UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Options | Â (1) | 02/04/2021 | Shares | 4,528 | $ 37.71 | D | Â |
Restricted Stock Units | Â (3) | Â (3) | Shares | 4,896 | $ 0 (2) | D | Â |
Restricted Stock Units | Â (4) | Â (4) | Shares | 3,182 | $ 0 (2) | D | Â |
Performance Vested Restricted Stock Units | Â (5) | Â (5) | Shares | 7,134 | $ 0 (5) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Wolford Bernie G. DORFSTRASSE 19A 6340 BAAR, SWITZERLANDÂ |
 |  |  SVP Operations |  |
/s/ Julie J. Robertson By Power of Attorney Dated January 31, 2012 | 02/07/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The stock options vest in three equal annual installments beginning on the first anniversay of the grant date; 1,509 exercisable on 2/4/2012, 1,509 exercisable on 2/4/2013, 1,510 exercisable on 2/4/2014 |
(2) | Each restricted stock unit represents a contingent right to receive one share |
(3) | The restricted stock units vest and settle as follows: 2,448 vest on 3/22/2012, 2,448 vest on 3/22/2013 |
(4) | The restricted stock units vest and settle as follows: 1,060 vested on 2/4/12, 1,061 vest on 2/4/2013 and 1,061 vest on 2/4/2014 |
(5) | Each Performance Vested Restricted Stock Unit represents a contingent right to receive one share. Performance Vested Restricted Stock Units vest upon the company achieving a total shareholder return over a three-year performance cycle (2011-2013) relative to a specified peer group. Grant date was 2/4/2011 |
 Remarks: Exhibit Index: Exhibit 24 - Power of Attorney |