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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to buy)(ISO) | $ 1.68 | 02/26/2013 | M | 5,781 | (3) | 12/14/2016 | Common Stock | 5,781 | $ 0 | 0 | D | ||||
Employee Stock Option (right to buy)(NQ) | $ 4.53 | 02/26/2013 | M | 80,059 | (4) | 02/29/2020 | Common Stock | 80,059 | $ 0 | 616,949 | D | ||||
Employee Stock Option (right to buy)(NQ) | $ 21.45 | 02/26/2013 | A | 75,000 | (5) | 02/25/2023 | Common Stock | 75,000 | $ 0 | 75,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
THOMAS ROBERT D C/O INFOBLOX INC. 4750 PATRICK HENRY DR. SANTA CLARA, CA 95054 |
X | President and CEO |
Robert Thomas, by Robert Horton, his Attorney-in-Fact | 02/28/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Total includes 113,000 Restricted Stock Units granted February 26, 2013 that vest 25% on the one year anniversary of the grant and 12.5% each six months thereafter. |
(2) | Amount shown is after giving effect to the transfer of 775,833 shares of Infoblox Inc. common stock and employee stock options to purchase 247,066 shares of Infoblox Inc. common stock to his ex-spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-spouse. |
(3) | The option was fully vested and exercisable as of October 1, 2010. |
(4) | The option vested and was exercisable as to 25% of the total grant amount on March 1, 2011 and the remaining shares underlying the option vest 2.0833% monthly thereafter. |
(5) | The option vests and is exercisable as to 25% of the total grant amount on February 26, 2014 and the remaining shares underlying the option vest 2.0833% monthly thereafter. |