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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option Grant (right to buy) | $ 12.04 | 05/16/2005 | A | 222,852 | 05/16/2005 | 02/21/2006 | Noble Energy, Inc., Common Stock | 222,852 | $ 0 (2) | 222,852 | D | ||||
Employee Stock Option Grant (right to buy) | $ 13.72 | 05/16/2005 | A | 274,614 | 05/16/2005 | 02/19/2007 | Noble Energy, Inc., Common Stock | 274,614 | $ 0 (3) | 274,614 | D | ||||
Employee Stock Option Grant (right to buy) | $ 22.6 | 05/16/2005 | A | 276,643 | 05/16/2005 | 03/07/2008 | Noble Energy, Inc., Common Stock | 276,643 | $ 0 (4) | 276,643 | D | ||||
Employee Stock Option Grant (right to buy) | $ 42.97 | 05/16/2005 | A | 156,363 | 05/16/2005 | 03/22/2009 | Noble Energy, Inc., Common Stock | 156,363 | $ 0 (5) | 156,363 | D | ||||
Employee Stock Option Grant (right to buy) | $ 64.1 | 05/16/2005 | A | 132,307 | 05/16/2005 | 02/22/2010 | Noble Energy, Inc., Common Stock | 132,307 | $ 0 (6) | 132,307 | D | ||||
Non-Employee Director Stock Option Grant (right to buy) | $ 66.87 | 05/16/2005 | A | 5,600 | 05/16/2006 | 05/16/2015 | Noble Energy, Inc., Common Stock | 5,600 | $ 0 | 5,600 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
EDELMAN THOMAS J 100 GLENBOROUGH DRIVE, SUITE 100 HOUSTON, TX 77067 |
Thomas J. Edelman | 05/18/2005 | |
**Signature of Reporting Person | Date | |
Arnold J. Johnson, POA | 05/18/2005 | |
**Signature of Reporting Person | Date | |
Chris Tong, POA | 05/18/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Mr. Edelman has the right to receive shares of common stock of Noble Energy, Inc., in exchange for shares of common stock of Patina Oil & Gas Corporation as of the effective date of the merger of Noble Energy, Inc. and Patina Oil & Gas Corporation. The number of shares of common stock to be received by Mr. Edelman is subject to a conversion computation which has not been completed as of the date of this filing. Mr. Edelman will report the number of shares (direct and indirect) of common stock received pursuant to the conversion computation on an amendment to this filing. |
(2) | Received in the merger in exchange for an option to acquire 370556 shares of Patina common stock at an exercise price of $7.24 per share. |
(3) | Received in the merger in exchange for an option to acquire 456626 shares of Patina common stock at an exercise price of $8.25 per share. |
(4) | Received in the merger in exchange for an option to acquire 460000 shares of Patina common stock at an exercise price of $13.59 per share. |
(5) | Received in the merger in exchange for an option to acquire 260000 shares of Patina common stock at an exercise price of $25.84 per share. |
(6) | Received in the merger in exchange for an option to acquire 220000 shares of Patina common stock at an exercise price of $38.55 per share. |