UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (right-to-buy) | Â (2) | 04/26/2015 | Common Stock | 1,500 | $ 14 | D | Â |
Employee Stock Option (right-to-buy) | Â (2) | 02/08/2016 | Common Stock | 8,100 | $ 16.94 | D | Â |
Employee Stock Option (right-to-buy) | Â (2) | 02/26/2017 | Common Stock | 5,200 | $ 16.1 | D | Â |
Employee Stock Option (right-to-buy) | Â (3) | 02/22/2018 | Common Stock | 15,400 | $ 10.59 | D | Â |
Employee Stock Option (right-to-buy) | Â (4) | 02/20/2019 | Common Stock | 11,500 | $ 6.68 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
AVERY CHARLES F JR 1415 WEST 22ND STREET SUITE 1100 OAK BROOK, IL 60523 |
 |  |  V.P., IT, and Controller |  |
Jennifer L. Sherman, attorney-in-fact for Charles F. Avery, Jr. | 03/23/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares are subject to restrictions and forfeiture under Company Stock Benefit Plan. |
(2) | Option is fully vested and exercisable as of the date hereof. |
(3) | Option became exercisable as to 5,134 shares on 2/22/2009; 5,133 shares became exercisable on 2/22/2010; and the remaining 5,133 shares will become exercisable on 2/22/2011. |
(4) | Option became exercisable as to 3,834 shares on 2/20/2010; 3,833 shares become exercisable on 2/20/2011 and the remaining 3,833 shares will become exercisable on 2/20/2012. |