UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Option - Right to Buy | Â (2) | 12/14/2016 | Common Stock | 59,523 | $ 1.68 | D | Â |
Option - Right to Buy | Â (2) | 12/14/2016 | Common Stock | 90,476 | $ 1.68 | D | Â |
Option - Right to Buy | Â (3) | 09/03/2019 | Common Stock | 2,083 | $ 2.13 | D | Â |
Option - Right to Buy | Â (4) | 07/05/2020 | Common Stock | 15,797 | $ 6.33 | D | Â |
Option - Right to Buy | Â (4) | 07/05/2020 | Common Stock | 117,535 | $ 6.33 | D | Â |
Option - Right to Buy | Â (5) | 03/07/2022 | Common Stock | 8,888 | $ 11.25 | D | Â |
Option - Right to Buy | Â (5) | 03/07/2022 | Common Stock | 191,111 | $ 11.25 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Andrews Christopher J. 4750 PATRICK HENRY DRIVE SANTA CLARA, CA 95054 |
 |  |  EVP, Worldwide Field Ops |  |
Christopher J. Andrews, by Robert Horton, his attorney-in-fact | 09/27/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Total includes 10,000 Restricted Stock Units that vest 50% on September 15, 2013, and 50% on September 15, 2014. |
(2) | The option vested and was exercisable as to 25% of the total grant amount on September 25, 2007 and the remaining shares underlying the option vest 2.0833% monthly thereafter. |
(3) | The option vested and was exercisable as to 25% of the total grant amount on September 1, 2010 and the remaining shares underlying the option vest 2.0833% monthly thereafter. |
(4) | The option vested and was exercisable as to 25% of the total grant amount on June 18, 2011 and the remaining shares underlying the option vest 2.0833% monthly thereafter. |
(5) | The option vests and is exercisable as to 25% of the total grant amount on January 2, 2013 and the remaining shares underlying the option vest 2.0833% monthly thereafter |