1 |
Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
Gabelli Funds, LLC I.D.
No. 13-4044523 | ||
2 |
Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a)
(b)
| ||
3 |
Sec use only
| ||
4 |
Source of funds (SEE INSTRUCTIONS)
00-Funds of investment advisory clients
| ||
5 |
Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e) X
| ||
6 |
Citizenship or place of organization
New York
| ||
Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With |
: 7
:
:
: |
Sole voting power
1,629,305 (Item 5) | |
: 8
:
:
: |
Shared voting power
None | ||
: 9
:
:
: |
Sole dispositive power
1,629,305 (Item 5) | ||
:10
:
:
: |
Shared dispositive power
None | ||
11
|
Aggregate amount beneficially owned by each reporting person
1,629,305 (Item 5) | ||
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS) | ||
13
|
Percent of class represented by amount in row (11)
2.77% | ||
14
|
Type of reporting person (SEE INSTRUCTIONS)
IA |
1 |
Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
GAMCO Asset Management Inc. I.D.
No. 13-4044521 | ||
2 |
Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a)
(b)
| ||
3 |
Sec use only
| ||
4 |
Source of funds (SEE INSTRUCTIONS)
00-Funds of investment advisory clients
| ||
5 |
Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)
| ||
6 |
Citizenship or place of organization
New York
| ||
Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With |
: 7
:
:
: |
Sole voting power
3,226,176 (Item 5) | |
: 8
:
:
: |
Shared voting power
None | ||
: 9
:
:
: |
Sole dispositive power
3,399,176 (Item 5) | ||
:10
:
:
: |
Shared dispositive power
None | ||
11
|
Aggregate amount beneficially owned by each reporting person
3,399,176 (Item 5) | ||
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS) | ||
13
|
Percent of class represented by amount in row (11)
5.78% | ||
14
|
Type of reporting person (SEE INSTRUCTIONS)
IA, CO |
1 |
Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
Teton Advisors, Inc. I.D.
No. 13-4008049 | ||
2 |
Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a)
(b)
| ||
3 |
Sec use only
| ||
4 |
Source of funds (SEE INSTRUCTIONS)
00- Funds of investment advisory clients | ||
5 |
Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)
| ||
6 |
Citizenship or place of organization
Delaware
| ||
Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With |
: 7
:
:
: |
Sole voting power
60,300 (Item 5) | |
: 8
:
:
: |
Shared voting power
None | ||
: 9
:
:
: |
Sole dispositive power
60,300 (Item 5) | ||
:10
:
:
: |
Shared dispositive power
None | ||
11
|
Aggregate amount beneficially owned by each reporting person
60,300 (Item 5) | ||
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS) | ||
13
|
Percent of class represented by amount in row (11)
0.10% | ||
14
|
Type of reporting person (SEE INSTRUCTIONS)
IA, CO |
1 |
Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
GGCP, Inc. I.D.
No. 13-3056041 | ||
2 |
Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a)
(b)
| ||
3 |
Sec use only
| ||
4 |
Source of funds (SEE INSTRUCTIONS)
None
| ||
5 |
Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)
| ||
6 |
Citizenship or place of organization
New York
| ||
Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With |
: 7
:
:
: |
Sole voting power
None (Item 5) | |
: 8
:
:
: |
Shared voting power
None | ||
: 9
:
:
: |
Sole dispositive power
None (Item 5) | ||
:10
:
:
: |
Shared dispositive power
None | ||
11
|
Aggregate amount beneficially owned by each reporting person
None (Item 5) | ||
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS) X | ||
13
|
Percent of class represented by amount in row (11)
0.00%
| ||
14
|
Type of reporting person (SEE INSTRUCTIONS)
HC, CO |
1 |
Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
GAMCO Investors, Inc. I.D.
No. 13-4007862 | ||
Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a)
(b)
| |||
3 |
Sec use only
| ||
4 |
Source of funds (SEE INSTRUCTIONS)
WC
| ||
5 |
Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)
| ||
6 |
Citizenship or place of organization
New York
| ||
Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With |
: 7
:
:
: |
Sole voting power
Nione (Item 5) | |
: 8
:
:
: |
Shared voting power
None | ||
: 9
:
:
: |
Sole dispositive power
None (Item 5) | ||
:10
:
:
: |
Shared dispositive power
None | ||
11
|
Aggregate amount beneficially owned by each reporting person
None (Item 5) | ||
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS) X | ||
13
|
Percent of class represented by amount in row (11)
0.00% | ||
14
|
Type of reporting person (SEE INSTRUCTIONS)
HC, CO |
1 |
Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
Mario J. Gabelli | ||
2 |
Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a)
(b)
| ||
3 |
Sec use only
| ||
4 |
Source of funds (SEE INSTRUCTIONS)
00 – Funds of a Private Entity
| ||
5 |
Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)
| ||
6 |
Citizenship or place of organization
USA
| ||
Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With |
: 7
:
:
: |
Sole voting power
None (Item 5) | |
: 8
:
:
: |
Shared voting power
None | ||
: 9
:
:
: |
Sole dispositive power
None (Item 5) | ||
:10
:
:
: |
Shared dispositive power
None | ||
11
|
Aggregate amount beneficially owned by each reporting person
None (Item 5) | ||
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS) X | ||
13
|
Percent of class represented by amount in row (11)
0.00% | ||
14
|
Type of reporting person (SEE INSTRUCTIONS)
IN |
Name |
Shares of
Common Stock |
% of Class of
Common |
Shares of Common
Plus Convertible Preferred
Converted |
% of
Common Plus Convertible Preferred
Converted |
GAMCO |
3,394,230 |
5.82% |
3,399,176 |
5.78% |
Gabelli Funds |
1,176,000 |
2.02% |
1,629,305 |
2.77% |
Teton Advisors |
60,300 |
0.10% |
60,300 |
0.10% |
The following sets forth as to each of the executive officers and directors of the undersigned: his name; his business address; his present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted. Unless otherwise specified,
the principal employer of each such individual is GAMCO Asset Management Inc., Gabelli Funds, LLC, Gabelli Securities, Inc., Gabelli & Company, Inc., Teton Advisors, Inc., or GAMCO Investors, Inc., the business address of each of which is One Corporate Center, Rye, New York 10580, and each such individual identified below is a citizen of the United States. To the knowledge of the undersigned, during the last five years, no such person has been convicted in a criminal proceeding (excluding traffic
violations or similar misdemeanors), and no such person was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which he was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities law or finding any violation with respect to such laws except as reported in Item 2(d) and (e) of this Schedule 13D. |
GGCP, Inc.
Directors: |
||
Vincent J. Amabile
Mario J. Gabelli
|
Business Consultant
Chief Executive Officer of GGCP, Inc., and Chairman & Chief Executive Officer of GAMCO Investors, Inc.; Director/Trustee of all registered investment companies advised by Gabelli Funds, LLC.
| |
Marc J. Gabelli
|
Chairman of The LGL Group, Inc.
| |
Matthew R. Gabelli
|
Vice President – Trading
Gabelli & Company, Inc.
One Corporate Center
Rye, New York 10580
| |
Charles C. Baum
Douglas R. Jamieson
|
Secretary & Treasurer
United Holdings Co., Inc.
2545 Wilkens Avenue
Baltimore, MD 21223
See below | |
Joseph R. Rindler, Jr.
|
Account Executive for GAMCO Asset Management Inc. | |
Fredric V. Salerno |
Chairman; Former Vice Chairman and Chief Financial Officer
Verizon Communications
| |
Vincent Capurso |
Vice President Taxes, Barnes & Noble, Inc. | |
Vincent S. Tese |
Former Director GAMCO Investors, Inc. | |
Michael Gabelli
John Gabelli
|
Director
Director | |
Officers: |
||
Mario J. Gabelli |
Chief Executive Officer and Chief Investment Officer
| |
Michael G. Chieco |
Chief Financial Officer, Secretary
| |
GAMCO Investors, Inc.
Directors: |
||
Edwin L. Artzt
Raymond C. Avansino
Richard L. Bready |
Former Chairman and Chief Executive Officer
Procter & Gamble Company
900 Adams Crossing
Cincinnati, OH 45202
Chairman & Chief Executive Officer
E.L. Wiegand Foundation
Reno, NV 89501
Chairman and Chief Executive Officer
Nortek, Inc.
50 Kennedy Plaza
Providence, RI 02903
| |
Mario J. Gabelli
Elisa M. Wilson |
See above
Director | |
Eugene R. McGrath
|
Former Chairman and Chief Executive Officer
Consolidated Edison, Inc.
| |
Robert S. Prather
|
President & Chief Operating Officer
Gray Television, Inc.
4370 Peachtree Road, NE
Atlanta, GA 30319 | |
Officers: |
||
Mario J. Gabelli
|
Chairman and Chief Executive Officer
| |
Douglas R. Jamieson
Henry G. Van der Eb
Bruce N. Alpert
Jeffrey M. Farber
Christopher Michailoff |
President and Chief Operating Officer
Senior Vice President
Senior Vice President
Executive Vice President and Chief Financial Officer
Acting Secretary | |
GAMCO Asset Management Inc.
Directors:
|
||
Douglas R. Jamieson
Regina M. Pitaro
William S. Selby
|
||
Officers:
|
||
Mario J. Gabelli |
Chief Investment Officer – Value Portfolios
| |
Douglas R. Jamieson
Jeffrey M. Farber
Chistopher J. Michailoff |
President
Chief Financial Officer
General Counsel and Secretary
| |
Gabelli Funds, LLC
Officers:
|
||
Mario J. Gabelli
|
Chief Investment Officer – Value Portfolios | |
Bruce N. Alpert |
Executive Vice President and Chief Operating Officer
| |
Agnes Mullady |
Vice President and President Closed-End Fund Division | |
Teton Advisors, Inc.
Directors:
|
||
Bruce N. Alpert
Douglas R. Jamieson
Nicholas F. Galluccio
Alfred W. Fiore
Edward T. Tokar
Howard F. Ward
|
Chairman
See above
Chief Executive Officer and President
1270 Avenue of the Americas
20th Floor
New York, NY 10020
Beacon Trust
Senior Managing Director
333 Main Street
Madison, NJ 07940
Portfolio Manager
GAMCO Investors, Inc.
One Corporate Center
Rye, NY 10580
| |
Officers:
|
||
Bruce N. Alpert
Nicholas F. Galluccio
Jeffrey M. Farber |
See above
See above
Chief Financial Officer | |
Gabelli Securities, Inc.
|
||
Directors:
|
||
Robert W. Blake |
President of W. R. Blake & Sons, Inc.
196-20 Northern Boulevard
Flushing, NY 11358
| |
Douglas G. DeVivo |
General Partner of ALCE Partners, L.P.
One First Street, Suite 16
Los Altos, CA 94022
| |
Douglas R. Jamieson
|
President
|
Officers:
|
|
Douglas R. Jamieson
Christopher J. Michailoff
Jeffrey M. Farber |
See above
Secretary
Chief Financial Officer |
Gabelli & Company, Inc.
Directors:
|
|
James G. Webster, III |
Chairman & Interim President
|
Irene Smolicz |
Senior Trader
Gabelli & Company, Inc.
|
Officers: |
|
James G. Webster, III |
See Above
|
Bruce N. Alpert
Diane M. LaPointe
Douglas R. Jamieson |
Vice President - Mutual Funds
Treasurer
Secretary
|
Gabelli Foundation, Inc.
Officers:
|
|
Mario J. Gabelli |
Chairman, Trustee & Chief Investment Officer
|
Elisa M. Wilson |
President |
MJG-IV Limited Partnership
Officers:
|
|
Mario J. Gabelli |
General Partner |
SCHEDULE II | |||||||||
INFORMATION WITH RESPECT TO | |||||||||
TRANSACTIONS EFFECTED DURING THE PAST SIXTY DAYS OR | |||||||||
SINCE THE MOST RECENT FILING ON SCHEDULE 13D (1) | |||||||||
SHARES PURCHASED AVERAGE | |||||||||
DATE SOLD(-) PRICE(2) |
|||||||||
|
|||||||||
COMMON STOCK - GREAT ATLANTIC & PACIFIC TEA COMPANY | |||||||||
GAMCO ASSET MANAGEMENT INC. |
|||||||||
12/30/09 5,000- 12.0311 |
|||||||||
12/29/09 12,100- 11.8334 |
|||||||||
12/28/09 12,000- 11.7749 |
|||||||||
12/28/09 4,000- 11.7644 |
|||||||||
12/28/09 10,000- 11.7063 |
|||||||||
12/24/09 4,000- 11.6604 |
|||||||||
12/23/09 3,000- 11.3197 |
|||||||||
12/22/09 9,000- 10.9041 |
|||||||||
12/21/09 7,700- 10.7775 |
|||||||||
12/18/09 10,300- 10.7352 |
|||||||||
12/17/09 11,000- 10.8263 |
|||||||||
12/16/09 2,000- 11.1655 |
|||||||||
12/16/09 3,000- 11.1553 |
|||||||||
12/16/09 2,000- 11.1350 |
|||||||||
12/15/09 3,000- 11.0053 |
|||||||||
12/15/09 2,500- 10.9558 |
|||||||||
12/14/09 2,000- 11.0757 |
|||||||||
12/14/09 8,000- 11.0266 |
|||||||||
12/14/09 10,000- 10.9660 |
|||||||||
12/11/09 7,000- 11.1274 |
|||||||||
12/10/09 2,000- 11.0730 |
|||||||||
12/10/09 2,000- 11.0729 |
|||||||||
12/09/09 4,000- 11.1500 |
|||||||||
12/08/09 4,000- 11.3008 |
|||||||||
12/08/09 5,000- 11.2520 |
|||||||||
12/02/09 2,000- 11.4575 |
|||||||||
11/25/09 10,000- 11.8839 |
|||||||||
11/25/09 500- 11.8940 |
|||||||||
11/25/09 2,000- 11.8872 |
|||||||||
11/24/09 500- 11.3500 |
|||||||||
11/23/09 14,800- 11.4675 |
|||||||||
11/18/09 1,000- 11.0930 |
|||||||||
11/18/09 15,000- 11.0918 |
|||||||||
11/16/09 2,000- 11.2795 |
|||||||||
11/10/09 2,000- 11.9715 |
|||||||||
11/09/09 10,000- 12.3894 |
|||||||||
11/09/09 5,000- 12.6154 |
|||||||||
11/06/09 2,000- 11.7735 |
|||||||||
11/03/09 500- 11.0000 |
|||||||||
GABELLI FUNDS, LLC. |
|||||||||
GABELLI HEALTHCARE & WELLNESS RX TRUST | |||||||||
12/16/09 8,000- 11.0504 |
|||||||||
11/16/09 2,000- 11.3440 |
|||||||||
GABELLI EQUITY TRUST |
|||||||||
12/14/09 10,000- 10.9561 |
|||||||||
11/18/09 5,000- 11.0918 |
|||||||||
GABELLI EQUITY INCOME FUND | |||||||||
12/16/09 5,000- 11.0800 |
|||||||||
11/18/09 5,000- 11.0918 |
|||||||||
11/09/09 5,000- 12.6104 |
|||||||||
GABELLI DIVIDEND & INCOME TRUST | |||||||||
12/11/09 15,000- 11.1072 |
|||||||||
11/18/09 5,000- 11.0918 |
|||||||||
GABELLI ASSET FUND |
|||||||||
12/30/09 10,000- 11.9827 |
|||||||||
11/18/09 10,000- 11.1329 |
|||||||||
GABELLI ENTERPRISE M&A FUND | |||||||||
12/30/09 4,000- 11.9827 |
|||||||||
11/24/09 4,000- 11.3510 |
|||||||||
GABELLI CAPITAL ASSET FUND | |||||||||
11/16/09 5,000- 11.3440 |
|||||||||
(1) UNLESS OTHERWISE INDICATED, ALL TRANSACTIONS WERE EFFECTED | |||||||||
ON THE NYSE. |
|||||||||
(2) PRICE EXCLUDES COMMISSION. | |||||||||