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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ZEVNIK PAUL A 2425 OLYMPIC BLVD., SUITE 6000 WEST SANTA MONICA, CA 90404 |
X |
/s/ Mark A. Boelke, by power of attorney for Paul A. Zevnik | 06/01/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represent the grant of a restricted stock unit award that will vest in full on the earlier of: (x) May 31, 2019 or (y) the business day immediately preceding the date of the company's 2019 annual stockholder meeting. Vested shares will be delivered to the reporting person at the time such reporting person ceases being a director of the company. |
(2) | Consists of 80,169 restricted stock units. The reporting person also has indirect beneficial ownership of 10,000 restricted stock units held by The Zevnik Charitable Foundation. In addition, the reporting person has direct and indirect beneficial ownership of 2,887,582 shares of Class B common stock and indirect beneficial ownership of 550,666 shares of Class B common stock held by the Paul A. Zevnik Irrevocable Trust of 1996. |