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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GULERI TIM C/O SOURCEFIRE, INC. 9770 PATUXENT WOODS DRIVE COLUMBIA, MD 21046 |
X |
/s/ Tim Guleri | 05/07/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 8,209 shares, previously held by the Reporting Person individually, are now held by the Guleri Family Trust UTD dated April 7, 1999 (the "Guleri Trust"). The Reporting Person is a trustee and beneficiary of the Guleri Trust. |
(2) | Shares are held by the Guleri Trust. |
(3) | Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.00 to $12.00 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
(4) | Includes 127,598 shares sold by Sierra Ventures VIII-A, L.P. ("Sierra VIII-A") and 1,242 shares sold by Sierra Ventures VIII-B, L.P. ("Sierra VIII-B"). |
(5) | Includes 973,897 shares held by Sierra VIII-A and 9,476 shares held by Sierra VIII-B. Sierra Ventures Associates VIII, LLC ("SVA VIII") serves as the general partner of Sierra VIII-A and Sierra VIII-B and possesses voting and dispositive power over the shares held by Sierra VIII-A and Sierra VIII-B. The Reporting Person is a managing member of SVA VIII and shares voting and dispositive power over the shares held by Sierra VIII-A and Sierra VIII-B. The Reporting Person disclaims beneficial ownership of the shares held by Sierra VIII-A and Sierra VIII-B, except to the extent of his proportionate pecuniary interest therein. |