1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (right-to-buy)
|
Â
(3)
|
02/06/2012 |
Common Stock
|
500
|
$
23.21
|
D
|
Â
|
Employee Stock Option (right-to-buy)
|
Â
(3)
|
04/17/2013 |
Common Stock
|
800
|
$
16.02
|
D
|
Â
|
Employee Stock Option (right-to-buy)
|
Â
(3)
|
02/12/2014 |
Common Stock
|
1,000
|
$
18.89
|
D
|
Â
|
Employee Stock Option (right-to-buy)
|
Â
(3)
|
02/08/2016 |
Common Stock
|
3,000
|
$
16.94
|
D
|
Â
|
Employee Stock Option (right-to-buy)
|
Â
(3)
|
02/26/2017 |
Common Stock
|
3,400
|
$
16.1
|
D
|
Â
|
Employee Stock Option (right-to-buy)
|
Â
(3)
|
02/22/2018 |
Common Stock
|
22,000
|
$
10.59
|
D
|
Â
|
Employee Stock Option (right-to-buy)
|
Â
(4)
|
02/20/2019 |
Common Stock
|
16,400
|
$
6.68
|
D
|
Â
|
Employee Stock Option (right-to-buy)
|
Â
(5)
|
04/26/2020 |
Common Stock
|
12,100
|
$
10.04
|
D
|
Â
|
Employee Stock Option (right-to-buy)
|
Â
(6)
|
05/04/2021 |
Common Stock
|
16,972
|
$
6.52
|
D
|
Â
|
Performance Rights
|
Â
(7)
|
12/31/2013 |
Common Stock
|
8,135
|
$
(7)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Shares are subject to restrictions and forfeiture under Company Stock Benefit Plan. |
(2) |
Shares held in joint account with spouse. |
(3) |
Option is fully vested and exercisable as of the date hereof. |
(4) |
10,933 options are vested and exercisable; the remaining 5,467 options become exercisable on 2/20/2012. |
(5) |
4,034 options are vested and exercisable; 4,033 options become exercisable on 4/26/2012 and the remaining 4,033 options become exercisable on 4/26/2013. |
(6) |
5,658 options become exercisable on 5/4/2012; 5,657 options become exercisable on 5/4/2013 and the remaining 5,657 options become exercisable on 05/04/2014. |
(7) |
Each performance share represents a contingent right to receive up to 2 shares of the Company's common stock based on a 1 year performance metric (and additional 2 year vesting period). The number of shares to be received will depend on the Company's earnings per share (EPS) for the 1 year period. |