SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15a-16 OF
THE SECURITIES EXCHANGE ACT OF 1934
For the month of September 2003
SCOTTISH POWER PLC
(Translation of Registrant’s Name Into English)
CORPORATE OFFICE, 1 ATLANTIC QUAY, GLASGOW, G2 8SP
(Address of Principal Executive Offices)
(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.) Form 20-F x Form 40-F ¨
(Indicate by check mark whether the registrant by furnishing the information contained in this form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.) Yes ¨ No x
(If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- .)
FORM 6-K: TABLE OF CONTENTS
1. Notifications by Scottish Power plc on Schedule 11, each dated September 17, 2003, of interests of directors and connected persons.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| /s/ Scottish Power plc | ||||||||
| (Registrant) | ||||||||
| Date |
September 17, 2003 |
By: |
/s/ Donald McPherson | |||||
| Donald McPherson Assistant Company Secretary | ||||||||
SCHEDULE 11
NOTIFICATION OF INTERESTS OF DIRECTORS AND CONNECTED PERSONS
1) Name of company
Scottish Power plc
2) Name of director
Ian Russell
3) Please state whether notification indicates that it is in respect of holding of the shareholder named in 2 above or in respect of a non-beneficial interest or in the case of an individual holder if it is a holding of that person’s spouse or children under the age of 18 or in respect of a non-beneficial interest
Ian Russell
4) Name of the registered holder(s) and, if more than one holder, the number of shares held by each of them (if notified)
Lloyds TSB Registrars Corporate Nominee Limited A/C AESOPI
5) Please state whether notification relates to a person(s) connected with the Director named in 2 above and identify the connected person(s)
Ian Russell
6) Please state the nature of the transaction. For PEP transactions please indicate whether general/single co PEP and if discretionary/non discretionary
Automatic reinvestment of dividends from shares held in the Inland Revenue approved ScottishPower Employee Share Ownership Plan
7) Number of shares/amount of stock acquired
28 Shares
8) Percentage of issued class
0.00%
9) Number of shares/amount of stock disposed
n/a
10) Percentage of issued class
n/a
11) Class of security
Ordinary 50p Shares
12) Price per share
358.00p
13) Date of transaction
15 September 2003
14) Date company informed
16 September 2003
15) Total holding following this notification
100,895
16) Total percentage holding of issued class following this notification
0.0054%
If a director has been granted options by the company please complete the following boxes
17) Date of grant
n/a
18) Period during which or date on which exercisable
n/a
19) Total amount paid (if any) for grant of the option
n/a
20) Description of shares or debentures involved: class, number
n/a
21) Exercise price (if fixed at time of grant) or indication that price is to be fixed at time of exercise
n/a
22) Total number of shares or debentures over which options held following this notification
n/a
23) Any additional information
n/a
24) Name of contact and telephone number for queries
Donald McPherson
01698 396 413
25) Name and signature of authorised company official responsible for making this notification
Donald McPherson
Assistant Secretary
Date of Notification 17 September 2003
SCHEDULE 11
NOTIFICATION OF INTERESTS OF DIRECTORS AND CONNECTED PERSONS
1) Name of company
Scottish Power plc
2) Name of director
Charles Berry
3) Please state whether notification indicates that it is in respect of holding of the shareholder named in 2 above or in respect of a non-beneficial interest or in the case of an individual holder if it is a holding of that person’s spouse or children under the age of 18 or in respect of a non-beneficial interest
Charles Berry
4) Name of the registered holder(s) and, if more than one holder, the number of shares held by each of them (if notified)
Lloyds TSB Registrars Corporate Nominee Limited A/C AESOPI
5) Please state whether notification relates to a person(s) connected with the Director named in 2 above and identify the connected person(s)
Charles Berry
6) Please state the nature of the transaction. For PEP transactions please indicate whether general/single co PEP and if discretionary/non discretionary
Automatic reinvestment of dividends from shares held in the Inland Revenue approved ScottishPower Employee Share Ownership Plan
7) Number of shares/amount of stock acquired
28 Shares
8) Percentage of issued class
0.00%
9) Number of shares/amount of stock disposed
n/a
10) Percentage of issued class
n/a
11) Class of security
Ordinary 50p Shares
12) Price per share
358.00p
13) Date of transaction
15 September 2003
14) Date company informed
16 September 2003
15) Total holding following this notification
23,025
16) Total percentage holding of issued class following this notification
0.0012%
If a director has been granted options by the company please complete the following boxes
17) Date of grant
n/a
18) Period during which or date on which exercisable
n/a
19) Total amount paid (if any) for grant of the option
n/a
20) Description of shares or debentures involved: class, number
n/a
21) Exercise price (if fixed at time of grant) or indication that price is to be fixed at time of exercise
n/a
22) Total number of shares or debentures over which options held following this notification
n/a
23) Any additional information
n/a
24) Name of contact and telephone number for queries
Donald McPherson
01698 396 413
25) Name and signature of authorised company official responsible for making this notification
Donald McPherson
Assistant Secretary
Date of Notification 17 September 2003
SCHEDULE 11
NOTIFICATION OF INTERESTS OF DIRECTORS AND CONNECTED PERSONS
1) Name of company
Scottish Power plc
2) Name of director
David Nish
3) Please state whether notification indicates that it is in respect of holding of the shareholder named in 2 above or in respect of a non-beneficial interest or in the case of an individual holder if it is a holding of that person’s spouse or children under the age of 18 or in respect of a non-beneficial interest
David Nish
4) Name of the registered holder(s) and, if more than one holder, the number of shares held by each of them (if notified)
Lloyds TSB Registrars Corporate Nominee Limited A/C AESOPI
5) Please state whether notification relates to a person(s) connected with the Director named in 2 above and identify the connected person(s)
David Nish
6) Please state the nature of the transaction. For PEP transactions please indicate whether general/single co PEP and if discretionary/non discretionary
Automatic reinvestment of dividends from shares held in the Inland Revenue approved ScottishPower Employee Share Ownership Plan
7) Number of shares/amount of stock acquired
28 Shares
8) Percentage of issued class
0.00%
9) Number of shares/amount of stock disposed
n/a
10) Percentage of issued class
n/a
11) Class of security
Ordinary 50p Shares
12) Price per share
358.00p
13) Date of transaction
15 September 2003
14) Date company informed
16 September 2003
15) Total holding following this notification
13,301
16) Total percentage holding of issued class following this notification
0.0007%
If a director has been granted options by the company please complete the following boxes
17) Date of grant
n/a
18) Period during which or date on which exercisable
n/a
19) Total amount paid (if any) for grant of the option
n/a
20) Description of shares or debentures involved: class, number
n/a
21) Exercise price (if fixed at time of grant) or indication that price is to be fixed at time of exercise
n/a
22) Total number of shares or debentures over which options held following this notification
n/a
23) Any additional information
n/a
24) Name of contact and telephone number for queries
Donald McPherson
01698 396 413
25) Name and signature of authorised company official responsible for making this notification
Donald McPherson
Assistant Secretary
Date of Notification 17 September 2003
SCHEDULE 11
NOTIFICATION OF INTERESTS OF DIRECTORS AND CONNECTED PERSONS
1) Name of company
Scottish Power plc
2) Name of director David Nish
3) Please state whether notification indicates that it is in respect of holding of the shareholder named in 2 above or in respect of a non-beneficial interest or in the case of an individual holder if it is a holding of that person’s spouse or children under the age of 18 or in respect of a non-beneficial interest
Caroline Nish / Spouse of Director
4) Name of the registered holder(s) and, if more than one holder, the number of shares held by each of them (if notified)
Caroline Nish / Spouse of Director
5) Please state whether notification relates to a person(s) connected with the Director named in 2 above and identify the connected person(s)
Caroline Nish / Spouse of Director
6) Please state the nature of the transaction. For PEP transactions please indicate whether general/single co PEP and if discretionary/non discretionary
Automatic reinvestment of dividends
7) Number of shares/amount of stock acquired
61 Shares
8) Percentage of issued class
0.00%
9) Number of shares/amount of stock disposed
n/a
10) Percentage of issued class
n/a
11) Class of security
Ordinary 50p Shares
12) Price per share
358.00p
13) Date of transaction
15 September 2003
14) Date company informed
16 September 2003
15) Total holding following this notification
13,362
16) Total percentage holding of issued class following this notification
0.0007%
If a director has been granted options by the company please complete the following boxes
17) Date of grant
n/a
18) Period during which or date on which exercisable
n/a
19) Total amount paid (if any) for grant of the option
n/a
20) Description of shares or debentures involved: class, number
n/a
21) Exercise price (if fixed at time of grant) or indication that price is to be fixed at time of exercise
n/a
22) Total number of shares or debentures over which options held following this notification
n/a
23) Any additional information
n/a
24) Name of contact and telephone number for queries
Donald McPherson
01698 396 413
25) Name and signature of authorised company official responsible for making this notification
Donald McPherson
Assistant Secretary
Date of Notification 17 September 2003
SCHEDULE 11
NOTIFICATION OF INTERESTS OF DIRECTORS AND CONNECTED PERSONS
1) Name of company
Scottish Power plc
2) Name of director
Nolan Karras
3) Please state whether notification indicates that it is in respect of holding of the shareholder named in 2 above or in respect of a non-beneficial interest or in the case of an individual holder if it is a holding of that person’s spouse or children under the age of 18 or in respect of a non-beneficial interest
Nolan Karras
4) Name of the registered holder(s) and, if more than one holder, the number of shares held by each of them (if notified)
Guaranty Nominees Limited
5) Please state whether notification relates to a person(s) connected with the Director named in 2 above and identify the connected person(s)
Nolan Karras
6) Please state the nature of the transaction. For PEP transactions please indicate whether general/single co PEP and if discretionary/non discretionary
Automatic reinvestment of dividends in the PacifiCorp Compensation Reduction Plan
7) Number of shares/amount of stock acquired
409 Ordinary Shares (102.3142 ADSs)
8) Percentage of issued class
0.00%
9) Number of shares/amount of stock disposed
n/a
10) Percentage of issued class
n/a
11) Class of security
Ordinary 50p Shares
12) Price per share
US$5.84
13) Date of transaction
15 September 2003
14) Date company informed
17 September 2003
15) Total holding following this notification
37,721 Ordinary Shares
16) Total percentage holding of issued class following this notification
0.002%
If a director has been granted options by the company please complete the following boxes
17) Date of grant
n/a
18) Period during which or date on which exercisable
n/a
19) Total amount paid (if any) for grant of the option
n/a
20) Description of shares or debentures involved: class, number
n/a
21) Exercise price (if fixed at time of grant) or indication that price is to be fixed at time of exercise
n/a
22) Total number of shares or debentures over which options held following this notification
n/a
23) Any additional information
n/a
24) Name of contact and telephone number for queries
Donald McPherson
01698 396 413
25) Name and signature of authorised company official responsible for making this notification
Date of Notification 17 September 2003