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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
RSU Award | (1) | 08/25/2011 | A | 717,000 | (2) | 08/25/2018 | Common Stock | 717,000 | $ 0 | 717,000 | D | ||||
RSU Award | (1) | 08/25/2011 | A | 143,000 | (3) | 08/25/2018 | Common Stock | 143,000 | $ 0 | 143,000 | D | ||||
RSU Award | (1) | 08/25/2011 | A | 287,000 | (4) | 08/25/2018 | Common Stock | 287,000 | $ 0 | 287,000 | D | ||||
Stock Option Grant | $ 6.37 | 08/25/2011 | A | 1,847,000 | (5) | 08/25/2018 | Common Stock | 1,847,000 | $ 0 | 1,847,000 | D | ||||
Stock Option Grant | $ 6.37 | 08/25/2011 | A | 739,000 | (6) | 08/25/2018 | Commpn Stock | 739,000 | $ 0 | 739,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
READ RORY P ADVANCED MICRO DEVICES, INC. ONE AMD PLACE SUNNYVALE, CA 94088-3453 |
X | President and CEO |
Rory P. Read | 08/26/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each restricted stock unit respresents a contingent right to receive one share of common stock. |
(2) | Award vests 33 1/3% on the first anniversary of the date of grant, 33 1/3% on the second anniversay of the date of grant and 33 1/3% on the third anniversary of the date of grant. |
(3) | Award vests 100% on first anniversary of date of grant. |
(4) | Award vests in three equal annual installments from the grant date if performance target is satisfied and Mr. Read continues his employment with the Company through the applicable vesting date. |
(5) | Option vests 33 1/3% on the first anniversary of the date of grant, 33 1/3% on the second anniversay of the date of grant and 33 1/3% on the third anniversary of the date of grant. |
(6) | Option vests in three equal annual installments from the grant date if performance target is satisfied and Mr. Read continues his employment with the Company through the applicable vesting date.. |