UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-Qualified Stock Options | Â (2) | 10/20/2025 | Common Stock | 15,000 | $ 6.73 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Brown Matthew Charles 350 ELLIS ST. MOUNTAIN VIEW, CA 94043 |
 |  |  VP, Finance & CAO |  |
/s/ Philip Reuther, as attorney-in-fact for Matthew Charles Brown | 02/07/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes shares that are issuable pursuant to Restricted Stock Units (10,238 shares will vest on June 1, 2019, 3,468 shares will vest on August 1, 2019, 2,099 shares will vest on December 1, 2019, 9,518 shares will vest on June 1, 2020, 2,799 shares will vest on December 1, 2020 and 5,312 shares will vest on June 1, 2021). |
(2) | 15,000 options were fully vested as of August 1, 2016. No transaction is reported. The amount of securities held following the reported transaction is included for information purposes only. |