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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
YOUNG CHRISTOPHER T 2425 OLYMPIC BLVD., SUITE 6000 WEST SANTA MONICA, CA 90404 |
CFO |
/s/ Mark A. Boelke, by power of attorney for Christopher T. Young | 01/03/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Transaction represents a withholding of common stock to satisfy tax withholding obligation due to the vesting on December 31, 2018 of 8,000 restricted stock unit grants dated November 20, 2015, 10,000 restricted stock unit grants dated December 26, 2016, 13,750 restricted stock unit grants dated December 21, 2017, and 13,750 restricted stock unit grants dated December 10, 2018. |
(2) | Represents 30,175 shares of Class A common stock and 78,750 restricted stock units directly owned by the reporting person. The reporting person also has indirect beneficial ownership of 112,666 shares of Class A common stock held by a family trust. |
(3) | Excludes 30,175 shares of Class A common stock and 78,750 restricted stock units directly owned by the reporting person. |