As filed with the Securities and Exchange Commission on August 27, 2015.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-04980
TCW Strategic Income Fund, Inc.
(Exact Name of Registrant as Specified in Charter)
865 South Figueroa Street, Los Angeles, CA 90017
(Address of Principal Executive Offices) (Zip Code)
Patrick W. Dennis, Assistant Secretary, 865 South Figueroa Street, Los Angeles, CA 900171
(Name and Address of Agent for Service)
Registrants Telephone Number, including Area Code: (213) 244-0000
Date of fiscal year end: December 31
Date of reporting period: July 1, 2014 - June 30, 2015
Item 1. Proxy Voting Record
Fund |
Company Name |
Meeting Date | Meeting Type |
Ticker | Security ID |
Agenda Item Description |
Agenda Item Description |
Proponent | Management Recommendation |
Vote Cast |
For/Against Management |
Voted | ||||||||||||
TCW Strategic Income Fund, Inc. |
American Capital Agency Corp. | 20150421 | Annual | AGNC | 02503X105 | 1 | Elect Robert M. Couch | Mgmt | For | For | For | Voted | ||||||||||||
TCW Strategic Income Fund, Inc. |
American Capital Agency Corp. | 20150421 | Annual | AGNC | 02503X105 | 2 | Elect Morris A. Davis | Mgmt | For | For | For | Voted | ||||||||||||
TCW Strategic Income Fund, Inc. |
American Capital Agency Corp. | 20150421 | Annual | AGNC | 02503X105 | 3 | Elect Randy E. Dobbs | Mgmt | For | For | For | Voted | ||||||||||||
TCW Strategic Income Fund, Inc. |
American Capital Agency Corp. | 20150421 | Annual | AGNC | 02503X105 | 4 | Elect Larry K. Harvey | Mgmt | For | For | For | Voted | ||||||||||||
TCW Strategic Income Fund, Inc. |
American Capital Agency Corp. | 20150421 | Annual | AGNC | 02503X105 | 5 | Elect Prue B. Larocca | Mgmt | For | For | For | Voted | ||||||||||||
TCW Strategic Income Fund, Inc. |
American Capital Agency Corp. | 20150421 | Annual | AGNC | 02503X105 | 6 | Elect Alvin N. Puryear | Mgmt | For | For | For | Voted | ||||||||||||
TCW Strategic Income Fund, Inc. |
American Capital Agency Corp. | 20150421 | Annual | AGNC | 02503X105 | 7 | Elect Malon Wilkus | Mgmt | For | For | For | Voted | ||||||||||||
TCW Strategic Income Fund, Inc. |
American Capital Agency Corp. | 20150421 | Annual | AGNC | 02503X105 | 8 | Elect John R. Erickson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Strategic Income Fund, Inc. |
American Capital Agency Corp. | 20150421 | Annual | AGNC | 02503X105 | 9 | Elect Samuel A. Flax | Mgmt | For | For | For | Voted | ||||||||||||
TCW Strategic Income Fund, Inc. |
American Capital Agency Corp. | 20150421 | Annual | AGNC | 02503X105 | 10 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Strategic Income Fund, Inc. |
BlackRock Build America Bond Trust | 20140730 | Annual | BBN | 09248X100 | 1.1 | Elect Paul L. Audet | Mgmt | For | For | For | Voted | ||||||||||||
TCW Strategic Income Fund, Inc. |
BlackRock Build America Bond Trust | 20140730 | Annual | BBN | 09248X100 | 1.2 | Elect Michael J. Castellano | Mgmt | For | For | For | Voted | ||||||||||||
TCW Strategic Income Fund, Inc. |
BlackRock Build America Bond Trust | 20140730 | Annual | BBN | 09248X100 | 1.3 | Elect R. Glenn Hubbard | Mgmt | For | For | For | Voted | ||||||||||||
TCW Strategic Income Fund, Inc. |
BlackRock Build America Bond Trust | 20140730 | Annual | BBN | 09248X100 | 1.4 | Elect W. Carl Kester | Mgmt | For | For | For | Voted | ||||||||||||
TCW Strategic Income Fund, Inc. |
Dynegy Inc. | 20150603 | Annual | DYN | 26817R108 | 1.1 | Elect Hillary E. Ackermann | Mgmt | For | For | For | Voted | ||||||||||||
TCW Strategic Income Fund, Inc. |
Dynegy Inc. | 20150603 | Annual | DYN | 26817R108 | 1.2 | Elect Paul M. Barbas | Mgmt | For | For | For | Voted | ||||||||||||
TCW Strategic Income Fund, Inc. |
Dynegy Inc. | 20150603 | Annual | DYN | 26817R108 | 1.3 | Elect Robert C. Flexon | Mgmt | For | For | For | Voted | ||||||||||||
TCW Strategic Income Fund, Inc. |
Dynegy Inc. | 20150603 | Annual | DYN | 26817R108 | 1.4 | Elect Richard Lee Kuersteiner | Mgmt | For | For | For | Voted | ||||||||||||
TCW Strategic Income Fund, Inc. |
Dynegy Inc. | 20150603 | Annual | DYN | 26817R108 | 1.5 | Elect Jeffrey S. Stein | Mgmt | For | For | For | Voted | ||||||||||||
TCW Strategic Income Fund, Inc. |
Dynegy Inc. | 20150603 | Annual | DYN | 26817R108 | 1.6 | Elect John R. Sult | Mgmt | For | For | For | Voted | ||||||||||||
TCW Strategic Income Fund, Inc. |
Dynegy Inc. | 20150603 | Annual | DYN | 26817R108 | 1.7 | Elect Pat Wood III | Mgmt | For | For | For | Voted | ||||||||||||
TCW Strategic Income Fund, Inc. |
Dynegy Inc. | 20150603 | Annual | DYN | 26817R108 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Strategic Income Fund, Inc. |
Dynegy Inc. | 20150603 | Annual | DYN | 26817R108 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
TCW Strategic Income Fund, Inc. | ||
(Registrant) | ||
By: | /s/ David DeVito | |
David DeVito | ||
President and Chief Executive Officer | ||
Date: August 27, 2015 |