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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Dividend Equivalent Rights | (3) | 03/12/2014 | M(3) | 81 | 03/12/2014 | 03/12/2014 | Common Stock | 81 | (2) | 0 | D | ||||
Dividend Equivalent Rights | (5) | 03/12/2014 | A(5) | 28 | 03/12/2014 | 03/12/2014 | Common Stock | 28 | (2) | 28 | D | ||||
Dividend Equivalent Rights | (3) | 03/12/2014 | M(3) | 28 | 03/12/2014 | 03/12/2014 | Common Stock | 28 | (2) | 0 | D | ||||
Restricted Stock Units | (1) | 03/12/2014 | M(1) | 8,386 | 03/12/2014 | 03/12/2014 | Common Stock | 8,386 | (2) | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Boehm Paul 149 COMMONWEATH DRIVE MENLO PARK, CA 94025 |
Group Vice President |
By: Wendy Whitehouse For: Paul Boehm | 03/14/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reflects the conversion of shares of vested Restricted Stock Units granted on March 12, 2010 into shares of Common Stock on a 1:1 basis. |
(2) | Not applicable. |
(3) | Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis. |
(4) | Reflects shares of common stock withheld by the Company to satify the tax withholding obligations of the Reporting Person. |
(5) | The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in Q1 2014. |