate Trust Services
Facsimile
 
¦ 44 1202 689601
 
 
Barclays Bank PLC
 
Source: Barclays Bank PLC
 
 
Exhibit No.15
 
Total Voting Rights
 

 
30 December 2011
 
Barclays PLC - Voting Rights and Capital
 
In conformity with the Disclosure and Transparency Rules, Barclays PLC's issued share capital consists of 12,199,474,154 ordinary shares with voting rights as at 29 December 2011. There are no ordinary shares held in Treasury.  
 
The above figure (12,199,474,154) may be used by shareholders as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, Barclays PLC under the FSA's Disclosure and Transparency Rules.