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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Appreciation Right | $ 29.46 | 05/23/2008 | D | 4,748 | (2) | 03/02/2017 | Common Stock | 4,748 | (6) | 27,100 | D | ||||
Stock Option (right to buy) | $ 36.3 | 05/23/2008 | D | 2,500 | (3) | 06/03/2012 | Common Stock | 2,500 | (7) | 24,600 | D | ||||
Stock Option (right to buy) | $ 31.62 | 05/23/2008 | D | 8,000 | (3) | 02/26/2013 | Common Stock | 8,000 | (8) | 16,600 | D | ||||
Stock Option (right to buy) | $ 39 | 05/23/2008 | D | 2,000 | (3) | 11/13/2013 | Common Stock | 2,000 | (7) | 14,600 | D | ||||
Stock Option (right to buy) | $ 34.18 | 05/23/2008 | D | 8,000 | (3) | 03/30/2014 | Common Stock | 8,000 | (6) | 6,600 | D | ||||
Stock Option (right to buy) | $ 28.02 | 05/23/2008 | D | 2,100 | (4) | 04/21/2015 | Common Stock | 2,100 | (6) | 4,500 | D | ||||
Stock Option (right to buy) | $ 31.25 | 05/23/2008 | D | 4,500 | (5) | 04/10/2016 | Common Stock | 4,500 | (6) | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MIDDLETON J KEITH 12500 WEST CREEK PARKWAY RICHMOND, VA 23238 |
SVP, Controller |
Jeffery W. Fender, by power of attorney | 05/28/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Cancelled pursuant to the Agreement and Plan of Merger, dated as of January 18, 2008 (the "Merger Agreement"), by and among Performance Food Group Company (the "Company"), Vistar Corporation and Panda Acquisition, Inc. and converted into the right to receive $34.50 per share. |
(2) | This stock appreciation right provided for vesting on March 2, 2011. |
(3) | Each of these stock options were fully vested as of May 23, 2008. |
(4) | This stock option provided for vesting on April 21, 2009. |
(5) | This stock option provided for vesting on April 10, 2010. |
(6) | Replaced with options to purchase shares of an affiliate of Vistar Corporation in connection with the merger of Panda Acquisition, Inc. with and into the Company. |
(7) | Cancelled in connection with the merger of Panda Acquisition, Inc. with and into the Company for no consideration. |
(8) | Cancelled in connection with the merger of Panda Acquisition, Inc. with and into the Company and converted into the right to receive a cash payment equal to the product of (i) the difference between $34.50 and the exercise price of the option and (ii) the aggregate number of shares issuable upon exercise of such option. |