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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (1) | 03/10/2014 | M | 5,799 | (2) | (2) | Common Stock | 5,799 | $ 0 | 0 | D | ||||
Restricted Stock Units | (1) | 03/10/2014 | M | 5,416 | (3) | (3) | Common Stock | 5,416 | $ 0 | 5,415 | D | ||||
Restricted Stock Units | (1) | 03/11/2014 | M | 4,877 | (4) | (4) | Common Stock | 4,877 | $ 0 | 14,629 | D | ||||
Option to Purchase Common Stock | $ 81.18 | 03/10/2014 | A | 107,817 | (5) | 03/10/2024 | Common Stock | 107,817 | $ 0 | 107,817 | D | ||||
Restricted Stock Units | (1) | 03/10/2014 | A | 19,710 | (6) | (6) | Common Stock | 19,710 | $ 0 | 19,710 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Bartlett Thomas A 116 HUNTINGTON AVENUE BOSTON, MA 02116 |
EVP & Chief Financial Officer |
/s/ Mneesha O. Nahata, as attorney-in-fact | 03/12/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each Restricted Stock Unit (RSU) respresents a contingent right to receive one share of Common Stock. |
(2) | This RSU was granted on March 10, 2010 pursuant to the 2007 Equity Incentive Plan, and vests in 25% cumulative annual increments beginning March 10, 2011. This Form 4 reflects the vesting of this RSU on March 10, 2014 as to 100% of the original grant amount. |
(3) | This RSU was granted on March 10, 2011 pursuant to the 2007 Equity Incentive Plan, and vests in 25% cumulative annual increments beginning March 10, 2012. This Form 4 reflects the vesting of this RSU on March 10, 2014 as to 75% of the original grant amount. |
(4) | This RSU was granted on March 11, 2013 pursuant to the 2007 Equity Incentive Plan, and vests in 25% cumulative annual increments beginning March 11, 2014. This Form 4 reflects the vesting of this RSU on March 11, 2014 as to 25% of the original grant amount. |
(5) | This option was granted pursuant to the 2007 Equity Incentive Plan and is exercisable in 25% cumulative annual increments beginning March 10, 2015. |
(6) | This RSU was granted pursuant to the 2007 Equity Incentive Plan and vests in 25% cumulative annual increments beginning March 10, 2015. |