UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (Right to buy) NQOs and ISOs | 01/29/1998(3) | 01/28/2007 | Common Stock | 21,000 | $ 52.5 | D | Â |
Employee Stock Option (Right to buy) NQOs | 01/29/1998(4) | 01/28/2007 | Common Stock | 200 | $ 52.5 | D | Â |
Employee Stock Option (Right to buy) NQOs and ISOs | 02/04/1999(5) | 02/03/2008 | Common Stock | 16,500 | $ 59.5 | D | Â |
Employee Stock Option (Right to buy) NQOs and ISOs | 02/03/2000(5) | 02/02/2009 | Common Stock | 17,700 | $ 52.5 | D | Â |
Employee Stock Option (Right to buy) NQOs and ISOs | 02/02/2001(5) | 02/01/2010 | Common Stock | 26,100 | $ 61 | D | Â |
Employee Stock Option (Right to buy) NQOs and ISOs | 02/07/2002(5) | 02/06/2011 | Common Stock | 66,500 | $ 43.25 | D | Â |
Employee Stock Option (Right to buy) NQOs | 01/08/2003(4) | 01/07/2012 | Common Stock | 200 | $ 44.5 | D | Â |
Employee Stock Option (Right to buy) NQOs and ISOs | 02/06/2003(5) | 02/05/2012 | Common Stock | 60,000 | $ 42.5 | D | Â |
Employee Stock Option (Right to buy) NQOs and ISOs | 02/05/2004(5) | 02/04/2013 | Common Stock | 80,000 | $ 37.75 | D | Â |
Employee Stock Option (Right to buy) NQOs | 02/04/2005(5) | 02/04/2010 | Common Stock | 61,900 | $ 43.62 | D | Â |
Employee Stock Option (Right to buy) NQOs | 02/02/2006(5) | 02/02/2011 | Common Stock | 61,900 | $ 48.05 | D | Â |
Employee Stock Option (Right to buy) NQOs | 02/01/2007(5) | 02/01/2012 | Common Stock | 65,300 | $ 39.31 | D | Â |
DuPont Common Stock Units (6) | Â (7) | Â (8) | Common Stock | 6,871.0511 | $ 0 | D | Â |
Restricted DuPont Common Stock Units | Â (9) | Â (9) | Common Stock | 22,000 | $ 0 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Kullman Ellen Jamison 1007 MARKET STREET WILMINGTON, DE 19898 |
 |  |  Executive Vice President |  |
Ellen J. Kullman by Mary E. Bowler | 06/26/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 114,768.5526 shares of restricted stock. |
(2) | Reporting person disclaims beneficial ownership of these securities. |
(3) | Options become exercisable one year from the date of grant provided the price hurdle is met; option shares may be used to satisfy withholding taxes. |
(4) | Options become exercisable one year from date of grant. |
(5) | Options become exercisable in three substantially equal annual installments beginning on the first anniversary of the grant, provided the 120% hurdle is met; option shares may be used to satisfy withholding taxes. |
(6) | Deferred units under the DuPont Variable Compensation Plan. |
(7) | Units convert one-for-one to DuPont common stock. |
(8) | Units become payable in common stock as elected by the reporting person. |
(9) | Performance-based restricted stock units to be settled in DuPont common stock three years after grant if specific corporate goals are achieved. |