UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 2)
AIRCASTLE LIMITED
(Name of Issuer)
Common Shares, par value $0.01 per share
(Title of Class of Securities)
G0129K104
(CUSIP Number)
Marubeni Corporation
4-2 Ohtemachi 1-Chome
Chiyoda-Ku, Tokyo, 100-8088 Japan
Attention: General Manager
Telephone: 81 3 3282 9621
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
August 7, 2013
(Date of Event Which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ¨
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CUSIP No. G0129K104 |
1. |
Name of reporting persons
Marubeni Corporation | |||||
2. | Check the appropriate box if a member of a group (a) ¨ (b) ¨
| |||||
3. | SEC use only
| |||||
4. | Source of funds
WC | |||||
5. | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ¨
| |||||
6. | Citizenship or place of organization
Japan | |||||
Number of shares beneficially owned by each reporting person with:
|
7. | Sole voting power
0 | ||||
8. | Shared voting power
12,320,000 | |||||
9. | Sole dispositive power
0 | |||||
10. | Shared dispositive power
12,320,000 | |||||
11. |
Aggregate amount beneficially owned by each reporting person
12,320,000 | |||||
12. | Check if the aggregate amount in Row (11) excludes certain shares ¨
| |||||
13. | Percent of class represented by amount in Row (11)
15.25%* | |||||
14. | Type of reporting person
CO |
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CUSIP No. G0129K104 |
1. |
Name of reporting persons
Marubeni Aviation Corporation | |||||
2. | Check the appropriate box if a member of a group (a) ¨ (b) ¨
| |||||
3. | SEC use only
| |||||
4. | Source of funds
AF | |||||
5. | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ¨
| |||||
6. | Citizenship or place of organization
Japan | |||||
Number of shares beneficially owned by each reporting person with:
|
7. | Sole voting power
0 | ||||
8. | Shared voting power
12,320,000 | |||||
9. | Sole dispositive power
0 | |||||
10. | Shared dispositive power
12,320,000 | |||||
11. |
Aggregate amount beneficially owned by each reporting person
12,320,000 | |||||
12. | Check if the aggregate amount in Row (11) excludes certain shares ¨
| |||||
13. | Percent of class represented by amount in Row (11)
15.25%* | |||||
14. | Type of reporting person
CO |
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CUSIP No. G0129K104 |
1. |
Name of reporting persons
Marubeni Aviation Holding Coöperatief U.A. | |||||
2. | Check the appropriate box if a member of a group (a) ¨ (b) ¨
| |||||
3. | SEC use only
| |||||
4. | Source of funds
AF | |||||
5. | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ¨
| |||||
6. | Citizenship or place of organization
The Netherlands | |||||
Number of shares beneficially owned by each reporting person with:
|
7. | Sole voting power
0 | ||||
8. | Shared voting power
12,320,000 | |||||
9. | Sole dispositive power
0 | |||||
10. | Shared dispositive power
12,320,000 | |||||
11. |
Aggregate amount beneficially owned by each reporting person
12,320,000 | |||||
12. | Check if the aggregate amount in Row (11) excludes certain shares ¨
| |||||
13. | Percent of class represented by amount in Row (11)
15.25%* | |||||
14. | Type of reporting person
CO |
* | Based on the aggregate of (i) 80,780,299 Common Shares that the Issuer has represented were issued and outstanding as of July 31, 2013. |
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Explanatory Statement
This Amendment No. 2 (Amendment No. 2) amends and supplements the statement on Schedule 13D filed by Marubeni Corporation (Marubeni) on June 17, 2013 (the Schedule 13D), as amended by Amendment No. 1 filed on July 12, 2013 by Marubeni, Marubeni Aviation Corporation (MAC) and Marubeni Aviation Holding Coöperatief U.A. (MHC and together with Marubeni and MAC, the Reporting Persons) relating to the common shares, par value $0.01 per share (the Common Shares), of Aircastle Limited, a Bermuda exempted company (the Issuer). This Amendment No. 2 is being filed jointly by the Reporting Persons. This Amendment No. 2 amends the Schedule 13D (as previously amended) as specifically set forth herein. Unless otherwise indicated, each capitalized term used but not defined herein has the meaning assigned to such term in the Schedule 13D as previously amended.
Item 4. Purpose of Transaction
Item 4 is hereby supplemented by the addition of the following:
On August 7, 2013, MHC entered into a Stock Purchase Plan Engagement Agreement (Purchase Plan). The Purchase Plan is intended to comply with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934, as amended. The Reporting Persons expect that purchases of Common Shares will be made for MHCs account pursuant to the Purchase Plan.
Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer
Item 6 is hereby supplemented by the addition of the following:
The Purchase Plan allows for the purchase of a number of Common Shares that, together with the Common Shares already owned by MHC, will represent not more than 20.5% of the Common Shares outstanding. There can be no assurance as to how many Common Shares, if any, will be purchased pursuant to the Purchase Plan.
The form of the Purchase Plan is set forth in Exhibit 7.4 to this Statement and incorporated herein by reference.
Item 7. Material To Be Filed as Exhibits.
Item 7 is hereby amended to add the following:
Exhibit Number |
Description of Exhibit | |
Exhibit 7.4 | Form of Stock Purchase Plan Engagement Agreement between Marubeni Aviation Holding Coöperatief U.A. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. |
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: August 9, 2013 | ||
MARUBENI CORPORATION | ||
By: | /s/ Tadaaki Kurakake | |
Name: | Tadaaki Kurakake | |
Title: | General Manager, Aerospace & Defense Systems Dept. | |
MARUBENI AVIATION CORPORATION | ||
By: | /s/ Tadaaki Kurakake | |
Name: | Tadaaki Kurakake | |
Title: | Director | |
MARUBENI AVIATION HOLDING COÖPERATIEF U.A. | ||
By: | /s/ Tadaaki Kurakake | |
Name: | Tadaaki Kurakake | |
Title: | Managing Director |