Portfolio of Investments (Unaudited)
|
|||||
Nuveen Municipal Opportunity Fund, Inc. (NIO)
|
|||||
January 31, 2012
|
|||||
Principal
|
Optional Call
|
||||
Amount (000)
|
Description (1)
|
Provisions (2)
|
Ratings (3)
|
Value
|
|
Alabama – 2.4% (1.6% of Total Investments)
|
|||||
$ 10,500
|
Birmingham Waterworks and Sewerage Board, Alabama, Water and Sewerage Revenue Bonds, Series
|
1/17 at 100.00
|
AA+
|
$ 10,762,500
|
|
2007A, 4.500%, 1/01/43 – BHAC Insured
|
|||||
2,500
|
Jefferson County, Alabama, Sewer Revenue Capital Improvement Warrants, Series 2002B, 5.125%,
|
8/12 at 100.00
|
Aaa
|
2,556,250
|
|
2/01/42 (Pre-refunded 8/01/12) – FGIC Insured (4)
|
|||||
Jefferson County, Alabama, Sewer Revenue Capital Improvement Warrants, Series 2002D:
|
|||||
425
|
5.000%, 2/01/38 (Pre-refunded 8/01/12) – FGIC Insured (4)
|
8/12 at 100.00
|
Aaa
|
434,295
|
|
14,800
|
5.000%, 2/01/42 (Pre-refunded 8/01/12) – FGIC Insured (4)
|
8/12 at 100.00
|
Aaa
|
15,146,320
|
|
10,195
|
Jefferson County, Alabama, Sewer Revenue Refunding Warrants, Series 1997A, 5.375%, 2/01/27 –
|
4/12 at 100.00
|
Caa3
|
6,063,068
|
|
FGIC Insured (4)
|
|||||
38,420
|
Total Alabama
|
34,962,433
|
|||
Arizona – 2.5% (1.7% of Total Investments)
|
|||||
Arizona State University, Certificates of Participation, Resh Infrastructure Projects,
|
|||||
Series 2005A:
|
|||||
2,000
|
5.000%, 9/01/25 – AMBAC Insured
|
3/15 at 100.00
|
AA–
|
2,121,640
|
|
2,000
|
5.000%, 9/01/27 – AMBAC Insured
|
3/15 at 100.00
|
AA–
|
2,106,780
|
|
1,000
|
Arizona State University, System Revenue Bonds, Series 2005, 5.000%, 7/01/27 – AMBAC Insured
|
7/15 at 100.00
|
Aa3
|
1,056,960
|
|
3,000
|
Arizona State, Certificates of Participation, Department of Administration Series 2010B,
|
4/20 at 100.00
|
AA–
|
3,322,740
|
|
5.000%, 10/01/29 – AGC Insured
|
|||||
1,000
|
Maricopa County Union High School District 210, Phoenix, Arizona, General Obligation Bonds,
|
7/14 at 100.00
|
AA (5)
|
1,106,810
|
|
Series 2004A, 5.000%, 7/01/22 (Pre-refunded 7/01/14) – AGM Insured
|
|||||
5,200
|
Mesa, Arizona, Utility System Revenue Bonds, Reset Option Longs, Series 11032- 11034, 15.259%,
|
7/17 at 100.00
|
Aa2
|
5,895,760
|
|
7/01/26 – AGM Insured (IF)
|
|||||
1,150
|
Phoenix Civic Improvement Corporation, Arizona, Junior Lien Wastewater System Revenue Bonds,
|
7/14 at 100.00
|
AA+
|
1,240,459
|
|
Series 2004, 5.000%, 7/01/27 – NPFG Insured
|
|||||
13,490
|
Phoenix Civic Improvement Corporation, Arizona, Junior Lien Water System Revenue Bonds, Series
|
7/15 at 100.00
|
AAA
|
14,937,612
|
|
2005, 4.750%, 7/01/25 – NPFG Insured
|
|||||
5,000
|
Phoenix Civic Improvement Corporation, Arizona, Subordinate Excise Tax Revenue Bonds, Civic
|
7/15 at 100.00
|
AA+
|
5,225,450
|
|
Plaza Expansion Project, Series 2005A, 5.000%, 7/01/41 – FGIC Insured
|
|||||
33,840
|
Total Arizona
|
37,014,211
|
|||
Arkansas – 0.2% (0.1% of Total Investments)
|
|||||
2,660
|
Arkansas State University, Student Fee Revenue Bonds, Beebe Campus, Series 2006, 5.000%,
|
9/15 at 100.00
|
A1
|
2,795,500
|
|
9/01/35 – AMBAC Insured
|
|||||
California – 22.3% (15.3% of Total Investments)
|
|||||
5,600
|
Alameda Corridor Transportation Authority, California, Subordinate Lien Revenue Bonds, Series
|
No Opt. Call
|
BBB+
|
3,708,320
|
|
2004A, 0.000%, 10/01/20 – AMBAC Insured
|
|||||
California Department of Water Resources, Power Supply Revenue Bonds, Series 2002A:
|
|||||
30,000
|
5.375%, 5/01/17 (Pre-refunded 5/01/12) – SYNCORA GTY Insured
|
5/12 at 101.00
|
Aaa
|
30,693,000
|
|
20,000
|
5.375%, 5/01/18 (Pre-refunded 5/01/12) – AMBAC Insured
|
5/12 at 101.00
|
Aaa
|
20,462,000
|
|
California Department of Water Resources, Water System Revenue Bonds, Central Valley Project,
|
|||||
Series 2005AC:
|
|||||
30
|
5.000%, 12/01/24 (Pre-refunded 12/01/14) – NPFG Insured
|
12/14 at 100.00
|
AAA
|
33,887
|
|
25
|
5.000%, 12/01/27 (Pre-refunded 12/01/14) – NPFG Insured
|
12/14 at 100.00
|
AAA
|
28,239
|
|
California Department of Water Resources, Water System Revenue Bonds, Central Valley Project,
|
|||||
Series 2005AC:
|
|||||
3,670
|
5.000%, 12/01/24 – NPFG Insured (UB)
|
12/14 at 100.00
|
AAA
|
4,086,141
|
|
2,795
|
5.000%, 12/01/27 – NPFG Insured (UB)
|
12/14 at 100.00
|
AAA
|
3,088,727
|
|
10,150
|
California State, General Obligation Bonds, Series 2004, 5.000%, 6/01/31 – AMBAC Insured
|
12/14 at 100.00
|
A1
|
10,780,823
|
|
3,500
|
Coachella Valley Unified School District, Riverside County, California, General Obligation
|
8/15 at 100.00
|
A1
|
3,867,220
|
|
Bonds, Series 2005A, 5.000%, 8/01/26 – FGIC Insured
|
|||||
5,750
|
East Bay Municipal Utility District, Alameda and Contra Costa Counties, California, Water
|
6/15 at 100.00
|
AAA
|
6,337,650
|
|
System Subordinated Revenue Bonds, Series 2005A, 5.000%, 6/01/27 – NPFG Insured
|
|||||
10,000
|
Golden State Tobacco Securitization Corporation, California, Enhanced Tobacco Settlement
|
6/15 at 100.00
|
A2
|
10,034,300
|
|
Asset-Backed Revenue Bonds, Series 2005A, 5.000%, 6/01/38 – FGIC Insured
|
|||||
Golden State Tobacco Securitization Corporation, California, Tobacco Settlement Asset-Backed
|
|||||
Bonds, Series 2007A-1:
|
|||||
14,605
|
4.500%, 6/01/27
|
6/17 at 100.00
|
B
|
11,974,201
|
|
3,500
|
5.000%, 6/01/33
|
6/17 at 100.00
|
B–
|
2,622,060
|
|
1,520
|
Hayward Redevelopment Agency, California, Downtown Redevelopment Project Tax Allocation Bonds,
|
3/16 at 100.00
|
A–
|
1,500,027
|
|
Series 2006, 5.000%, 3/01/36 – SYNCORA GTY Insured
|
|||||
5,600
|
Kern Community College District, California, General Obligation Bonds, Series 2006, 0.000%,
|
No Opt. Call
|
Aa2
|
3,398,808
|
|
11/01/24 – AGM Insured
|
|||||
5,000
|
Long Beach Bond Financing Authority, California, Lease Revenue Refunding Bonds, Long Beach
|
5/12 at 101.00
|
BBB
|
5,022,750
|
|
Aquarium of the South Pacific, Series 2001, 5.250%, 11/01/30 – AMBAC Insured
|
|||||
2,740
|
Los Angeles Harbors Department, California, Revenue Bonds, Series 2006A, 5.000%, 8/01/22 –
|
8/16 at 102.00
|
AA
|
3,048,606
|
|
FGIC Insured (Alternative Minimum Tax)
|
|||||
20,000
|
Los Angeles Unified School District, California, General Obligation Bonds, Series 2003A,
|
7/13 at 100.00
|
Aa2 (5)
|
21,353,000
|
|
5.000%, 7/01/21 (Pre-refunded 7/01/13) – AGM Insured
|
|||||
3,000
|
Los Angeles Unified School District, California, General Obligation Bonds, Series 2006F,
|
7/16 at 100.00
|
Aa2
|
3,401,700
|
|
5.000%, 7/01/24 – FGIC Insured
|
|||||
5,200
|
Palomar Pomerado Health, California, General Obligation Bonds, Series 2009A, 0.000%, 8/01/38 –
|
8/29 at 100.00
|
AA–
|
4,179,812
|
|
AGC Insured
|
|||||
5,515
|
Port of Oakland, California, Revenue Bonds, Series 2002L, 5.000%, 11/01/22 – FGIC Insured
|
11/12 at 100.00
|
A
|
5,594,581
|
|
(Alternative Minimum Tax)
|
|||||
690
|
Port of Oakland, California, Revenue Bonds, Series 2002L, 5.000%, 11/01/22 (Pre-refunded
|
11/12 at 100.00
|
A (5)
|
713,957
|
|
11/01/12) – FGIC Insured
|
|||||
Poway Redevelopment Agency, California, Tax Allocation Bonds, Paguay Redevelopment Project,
|
|||||
Series 2001:
|
|||||
15,000
|
5.200%, 6/15/30 – AMBAC Insured
|
6/12 at 101.00
|
N/R
|
15,034,500
|
|
6,000
|
5.125%, 6/15/33 – AMBAC Insured
|
6/12 at 101.00
|
N/R
|
6,000,420
|
|
2,035
|
Redding, California, Electric System Revenue Certificates of Participation, Series 2005,
|
6/15 at 100.00
|
BBB
|
2,105,838
|
|
5.000%, 6/01/30 – FGIC Insured
|
|||||
6,000
|
Redlands Unified School District, San Bernardino County, California, General Obligation Bonds,
|
7/13 at 100.00
|
AA–
|
6,265,140
|
|
Series 2003, 5.000%, 7/01/26 – AGM Insured
|
|||||
2,970
|
Riverside Community College District, California, General Obligation Bonds, Series 2005,
|
8/15 at 100.00
|
AA
|
3,370,802
|
|
5.000%, 8/01/22 – AGM Insured
|
|||||
2,500
|
Sacramento County Sanitation District Financing Authority, California, Revenue Bonds, Series
|
12/15 at 100.00
|
AA
|
2,795,775
|
|
2005B, 4.750%, 12/01/21 – FGIC Insured
|
|||||
1,220
|
San Francisco Bay Area Rapid Transit District, California, Sales Tax Revenue Bonds, Refunding
|
7/15 at 100.00
|
AA+
|
1,381,089
|
|
Series 2005A, 5.000%, 7/01/22 – NPFG Insured
|
|||||
3,030
|
San Francisco Bay Area Rapid Transit District, California, Sales Tax Revenue Bonds, Series
|
4/12 at 100.00
|
AA+
|
3,039,969
|
|
2001, 5.125%, 7/01/36 – AMBAC Insured
|
|||||
2,105
|
San Francisco Unified School District, California, General Obligation Bonds, Series 2007A,
|
6/17 at 100.00
|
Aa2
|
2,119,546
|
|
3.000%, 6/15/27 – AGM Insured
|
|||||
66,685
|
San Joaquin Hills Transportation Corridor Agency, Orange County, California, Senior Lien Toll
|
No Opt. Call
|
AAA
|
56,362,829
|
|
Road Revenue Bonds, Series 1993, 0.000%, 1/01/21 (ETM)
|
|||||
San Joaquin Hills Transportation Corridor Agency, Orange County, California, Toll Road Revenue
|
|||||
Refunding Bonds, Series 1997A:
|
|||||
31,615
|
5.250%, 1/15/30 – NPFG Insured
|
7/12 at 100.00
|
BBB
|
27,299,553
|
|
21,500
|
0.000%, 1/15/32 – NPFG Insured
|
No Opt. Call
|
BBB
|
5,023,690
|
|
21,255
|
San Jose Redevelopment Agency, California, Tax Allocation Bonds, Merged Area Redevelopment
|
8/17 at 100.00
|
BBB
|
18,128,602
|
|
Project, Series 2006C, 4.250%, 8/01/30 – NPFG Insured
|
|||||
11,250
|
Santa Ana Financing Authority, California, Lease Revenue Bonds, Police Administration and
|
No Opt. Call
|
BBB
|
12,911,175
|
|
Housing Facility, Series 1994A, 6.250%, 7/01/24 – NPFG Insured
|
|||||
6,785
|
Santa Clara Valley Water District, California, Water Revenue Bonds, Series 2006A, 3.750%,
|
6/16 at 100.00
|
Aa1
|
7,160,550
|
|
6/01/25 – AGM Insured
|
|||||
5,000
|
Walnut Energy Center Authority, California, Electric Revenue Bonds, Turlock Irrigation
|
1/14 at 100.00
|
A+
|
5,137,250
|
|
District, Series 2004A, 5.000%, 1/01/34 – AMBAC Insured
|
|||||
363,840
|
Total California
|
330,066,537
|
|||
Colorado – 3.3% (2.3% of Total Investments)
|
|||||
1,080
|
Arkansas River Power Authority, Colorado, Power Revenue Bonds, Series 2006, 5.250%, 10/01/40 –
|
10/16 at 100.00
|
BBB–
|
1,058,746
|
|
SYNCORA GTY Insured
|
|||||
1,900
|
Aspen, Colorado, Sales Tax Revenue Bonds, Parks and Open Space, Series 2005B, 5.250%,
|
11/15 at 100.00
|
Aa2
|
2,109,095
|
|
11/01/24 – AGM Insured
|
|||||
1,000
|
Colorado Department of Transportation, Certificates of Participation, Series 2004, 5.000%,
|
6/14 at 100.00
|
AA–
|
1,054,650
|
|
6/15/25 – NPFG Insured
|
|||||
4,950
|
Denver Convention Center Hotel Authority, Colorado, Revenue Bonds, Convention Center Hotel,
|
12/13 at 100.00
|
N/R (5)
|
5,356,148
|
|
Senior Lien Series 2003A, 5.000%, 12/01/33 (Pre-refunded 12/01/13) – SYNCORA GTY Insured
|
|||||
1,740
|
Douglas County School District RE1, Douglas and Elbert Counties, Colorado, General Obligation
|
12/14 at 100.00
|
Aa1
|
1,858,042
|
|
Bonds, Series 2005B, 5.000%, 12/15/28 – AGM Insured
|
|||||
35,995
|
E-470 Public Highway Authority, Colorado, Senior Revenue Bonds, Series 1997B, 0.000%,
|
No Opt. Call
|
BBB
|
19,522,968
|
|
9/01/23 – NPFG Insured
|
|||||
10,000
|
E-470 Public Highway Authority, Colorado, Toll Revenue Bonds, Series 2004A, 0.000%, 9/01/27 –
|
No Opt. Call
|
BBB
|
4,193,700
|
|
NPFG Insured
|
|||||
4,520
|
Jefferson County School District R1, Colorado, General Obligation Bonds, Series 2004, 5.000%,
|
12/14 at 100.00
|
Aa2 (5)
|
5,106,199
|
|
12/15/24 (Pre-refunded 12/15/14) – AGM Insured (UB)
|
|||||
4,335
|
Poudre Tech Metro District, Colorado, Unlimited Property Tax Supported Revenue Bonds,
|
12/20 at 100.00
|
AA–
|
4,771,578
|
|
Refunding & Improvement Series 2010A, 5.000%, 12/01/39 – AGM Insured
|
|||||
2,500
|
Summit County School District RE-1, Summit, Colorado, General Obligation Bonds, Series 2004B,
|
12/14 at 100.00
|
Aa2 (5)
|
2,818,750
|
|
5.000%, 12/01/24 (Pre-refunded 12/01/14) – FGIC Insured
|
|||||
1,000
|
University of Colorado, Enterprise System Revenue Bonds, Series 2005, 5.000%, 6/01/30 –
|
6/15 at 100.00
|
Aa2
|
1,101,860
|
|
FGIC Insured
|
|||||
69,020
|
Total Colorado
|
48,951,736
|
|||
Connecticut – 0.2% (0.2% of Total Investments)
|
|||||
3,250
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Wesleyan University,
|
7/20 at 100.00
|
AA
|
3,626,480
|
|
Series 2010G, 5.000%, 7/01/39
|
|||||
District of Columbia – 0.9% (0.6% of Total Investments)
|
|||||
District of Columbia Water and Sewerage Authority, Subordinate Lien Public Utility Revenue
|
|||||
Bonds, Series 2003:
|
|||||
5,000
|
5.125%, 10/01/24 – FGIC Insured
|
10/13 at 100.00
|
AA–
|
5,312,950
|
|
5,000
|
5.125%, 10/01/25 – FGIC Insured
|
10/13 at 100.00
|
AA–
|
5,317,200
|
|
2,670
|
Washington Convention Center Authority, District of Columbia, Dedicated Tax Revenue Bonds,
|
10/16 at 100.00
|
AA+
|
3,045,135
|
|
Tender Option Bond Trust 1606, 11.636%, 10/01/30 – AMBAC Insured (IF)
|
|||||
12,670
|
Total District of Columbia
|
13,675,285
|
|||
Florida – 23.5% (16.2% of Total Investments)
|
|||||
1,250
|
Bay County, Florida, Water System Revenue Bonds, Series 2005, 5.000%, 9/01/24 – AMBAC Insured
|
9/15 at 100.00
|
A1
|
1,343,913
|
|
975
|
Broward County Housing Finance Authority, Florida, GNMA Collateralized Multifamily Housing
|
6/12 at 100.00
|
Aaa
|
976,277
|
|
Revenue Refunding Bonds, Pompano Oaks Apartments, Series 1997, 6.000%, 12/01/27
|
|||||
(Alternative Minimum Tax)
|
|||||
3,820
|
Broward County School Board, Florida, Certificates of Participation, Series 2003, 5.250%,
|
7/13 at 100.00
|
Aa3
|
4,027,464
|
|
7/01/19 – NPFG Insured
|
|||||
2,150
|
Broward County, Florida, Airport System Revenue Bonds, Series 2004L, 5.000%, 10/01/23 –
|
10/14 at 100.00
|
A+
|
2,284,891
|
|
AMBAC Insured
|
|||||
4,500
|
Broward County, Florida, Water and Sewer Utility Revenue Bonds, Series 2003, 5.000%,
|
10/13 at 100.00
|
AA
|
4,772,385
|
|
10/01/24 – NPFG Insured
|
|||||
6,000
|
Cape Coral, Florida, Water and Sewer Revenue Bonds, Refunding Series 2011, 5.000%, 10/01/41 –
|
10/21 at 100.00
|
AA–
|
6,524,460
|
|
AGM Insured
|
|||||
Clay County, Florida, Utility System Revenue Bonds, Series 2007:
|
|||||
5,110
|
5.000%, 11/01/27 – Syncora GTY Insured (UB)
|
11/17 at 100.00
|
Aa2
|
5,605,670
|
|
12,585
|
5.000%, 11/01/32 – Syncora GTY Insured (UB)
|
11/17 at 100.00
|
Aa2
|
13,570,028
|
|
Collier County Housing Finance Authority, Florida, Multifamily Housing Revenue Bonds, Saxon
|
|||||
Manor Isles Project, Series 1998B:
|
|||||
1,260
|
5.350%, 9/01/18 – AGM Insured (Alternative Minimum Tax)
|
3/12 at 100.00
|
AA+
|
1,261,827
|
|
1,000
|
5.400%, 9/01/23 – AGM Insured (Alternative Minimum Tax)
|
3/12 at 100.00
|
AA+
|
1,001,130
|
|
Collier County Housing Finance Authority, Florida, Multifamily Housing Revenue Refunding
|
|||||
Bonds, Saxon Manor Isles Project, Series 1998A, Subseries 1:
|
|||||
1,040
|
5.350%, 9/01/18 – AGM Insured (Alternative Minimum Tax)
|
3/12 at 100.00
|
AA+
|
1,041,508
|
|
1,400
|
5.400%, 9/01/23 – AGM Insured (Alternative Minimum Tax)
|
3/12 at 100.00
|
AA+
|
1,401,582
|
|
1,500
|
Collier County, Florida, Capital Improvement Revenue Bonds, Series 2005, 5.000%, 10/01/23
|
10/14 at 100.00
|
AA– (5)
|
1,679,640
|
|
(Pre-refunded 10/01/14) – NPFG Insured
|
|||||
3,000
|
Collier County, Florida, Gas Tax Revenue Bonds, Series 2005, 5.000%, 6/01/22 – AMBAC Insured
|
6/15 at 100.00
|
A
|
3,215,070
|
|
Dade County Housing Finance Authority, Florida, Multifamily Mortgage Revenue Bonds, Siesta
|
|||||
Pointe Apartments Project, Series 1997A:
|
|||||
1,230
|
5.650%, 9/01/17 – AGM Insured (Alternative Minimum Tax)
|
3/12 at 100.00
|
AA+
|
1,232,214
|
|
1,890
|
5.750%, 9/01/29 – AGM Insured (Alternative Minimum Tax)
|
3/12 at 100.00
|
AA+
|
1,891,777
|
|
900
|
Dade County, Florida, Seaport Revenue Refunding Bonds, Series 1995, 5.750%, 10/01/15 –
|
4/12 at 100.00
|
A2
|
903,897
|
|
NPFG Insured
|
|||||
Davie, Florida, Water and Sewerage Revenue Refunding and Improvement Bonds, Series 2003:
|
|||||
910
|
5.250%, 10/01/17 – AMBAC Insured
|
10/13 at 100.00
|
N/R
|
967,730
|
|
475
|
5.250%, 10/01/18 – AMBAC Insured
|
10/13 at 100.00
|
N/R
|
499,966
|
|
Deltona, Florida, Utility Systems Water and Sewer Revenue Bonds, Series 2003:
|
|||||
1,250
|
5.250%, 10/01/22 – NPFG Insured
|
10/13 at 100.00
|
A1
|
1,300,375
|
|
1,095
|
5.000%, 10/01/23 – NPFG Insured
|
10/13 at 100.00
|
A1
|
1,139,107
|
|
1,225
|
5.000%, 10/01/24 – NPFG Insured
|
10/13 at 100.00
|
A1
|
1,272,506
|
|
1,555
|
DeSoto County, Florida, Capital Improvement Revenue Bonds, Series 2002, 5.250%, 10/01/20
|
4/12 at 101.00
|
A1 (5)
|
1,583,799
|
|
(Pre-refunded 4/01/12) – NPFG Insured
|
|||||
2,500
|
Escambia County School Board, Florida, Certificates of Participation, Series 2004, 5.000%,
|
2/15 at 100.00
|
BBB
|
2,614,550
|
|
2/01/22 – NPFG Insured
|
|||||
2,500
|
Flagler County School Board, Florida, Certificates of Participation, Master Lease Revenue
|
8/15 at 100.00
|
AA–
|
2,721,975
|
|
Program, Series 2005A, 5.000%, 8/01/30 – AGM Insured
|
|||||
1,200
|
Flagler County, Florida, Capital Improvement Revenue Bonds, Series 2005, 5.000%, 10/01/30 –
|
10/15 at 100.00
|
A
|
1,260,744
|
|
NPFG Insured
|
|||||
3,945
|
Florida Governmental Utility Authority, Utility System Revenue Bonds, Citrus Project, Series
|
10/13 at 100.00
|
N/R (5)
|
4,254,051
|
|
2003, 5.000%, 10/01/23 (Pre-refunded 10/01/13) – AMBAC Insured
|
|||||
1,000
|
Florida Governmental Utility Authority, Utility System Revenue Bonds, Golden Gate Project,
|
7/12 at 100.00
|
N/R
|
1,000,360
|
|
Series 1999, 5.000%, 7/01/29 – AMBAC Insured
|
|||||
Florida Municipal Loan Council, Revenue Bonds, Series 2000B:
|
|||||
250
|
5.375%, 11/01/25 – NPFG Insured
|
5/12 at 100.00
|
A–
|
250,440
|
|
185
|
5.375%, 11/01/30 – NPFG Insured
|
5/12 at 100.00
|
A–
|
185,248
|
|
220
|
Florida Municipal Loan Council, Revenue Bonds, Series 2001A, 5.250%, 11/01/18 – NPFG Insured
|
5/12 at 101.00
|
A–
|
222,721
|
|
2,000
|
Greater Orlando Aviation Authority, Florida, Airport Facilities Revenue Refunding Bonds,
|
10/13 at 100.00
|
AA–
|
2,125,180
|
|
Series 2003A, 5.000%, 10/01/17 – AGM Insured
|
|||||
1,915
|
Halifax Hospital Medical Center, Florida, Revenue Bonds, Series 2006, 5.500%, 6/01/38 –
|
6/18 at 100.00
|
AA–
|
2,041,658
|
|
AGM Insured
|
|||||
2,500
|
Hillsborough County Industrial Development Authority, Florida, Industrial Development Revenue
|
No Opt. Call
|
Aaa
|
3,144,250
|
|
Bonds, University Community Hospital, Series 1994, 6.500%, 8/15/19 – NPFG Insured
|
|||||
1,000
|
Hillsborough County School Board, Florida, Certificates of Participation, Master Lease
|
7/15 at 100.00
|
Aa2
|
1,067,990
|
|
Program, Series 2005A, 5.000%, 7/01/26 – NPFG Insured
|
|||||
6,000
|
Hillsborough County School Board, Florida, Certificates of Participation, Series 2003, 5.000%,
|
7/13 at 100.00
|
Aa2
|
6,148,680
|
|
7/01/29 – NPFG Insured
|
|||||
2,000
|
Hillsborough County, Florida, Community Investment Tax Revenue Bonds, Series 2004, 5.000%,
|
11/13 at 101.00
|
AA
|
2,163,120
|
|
5/01/23 – AMBAC Insured
|
|||||
1,000
|
Hillsborough County, Florida, Revenue Refunding Bonds, Tampa Bay Arena, Series 2005, 5.000%,
|
10/15 at 100.00
|
AA+
|
1,111,710
|
|
10/01/25 – FGIC Insured
|
|||||
2,595
|
Indian River County School Board, Florida, Certificates of Participation, Series 2005, 5.000%,
|
7/15 at 100.00
|
A+
|
2,772,732
|
|
7/01/22 – NPFG Insured
|
|||||
Indian Trace Development District, Florida, Water Management Special Benefit Assessment Bonds,
|
|||||
Series 2005:
|
|||||
1,645
|
5.000%, 5/01/25 – NPFG Insured
|
5/15 at 102.00
|
Baa2
|
1,704,911
|
|
1,830
|
5.000%, 5/01/27 – NPFG Insured
|
5/15 at 102.00
|
Baa2
|
1,876,116
|
|
1,480
|
Jacksonville, Florida, Better Jacksonville Sales Tax Revenue Bonds, Series 2003, 5.250%,
|
10/13 at 100.00
|
A1
|
1,565,884
|
|
10/01/20 – NPFG Insured
|
|||||
1,500
|
JEA, Florida, Water and Sewerage System Revenue Bonds, Crossover Refunding Series 2007B,
|
10/14 at 100.00
|
AA
|
1,631,145
|
|
5.000%, 10/01/24 – NPFG Insured
|
|||||
1,000
|
JEA, Florida, Water and Sewerage System Revenue Bonds, Series 2004A, 5.000%, 10/01/14 –
|
10/13 at 100.00
|
AA
|
1,074,360
|
|
FGIC Insured
|
|||||
1,450
|
Jupiter, Florida, Water Revenue Bonds, Series 2003, 5.000%, 10/01/22 – AMBAC Insured
|
10/13 at 100.00
|
AA+
|
1,549,238
|
|
Lakeland, Florida, Utility Tax Revenue Bonds, Series 2003B:
|
|||||
1,730
|
5.000%, 10/01/18 – AMBAC Insured
|
10/12 at 100.00
|
N/R
|
1,756,780
|
|
2,000
|
5.000%, 10/01/19 – AMBAC Insured
|
10/12 at 100.00
|
N/R
|
2,028,620
|
|
4,665
|
Lee County, Florida, Airport Revenue Refunding Bonds, Series 2011A, 5.375%, 10/01/32 – AGM
|
8/21 at 100.00
|
AA–
|
5,149,973
|
|
Insured (Alternative Minimum Tax)
|
|||||
1,230
|
Lee County, Florida, Local Option Gas Tax Revenue Bonds, Series 2004, 5.000%, 10/01/20 –
|
10/14 at 100.00
|
A2
|
1,300,381
|
|
FGIC Insured
|
|||||
1,505
|
Lee County, Florida, Transportation Facilities Revenue Bonds, Series 2004B, 5.000%, 10/01/21 –
|
10/14 at 100.00
|
A–
|
1,612,788
|
|
AMBAC Insured
|
|||||
1,000
|
Lee Memorial Health System, Florida, Hospital Revenue Bonds, Series 2007A, 5.000%, 4/01/32 –
|
4/17 at 100.00
|
A
|
1,028,100
|
|
NPFG Insured
|
|||||
3,000
|
Leesburg, Florida, Utility Revenue Bonds, Series 2007, 5.000%, 10/01/37 – NPFG Insured
|
10/17 at 100.00
|
Aa3
|
3,176,340
|
|
2,000
|
Manatee County, Florida, Public Utilities Revenue Bonds, Series 2003, 5.125%, 10/01/20
|
10/13 at 100.00
|
Aa2 (5)
|
2,159,080
|
|
(Pre-refunded 10/01/13) – NPFG Insured
|
|||||
Marco Island, Florida, Water Utility System Revenue Bonds, Series 2003:
|
|||||
1,350
|
5.250%, 10/01/17 (Pre-refunded 10/01/13) – NPFG Insured
|
10/13 at 100.00
|
Aa3 (5)
|
1,460,187
|
|
1,000
|
5.250%, 10/01/18 (Pre-refunded 10/01/13) – NPFG Insured
|
10/13 at 100.00
|
Aa3 (5)
|
1,081,620
|
|
2,000
|
Marco Island, Florida, Water Utility System Revenue Bonds, Series 2003, 5.000%, 10/01/27 –
|
10/13 at 100.00
|
Aa3
|
2,061,840
|
|
NPFG Insured
|
|||||
2,200
|
Miami-Dade County, Florida, Aviation Revenue Bonds, Miami International Airport, Series 2002A,
|
10/12 at 100.00
|
AA–
|
2,210,450
|
|
5.125%, 10/01/35 – AGM Insured (Alternative Minimum Tax)
|
|||||
Miami-Dade County, Florida, Aviation Revenue Bonds, Miami International Airport, Series 2002:
|
|||||
5,615
|
5.750%, 10/01/19 – FGIC Insured (Alternative Minimum Tax)
|
10/12 at 100.00
|
A2
|
5,748,469
|
|
35,920
|
5.375%, 10/01/32 – FGIC Insured (Alternative Minimum Tax)
|
10/12 at 100.00
|
A2
|
36,165,334
|
|
12,930
|
Miami-Dade County, Florida, Public Facilities Revenue Bonds, Jackson Health System, Series
|
12/15 at 100.00
|
Aa3
|
13,101,323
|
|
2005A, 5.000%, 6/01/32 – NPFG Insured
|
|||||
5,320
|
Miami-Dade County, Florida, Public Facilities Revenue Bonds, Jackson Health System, Series
|
6/15 at 100.00
|
Aa3
|
5,484,867
|
|
2005B, 5.000%, 6/01/25 – NPFG Insured
|
|||||
18,000
|
Miami-Dade County, Florida, Subordinate Special Obligation Bonds, Series 1997A, 0.000%,
|
4/12 at 60.59
|
A+
|
10,855,080
|
|
10/01/21 – NPFG Insured
|
|||||
3,000
|
Miami-Dade County, Florida, Transit System Sales Surtax Revenue Bonds, Series 2008, 5.000%,
|
7/18 at 100.00
|
AA
|
3,216,420
|
|
7/01/35 – AGM Insured
|
|||||
2,000
|
Miami-Dade County, Florida, Water and Sewer System Revenue Bonds, Refunding Series 2008B,
|
No Opt. Call
|
Aa2
|
2,536,340
|
|
5.250%, 10/01/22 – AGM Insured
|
|||||
Northern Palm Beach County Improvement District, Florida, Revenue Bonds, Water Control and
|
|||||
Improvement Development Unit 9B, Series 2005:
|
|||||
1,290
|
5.000%, 8/01/23 – NPFG Insured
|
8/15 at 102.00
|
BBB
|
1,377,049
|
|
2,145
|
5.000%, 8/01/29 – NPFG Insured
|
8/15 at 102.00
|
BBB
|
2,258,621
|
|
2,000
|
Okaloosa County, Florida, Water and Sewer Revenue Bonds, Series 2006, 5.000%, 7/01/36 –
|
7/16 at 100.00
|
AA–
|
2,121,300
|
|
AGM Insured
|
|||||
1,000
|
Orange County School Board, Florida, Certificates of Participation, Series 2007A, 5.000%,
|
8/17 at 100.00
|
AA–
|
1,086,600
|
|
8/01/27 – FGIC Insured
|
|||||
3,180
|
Orange County, Florida, Sales Tax Revenue Bonds, Series 2002B, 5.125%, 1/01/19 – FGIC Insured
|
1/13 at 100.00
|
AA
|
3,302,494
|
|
2,500
|
Orange County, Florida, Tourist Development Tax Revenue Bonds, Series 2006, 5.000%, 10/01/31 –
|
10/16 at 100.00
|
A+
|
2,634,175
|
|
SYNCORA GTY Insured
|
|||||
Osceola County, Florida, Transportation Revenue Bonds, Osceola Parkway, Series 2004:
|
|||||
2,500
|
5.000%, 4/01/21 – NPFG Insured
|
4/14 at 100.00
|
Aa3
|
2,676,525
|
|
7,820
|
5.000%, 4/01/23 – NPFG Insured
|
4/14 at 100.00
|
Aa3
|
8,240,247
|
|
1,750
|
Palm Bay, Florida, Utility System Revenue Bonds, Palm Bay Utility Corporation, Series 2003,
|
10/13 at 100.00
|
Aa3
|
1,818,653
|
|
5.000%, 10/01/20 – NPFG Insured
|
|||||
1,065
|
Palm Beach County Housing Finance Authority, Florida, Multifamily Housing Revenue Bonds,
|
7/12 at 100.00
|
AA+
|
1,070,080
|
|
Westlake Apartments Phase II, Series 2002, 5.150%, 7/01/22 – AGM Insured (Alternative
|
|||||
Minimum Tax)
|
|||||
2,150
|
Palm Beach County School Board, Florida, Certificates of Participation, Series 2004A, 5.000%,
|
8/14 at 100.00
|
AA–
|
2,266,745
|
|
8/01/24 – FGIC Insured
|
|||||
3,000
|
Palm Beach County School Board, Florida, Certificates of Participation, Series 2007E, 5.000%,
|
8/17 at 100.00
|
AA–
|
3,251,940
|
|
8/01/27 – NPFG Insured
|
|||||
8,000
|
Palm Beach County Solid Waste Authority, Florida, Revenue Bonds, Series 2002B, 0.000%,
|
No Opt. Call
|
AA+
|
7,681,360
|
|
10/01/14 – AMBAC Insured
|
|||||
Palm Coast, Florida, Water Utility System Revenue Bonds, Series 2003:
|
|||||
1,000
|
5.250%, 10/01/19 – NPFG Insured
|
10/13 at 100.00
|
A1
|
1,059,860
|
|
500
|
5.250%, 10/01/20 – NPFG Insured
|
10/13 at 100.00
|
A1
|
529,930
|
|
500
|
5.250%, 10/01/21 – NPFG Insured
|
10/13 at 100.00
|
A1
|
529,015
|
|
3,000
|
Pasco County, Florida, Water and Sewer Revenue Bonds, Series 2006 Refunding, 5.000%,
|
4/16 at 100.00
|
AA
|
3,172,320
|
|
10/01/36 – AGM Insured
|
|||||
Plantation, Florida, Non-Ad Valorem Revenue Refunding and Improvement Bonds, Series 2003:
|
|||||
2,225
|
5.000%, 8/15/18 – AGM Insured
|
8/13 at 100.00
|
Aa3
|
2,346,863
|
|
1,300
|
5.000%, 8/15/21 – AGM Insured
|
8/13 at 100.00
|
Aa3
|
1,356,225
|
|
1,170
|
Polk County, Florida, Utility System Revenue Bonds, Series 2004A, 5.000%, 10/01/24 –
|
10/14 at 100.00
|
Aa3
|
1,236,117
|
|
FGIC Insured
|
|||||
1,000
|
Port Saint Lucie, Florida, Special Assessment Revenue Bonds, Southwest Annexation District 1B,
|
7/17 at 100.00
|
BBB
|
1,023,280
|
|
Series 2007, 5.000%, 7/01/33 – NPFG Insured
|
|||||
Port St. Lucie, Florida, Stormwater Utility System Revenue Refunding Bonds, Series 2002:
|
|||||
1,190
|
5.250%, 5/01/15 (Pre-refunded 5/01/12) – NPFG Insured
|
5/12 at 100.00
|
Aa3 (5)
|
1,204,982
|
|
1,980
|
5.250%, 5/01/17 (Pre-refunded 5/01/12) – NPFG Insured
|
5/12 at 100.00
|
Aa3 (5)
|
2,004,928
|
|
Port St. Lucie, Florida, Utility System Revenue Bonds, Refunding Series 2009:
|
|||||
5,450
|
5.250%, 9/01/35 – AGC Insured
|
9/18 at 100.00
|
AA–
|
5,987,806
|
|
8,500
|
5.000%, 9/01/35 – AGC Insured
|
9/18 at 100.00
|
AA–
|
9,246,300
|
|
1,830
|
Port St. Lucie, Florida, Utility System Revenue Bonds, Series 2003, 5.000%, 9/01/21
|
9/13 at 100.00
|
BBB (5)
|
1,966,701
|
|
(Pre-refunded 9/01/13) – NPFG Insured
|
|||||
1,000
|
Port St. Lucie, Florida, Utility System Revenue Bonds, Series 2004, 5.000%, 9/01/21 –
|
9/14 at 100.00
|
Aa3
|
1,066,490
|
|
NPFG Insured
|
|||||
1,895
|
Reedy Creek Improvement District, Orange and Osceola Counties, Florida, General Obligation
|
6/15 at 100.00
|
Aa3
|
2,030,530
|
|
Bonds, Series 2005B, 5.000%, 6/01/25 – AMBAC Insured
|
|||||
4,260
|
Saint Lucie County School Board, Florida, Certificates of Participation, Master Lease Program,
|
7/14 at 100.00
|
AA–
|
4,462,648
|
|
Series 2004A, 5.000%, 7/01/24 – AGM Insured
|
|||||
Sebring, Florida, Water and Wastewater Revenue Refunding Bonds, Series 2002:
|
|||||
1,360
|
5.250%, 1/01/17 – FGIC Insured
|
1/13 at 100.00
|
BBB
|
1,410,878
|
|
770
|
5.250%, 1/01/18 – FGIC Insured
|
1/13 at 100.00
|
BBB
|
798,159
|
|
500
|
5.250%, 1/01/20 – FGIC Insured
|
1/13 at 100.00
|
BBB
|
518,285
|
|
5,740
|
Seminole County, Florida, Water and Sewer Revenue Refunding and Improvement Bonds, Series
|
No Opt. Call
|
BBB (5)
|
7,040,914
|
|
1992, 6.000%, 10/01/19 – NPFG Insured (ETM)
|
|||||
3,530
|
Seminole County, Florida, Water and Sewer Revenue Refunding and Improvement Bonds, Series
|
No Opt. Call
|
BBB
|
3,891,507
|
|
1992, 6.000%, 10/01/19 – NPFG Insured
|
|||||
St. Lucie County, Florida, Utility System Revenue Refunding Bonds, Series 1993:
|
|||||
5,005
|
5.500%, 10/01/15 – FGIC Insured (ETM)
|
No Opt. Call
|
N/R (5)
|
5,511,506
|
|
1,200
|
5.500%, 10/01/21 – FGIC Insured (ETM)
|
No Opt. Call
|
N/R (5)
|
1,533,720
|
|
St. Petersburg, Florida, Sales Tax Revenue Bonds, Professional Sports Facility, Series 2003:
|
|||||
1,475
|
5.125%, 10/01/20 – AGM Insured
|
10/13 at 100.00
|
Aa3
|
1,572,380
|
|
1,555
|
5.125%, 10/01/21 – AGM Insured
|
10/13 at 100.00
|
Aa3
|
1,655,515
|
|
2,500
|
Tallahassee, Florida, Energy System Revenue Bonds, Series 2005, 5.000%, 10/01/29 –
|
10/15 at 100.00
|
AA
|
2,709,825
|
|
NPFG Insured
|
|||||
1,245
|
Tamarac, Florida, Sales Tax Revenue Bonds, Series 2002, 5.000%, 4/01/22 (Pre-refunded
|
4/12 at 100.00
|
A+ (5)
|
1,255,072
|
|
4/01/12) – FGIC Insured
|
|||||
400
|
Tamarac, Florida, Utility System Revenue Bonds, Series 2009, 5.000%, 10/01/39 – AGC Insured
|
10/19 at 100.00
|
Aa2
|
443,284
|
|
1,765
|
Tampa Sports Authority, Hillsborough County, Florida, Local Option Sales Tax Payments Revenue
|
1/15 at 100.00
|
AA+
|
1,926,074
|
|
Bonds, Stadium Project, Series 2005, 5.000%, 1/01/22 – AGM Insured
|
|||||
1,500
|
Tampa, Florida, Healthcare System Revenue Bonds, Allegany Health System – St. Joseph’s
|
4/12 at 100.00
|
Aaa
|
1,520,250
|
|
Hospital, Series 1993, 5.125%, 12/01/23 – NPFG Insured (ETM)
|
|||||
10,335
|
Tampa, Florida, Revenue Bonds, University of Tampa, Series 2006, 5.000%, 4/01/35 – CIFG Insured
|
4/16 at 100.00
|
Aa3
|
10,542,527
|
|
1,390
|
Venice, Florida, General Obligation Bonds, Series 2004, 5.000%, 2/01/24 – AMBAC Insured
|
2/14 at 100.00
|
Aa2
|
1,456,331
|
|
4,275
|
Volusia County School Board, Florida, Certificates of Participation, Series 2005B, 5.000%,
|
8/15 at 100.00
|
Aa3
|
4,527,610
|
|
8/01/24 – AGM Insured
|
|||||
2,000
|
Volusia County, Florida, Gas Tax Revenue Bonds, Series 2004, 5.000%, 10/01/21 – AGM Insured
|
10/14 at 100.00
|
AA–
|
2,197,060
|
|
12,000
|
Volusia County, Florida, School Board Certificates of Participation, Master Lease Program
|
8/17 at 100.00
|
Aa3
|
12,614,400
|
|
Series 2007, 5.000%, 8/01/32 – AGM Insured
|
|||||
1,785
|
Volusia County, Florida, Tax Revenue Bonds, Tourist Development, Series 2004, 5.000%,
|
12/14 at 100.00
|
Aa3
|
1,877,624
|
|
12/01/24 – AGM Insured
|
|||||
337,830
|
Total Florida
|
348,130,976
|
|||
Georgia – 2.0% (1.4% of Total Investments)
|
|||||
1,000
|
Atlanta, Georgia, Water and Wastewater Revenue Bonds, Series 2004, 5.000%, 11/01/22 –
|
11/14 at 100.00
|
AA–
|
1,082,010
|
|
AGM Insured
|
|||||
10,000
|
Atlanta, Georgia, Water and Wastewater Revenue Bonds, Series 2009B, 5.375%, 11/01/39 –
|
11/19 at 100.00
|
AA–
|
11,140,400
|
|
AGM Insured
|
|||||
1,155
|
Augusta, Georgia, Water and Sewerage Revenue Bonds, Series 2004, 5.250%, 10/01/39 –
|
10/14 at 100.00
|
AA–
|
1,254,642
|
|
AGM Insured
|
|||||
2,825
|
Cherokee County Water and Sewerage Authority, Georgia, Revenue Bonds, Refunding Series 2007,
|
8/20 at 100.00
|
AA
|
3,140,581
|
|
4.000%, 8/01/26
|
|||||
1,520
|
College Park Business and Industrial Development Authority, Georgia, Revenue Bonds, Public
|
9/14 at 102.00
|
AA–
|
1,694,998
|
|
Safety Project, Series 2004, 5.250%, 9/01/23 – NPFG Insured
|
|||||
Fulton County Development Authority, Georgia, Revenue Bonds, Georgia Tech Molecular Science
|
|||||
Building, Series 2004:
|
|||||
1,695
|
5.250%, 5/01/19 – NPFG Insured
|
5/14 at 100.00
|
Aa3
|
1,829,769
|
|
1,135
|
5.250%, 5/01/20 – NPFG Insured
|
5/14 at 100.00
|
Aa3
|
1,225,244
|
|
4,500
|
5.000%, 5/01/36 – NPFG Insured
|
5/14 at 100.00
|
Aa3
|
4,627,395
|
|
660
|
Glynn-Brunswick Memorial Hospital Authority, Georgia, Revenue Bonds, Southeast Georgia Health
|
3/12 at 100.00
|
A–
|
661,861
|
|
Systems, Series 1996, 5.250%, 8/01/13 – NPFG Insured
|
|||||
2,250
|
Gwinnett County Hospital Authority, Georgia, Revenue Anticipation Certificates, Gwinnett
|
7/19 at 100.00
|
Aa3
|
2,471,490
|
|
Hospital System Inc. Project, Series 2007C, 5.500%, 7/01/39 – AGM Insured
|
|||||
26,740
|
Total Georgia
|
29,128,390
|
|||
Idaho – 0.2% (0.1% of Total Investments)
|
|||||
90
|
Idaho Housing Agency, Single Family Mortgage Senior Bonds, Series 1995B, 6.600%, 7/01/27
|
7/12 at 100.00
|
Aaa
|
90,456
|
|
(Alternative Minimum Tax)
|
|||||
Idaho Housing and Finance Association, Grant and Revenue Anticipation Bonds, Federal Highway
|
|||||
Trust Funds, Series 2006:
|
|||||
1,000
|
5.000%, 7/15/23 – NPFG Insured
|
7/16 at 100.00
|
Aa2
|
1,110,710
|
|
1,065
|
5.000%, 7/15/24 – NPFG Insured
|
7/16 at 100.00
|
Aa2
|
1,175,835
|
|
2,155
|
Total Idaho
|
2,377,001
|
|||
Illinois – 8.2% (5.7% of Total Investments)
|
|||||
1,050
|
Bedford Park, Illinois, General Obligation Bonds, Series 2004A, 5.250%, 12/15/20 – AGM Insured
|
12/14 at 100.00
|
AA–
|
1,175,675
|
|
7,000
|
Chicago, Illinois, General Airport Revenue Bonds, O’Hare International Airport, Third Lien
|
No Opt. Call
|
AA–
|
7,710,710
|
|
Refunding Series 2010C, 5.250%, 1/01/35 – AGC Insured
|
|||||
7,200
|
Chicago, Illinois, Third Lien General Airport Revenue Bonds, O’Hare International Airport,
|
1/16 at 100.00
|
A1
|
7,879,248
|
|
Series 2005A, 5.250%, 1/01/24 – NPFG Insured
|
|||||
7,025
|
De Witt, Ford, Livingston, Logan, Mc Lean and Tazewell Community College District 540,
|
12/17 at 100.00
|
Aa2
|
6,792,051
|
|
Illinois, General Obligation Bonds, Series 2007, 3.000%, 12/01/26 – AGM Insured
|
|||||
10,580
|
Illinois Development Finance Authority, Revenue Bonds, Provena Health, Series 1998A, 5.500%,
|
5/12 at 100.00
|
Baa1
|
10,592,061
|
|
5/15/21 – NPFG Insured
|
|||||
3,295
|
Illinois Educational Facilities Authority, Revenue Bonds, Robert Morris College, Series 2000,
|
6/12 at 100.00
|
Baa2
|
3,298,592
|
|
5.800%, 6/01/30 – NPFG Insured
|
|||||
6,720
|
Illinois Finance Authority, Revenue Bonds, The Carle Foundation, Series 2011A, 6.000%,
|
8/21 at 100.00
|
AA–
|
7,631,434
|
|
8/15/41 – AGM Insured
|
|||||
9,375
|
Illinois Finance Authority, Revenue Bonds, The University of Chicago, Series 2012A, 5.000%,
|
10/21 at 100.00
|
Aa1
|
10,417,875
|
|
10/01/51 (WI/DD, Settling 2/02/12)
|
|||||
5,405
|
Illinois Toll Highway Authority, State Toll Highway Authority Revenue Bonds, Series 2006A-1,
|
No Opt. Call
|
AA–
|
6,111,055
|
|
5.000%, 1/01/24 – AGM Insured
|
|||||
22,610
|
Illinois, General Obligation Bonds, Illinois FIRST Program, Series 2002, 5.125%, 2/01/27 –
|
4/12 at 100.00
|
A+
|
22,637,132
|
|
FGIC Insured
|
|||||
Metropolitan Pier and Exposition Authority, Illinois, Revenue Bonds, McCormick Place Expansion
|
|||||
Project, Capital Appreciation Refunding Series 2010B-1:
|
|||||
20,000
|
0.000%, 6/15/45 – AGM Insured
|
No Opt. Call
|
AAA
|
3,286,800
|
|
15,000
|
0.000%, 6/15/46 – AGM Insured
|
No Opt. Call
|
AAA
|
2,327,400
|
|
20,045
|
Metropolitan Pier and Exposition Authority, Illinois, Revenue Bonds, McCormick Place Expansion
|
No Opt. Call
|
AAA
|
5,824,275
|
|
Project, Series 2002A, 0.000%, 12/15/35 – AGM Insured
|
|||||
5,920
|
Metropolitan Pier and Exposition Authority, Illinois, Revenue Bonds, McCormick Place Expansion
|
6/20 at 100.00
|
AAA
|
6,451,320
|
|
Project, Tender Option Bond Trust 3861, 13.737%, 6/15/42 (IF) (6)
|
|||||
Schaumburg, Illinois, General Obligation Bonds, Series 2004B:
|
|||||
4,260
|
5.000%, 12/01/22 – FGIC Insured
|
12/14 at 100.00
|
Aaa
|
4,733,797
|
|
2,365
|
5.000%, 12/01/23 – FGIC Insured
|
12/14 at 100.00
|
Aaa
|
2,623,826
|
|
4,000
|
Southwestern Illinois Development Authority, School Revenue Bonds, Triad School District 2,
|
No Opt. Call
|
A+
|
2,126,200
|
|
Madison County, Illinois, Series 2006, 0.000%, 10/01/25 – NPFG Insured
|
|||||
Williamson & Johnson Counties Community Unit School District 2, Marion, Illinois, General
|
|||||
Obligation Bonds, Series 2011:
|
|||||
930
|
7.000%, 12/01/21 – AGM Insured
|
12/20 at 100.00
|
AA–
|
1,177,947
|
|
1,035
|
7.000%, 12/01/22 – AGM Insured
|
12/20 at 100.00
|
AA–
|
1,282,272
|
|
1,155
|
7.000%, 12/01/23 – AGM Insured
|
12/20 at 100.00
|
AA–
|
1,425,951
|
|
1,065
|
7.000%, 12/01/26 – AGM Insured
|
12/20 at 100.00
|
AA–
|
1,293,538
|
|
2,085
|
7.250%, 12/01/29 – AGM Insured
|
12/20 at 100.00
|
AA–
|
2,524,893
|
|
2,295
|
7.250%, 12/01/30 – AGM Insured
|
12/20 at 100.00
|
AA–
|
2,760,862
|
|
160,415
|
Total Illinois
|
122,084,914
|
|||
Indiana – 3.9% (2.7% of Total Investments)
|
|||||
2,030
|
Decatur Township-Marion County Multi-School Building Corporation, Indiana, First Mortgage
|
7/13 at 100.00
|
AA+ (5)
|
2,170,232
|
|
Bonds, Series 2003, 5.000%, 7/15/20 (Pre-refunded 7/15/13) – FGIC Insured
|
|||||
5,000
|
Indiana Finance Authority, Revenue Bonds, Trinity Health Care Group, Refunding Series 2010B.,
|
12/20 at 100.00
|
AA
|
5,324,650
|
|
5.000%, 12/01/37
|
|||||
8,500
|
Indiana Municipal Power Agency, Power Supply Revenue Bonds, Series 2007A, 5.000%, 1/01/42 –
|
1/17 at 100.00
|
A+
|
8,970,815
|
|
NPFG Insured
|
|||||
5,000
|
Indianapolis Local Public Improvement Bond Bank Bonds, Indiana, PILOT Infrastructure Project
|
No Opt. Call
|
AA
|
5,501,850
|
|
Revenue Bonds, Series 2010F, 5.000%, 1/01/35 – AGM Insured
|
|||||
20,000
|
Indianapolis Local Public Improvement Bond Bank, Indiana, Series 1999E, 0.000%, 2/01/28 –
|
No Opt. Call
|
AA
|
10,587,800
|
|
AMBAC Insured
|
|||||
9,615
|
Indianapolis Local Public Improvement Bond Bank, Indiana, Waterworks Project Series 2009A,
|
1/19 at 100.00
|
AA–
|
10,796,395
|
|
5.500%, 1/01/38 – AGC Insured
|
|||||
3,250
|
Indianapolis Local Public Improvement Bond Bank, Indiana, Waterworks Project, Series 2002A,
|
7/12 at 100.00
|
AA+ (5)
|
3,318,250
|
|
5.250%, 7/01/33 (Pre-refunded 7/01/12) – NPFG Insured
|
|||||
1,340
|
Monroe-Gregg Grade School Building Corporation, Morgan County, Indiana, First Mortgage Bonds,
|
1/14 at 100.00
|
AA+ (5)
|
1,462,128
|
|
Series 2004, 5.000%, 1/15/25 (Pre-refunded 1/15/14) – AGM Insured
|
|||||
5,000
|
Noblesville Redevelopment Authority, Indiana, Economic Development Lease Rental Bonds, Exit 10
|
7/13 at 100.00
|
AA–
|
5,130,150
|
|
Project, Series 2003, 5.000%, 1/15/28 – AMBAC Insured
|
|||||
3,705
|
Whitley County Middle School Building Corporation, Columbia City, Indiana, First Mortgage
|
7/13 at 100.00
|
Aa3 (5)
|
3,960,941
|
|
Bonds, Series 2003, 5.000%, 7/15/16 (Pre-refunded 7/15/13) – AGM Insured
|
|||||
63,440
|
Total Indiana
|
57,223,211
|
|||
Kansas – 0.7% (0.5% of Total Investments)
|
|||||
2,055
|
Kansas Turnpike Authority, Revenue Bonds, Series 2004A-2, 5.000%, 9/01/23 – AGM Insured
|
9/14 at 101.00
|
AA–
|
2,268,227
|
|
Neosho County Unified School District 413, Kansas, General Obligation Bonds, Series 2006:
|
|||||
2,145
|
5.000%, 9/01/27 (Pre-refunded 9/01/14) – AGM Insured
|
9/14 at 100.00
|
Aa3 (5)
|
2,396,265
|
|
4,835
|
5.000%, 9/01/29 (Pre-refunded 9/01/14) – AGM Insured
|
9/14 at 100.00
|
Aa3 (5)
|
5,401,372
|
|
9,035
|
Total Kansas
|
10,065,864
|
|||
Kentucky – 2.0% (1.4% of Total Investments)
|
|||||
3,870
|
Kenton County School District Finance Corporation, Kentucky, School Building Revenue Bonds,
|
6/14 at 100.00
|
Aa3
|
4,193,145
|
|
Series 2004, 5.000%, 6/01/20 – NPFG Insured
|
|||||
Kentucky State Property and Buildings Commission, Revenue Bonds, Project 93, Refunding
|
|||||
Series 2009:
|
|||||
3,860
|
5.250%, 2/01/20 – AGC Insured
|
2/19 at 100.00
|
AA–
|
4,650,489
|
|
10,000
|
5.250%, 2/01/24 – AGC Insured
|
2/19 at 100.00
|
AA–
|
11,784,800
|
|
7,500
|
Kentucky Turnpike Authority, Economic Development Road Revenue Bonds, Revitalization Project,
|
7/16 at 100.00
|
AA+
|
8,538,375
|
|
Series 2006B, 5.000%, 7/01/25 – AMBAC Insured
|
|||||
25,230
|
Total Kentucky
|
29,166,809
|
|||
Louisiana – 4.7% (3.3% of Total Investments)
|
|||||
5,000
|
DeSoto Parish, Louisiana, Pollution Control Revenue Refunding Bonds, Cleco Utility Group Inc.
|
3/12 at 100.00
|
BBB
|
5,006,100
|
|
Project, Series 1999, 5.875%, 9/01/29 – AMBAC Insured
|
|||||
3,330
|
Jefferson Parish Hospital District1, Louisiana, Hospital Revenue Bonds, West Jefferson Medical
|
1/21 at 100.00
|
AA–
|
3,712,817
|
|
Center, Refunding Series 2011A, 6.000%, 1/01/39 – AGM Insured
|
|||||
3,025
|
Lafayette City and Parish, Louisiana, Utilities Revenue Bonds, Series 2004, 5.250%, 11/01/22 –
|
11/14 at 100.00
|
A+
|
3,319,091
|
|
NPFG Insured
|
|||||
4,520
|
Louisiana Public Facilities Authority, Revenue Bonds, Baton Rouge General Hospital, Series
|
7/14 at 100.00
|
BBB
|
4,798,161
|
|
2004, 5.250%, 7/01/24 – NPFG Insured
|
|||||
Louisiana State, Gasoline and Fuels Tax Revenue Bonds, Series 2005A:
|
|||||
2,400
|
5.000%, 5/01/25 – FGIC Insured
|
5/15 at 100.00
|
Aa1
|
2,651,088
|
|
4,415
|
5.000%, 5/01/26 – FGIC Insured
|
5/15 at 100.00
|
Aa1
|
4,876,897
|
|
5,000
|
5.000%, 5/01/27 – FGIC Insured
|
5/15 at 100.00
|
Aa1
|
5,434,650
|
|
Louisiana State, Gasoline and Fuels Tax Revenue Bonds, Series 2006A:
|
|||||
3,300
|
4.750%, 5/01/39 – AGM Insured (UB)
|
5/16 at 100.00
|
Aa1
|
3,454,110
|
|
35,725
|
4.500%, 5/01/41 – FGIC Insured (UB)
|
5/16 at 100.00
|
Aa1
|
36,759,596
|
|
38
|
Louisiana State, Gasoline and Fuels Tax Revenue Bonds, Series 2006, Residuals 660-1, 16.224%,
|
5/16 at 100.00
|
Aa1
|
42,772
|
|
5/01/34 – FGIC Insured (IF)
|
|||||
66,753
|
Total Louisiana
|
70,055,282
|
|||
Maine – 0.2% (0.1% of Total Investments)
|
|||||
3,000
|
Maine Health and Higher Educational Facilities Authority, Revenue Bonds, Series 2003B, 5.000%,
|
7/13 at 100.00
|
AA– (5)
|
3,188,790
|
|
7/01/28 (Pre-refunded 7/01/13) – AGM Insured
|
|||||
Maryland – 0.3% (0.2% of Total Investments)
|
|||||
5,345
|
Baltimore, Maryland, Senior Lien Convention Center Hotel Revenue Bonds, Series 2006A, 5.250%,
|
9/16 at 100.00
|
BB+
|
5,194,912
|
|
9/01/28 – SYNCORA GTY Insured
|
|||||
Massachusetts – 3.4% (2.4% of Total Investments)
|
|||||
4,500
|
Massachusetts Department of Transportation, Metropolitan Highway System Revenue Bonds,
|
1/20 at 100.00
|
AA+
|
5,044,005
|
|
Commonwealth Contract Assistance Secured, Refunding Series 2010B, 5.000%, 1/01/35
|
|||||
5,330
|
Massachusetts Health and Educational Facilities Authority, Revenue Bonds, Harvard University,
|
12/19 at 100.00
|
AAA
|
7,793,846
|
|
Tender Option Bond Trust 2010-20W, 13.995%, 12/15/34 (IF) (6)
|
|||||
11,000
|
Massachusetts School Building Authority, Dedicated Sales Tax Revenue Bonds, Series 2005A,
|
8/15 at 100.00
|
AA+
|
12,499,300
|
|
5.000%, 8/15/23 – AGM Insured (UB)
|
|||||
15,000
|
Massachusetts State, Special Obligation Dedicated Tax Revenue Bonds, Series 2004, 5.250%,
|
1/14 at 100.00
|
A1 (5)
|
16,398,150
|
|
1/01/23 (Pre-refunded 1/01/14) – FGIC Insured
|
|||||
7,255
|
Massachusetts Water Resources Authority, General Revenue Bonds, Series 2007A, 4.500%,
|
2/17 at 100.00
|
AA+
|
7,518,719
|
|
8/01/46 – AGM Insured (UB) (6)
|
|||||
1,500
|
University of Massachusetts Building Authority, Senior Lien Project Revenue Bonds, Series
|
11/14 at 100.00
|
AA– (5)
|
1,698,795
|
|
2004-1, 5.375%, 11/01/20 (Pre-refunded 11/01/14) – AMBAC Insured
|
|||||
44,585
|
Total Massachusetts
|
50,952,815
|
|||
Michigan – 1.7% (1.2% of Total Investments)
|
|||||
5,490
|
Detroit City School District, Wayne County, Michigan, Unlimited Tax School Building and Site
|
No Opt. Call
|
Aa2
|
6,491,431
|
|
Improvement Bonds, Series 2001A, 6.000%, 5/01/29 – AGM Insured (UB)
|
|||||
6,000
|
Detroit, Michigan, General Obligation Bonds, Series 2001A-1, 5.375%, 4/01/18 – NPFG Insured
|
4/12 at 100.00
|
BBB
|
6,002,760
|
|
2,000
|
Detroit, Michigan, Sewage Disposal System Revenue Bonds, Series 2001D-2, 5.500%, 7/01/32 –
|
No Opt. Call
|
A
|
1,908,920
|
|
NPFG Insured (7)
|
|||||
1,085
|
Grand Rapids Community College, Kent County, Michigan, General Obligation Refunding Bonds,
|
5/13 at 100.00
|
Aa1
|
1,147,431
|
|
Series 2003, 5.250%, 5/01/20 – AMBAC Insured
|
|||||
10,000
|
Wayne Charter County, Michigan, Limited Tax General Obligation Airport Hotel Revenue Bonds,
|
12/12 at 100.00
|
BBB+
|
10,105,500
|
|
Detroit Metropolitan Wayne County Airport, Series 2001A, 5.250%, 12/01/25 – NPFG Insured
|
|||||
24,575
|
Total Michigan
|
25,656,042
|
|||
Minnesota – 1.1% (0.8% of Total Investments)
|
|||||
5,000
|
Minneapolis, Minnesota, Health Care System Revenue Bonds,S Fairview Health Services, Series
|
11/18 at 100.00
|
AA–
|
5,910,700
|
|
2008B, 6.500%, 11/15/38 – AGC Insured
|
|||||
5,020
|
Minnesota State, General Obligation Bonds, Various Purpose, Refunding Series 2010D,
|
No Opt. Call
|
AA+
|
6,274,197
|
|
5.000%, 8/01/18
|
|||||
4,000
|
Northern Municipal Power Agency, Minnesota, Electric System Revenue Bonds, Refunding Series
|
No Opt. Call
|
AA–
|
4,467,960
|
|
2009A, 5.000%, 1/01/15 – AGC Insured
|
|||||
14,020
|
Total Minnesota
|
16,652,857
|
|||
Missouri – 0.3% (0.2% of Total Investments)
|
|||||
4,125
|
St. Louis, Missouri, Airport Revenue Bonds, Lambert-St. Louis International Airport, Series
|
No Opt. Call
|
A–
|
4,735,541
|
|
2005, 5.500%, 7/01/29 – NPFG Insured
|
|||||
Montana – 0.2% (0.2% of Total Investments)
|
|||||
3,000
|
Montana Facility Finance Authority, Hospital Revenue Bonds, Benefis Health System Obligated
|
1/21 at 100.00
|
AA–
|
3,464,610
|
|
Group, Series 2011A, 5.750%, 1/01/31 – AGM Insured
|
|||||
Nebraska – 2.4% (1.6% of Total Investments)
|
|||||
27,125
|
Lincoln, Nebraska, Electric System Revenue Bonds, Series 2007A, 4.500%, 9/01/37 –
|
9/17 at 100.00
|
AA
|
28,454,125
|
|
FGIC Insured (UB)
|
|||||
5,000
|
Municipal Energy Agency of Nebraska, Power Supply System Revenue and Refunding Bonds, Series
|
4/19 at 100.00
|
AA+
|
5,706,800
|
|
2009A, 5.375%, 4/01/39 – BHAC Insured
|
|||||
1,000
|
Nebraska Public Power District, General Revenue Bonds, Series 2005A, 5.000%, 1/01/25 –
|
1/15 at 100.00
|
AA–
|
1,098,750
|
|
AGM Insured
|
|||||
33,125
|
Total Nebraska
|
35,259,675
|
|||
Nevada – 7.8% (5.3% of Total Investments)
|
|||||
7,000
|
Clark County School District, Nevada, General Obligation Bonds, Refunding Series 2005A,
|
6/15 at 101.00
|
AA
|
7,888,720
|
|
5.000%, 6/15/19 – FGIC Insured
|
|||||
3,500
|
Clark County School District, Nevada, General Obligation Bonds, Series 2004B, 5.000%,
|
6/14 at 100.00
|
AA
|
3,837,225
|
|
6/15/18 – AGM Insured
|
|||||
3,000
|
Clark County, Nevada, Airport Revenue Bonds, Subordinate Lien Series 2009C, 5.000%, 7/01/26 –
|
No Opt. Call
|
AA–
|
3,353,940
|
|
AGM Insured
|
|||||
8,475
|
Clark County, Nevada, General Obligation Bank Bonds, Southern Nevada Water Authority Loan,
|
12/12 at 100.00
|
AA+
|
8,586,870
|
|
Series 2002, 5.000%, 6/01/32 – NPFG Insured
|
|||||
3,630
|
Clark County, Nevada, General Obligation Bank Bonds, Southern Nevada Water Authority Loan,
|
12/12 at 100.00
|
AA+ (5)
|
3,775,382
|
|
Series 2002, 5.000%, 6/01/32 (Pre-refunded 12/01/12) – NPFG Insured
|
|||||
16,840
|
Clark County, Nevada, Passenger Facility Charge Revenue Bonds, Las Vegas-McCarran
|
1/20 at 100.00
|
AA–
|
18,393,153
|
|
International Airport, Series 2010A, 5.250%, 7/01/39 – AGM Insured
|
|||||
7,370
|
Clark County, Nevada, Subordinate Lien Airport Revenue Bonds, Series 2004A-2, 5.125%,
|
7/14 at 100.00
|
Aa3
|
7,771,075
|
|
7/01/25 – FGIC Insured
|
|||||
10,285
|
Henderson, Nevada, General Obligation Sewer Bonds, Series 2004, 5.000%, 6/01/34 –
|
12/14 at 100.00
|
AA
|
10,687,349
|
|
FGIC Insured
|
|||||
14,985
|
Reno, Nevada, Capital Improvement Revenue Bonds, Series 2002, 5.375%, 6/01/32 – FGIC Insured
|
6/12 at 100.00
|
A3
|
15,043,741
|
|
25,300
|
Reno, Nevada, Capital Improvement Revenue Bonds, Series 2002, 5.375%, 6/01/32 (Pre-refunded
|
6/12 at 100.00
|
A3 (5)
|
25,740,473
|
|
6/01/12) – FGIC Insured
|
|||||
10,000
|
Reno, Nevada, Senior Lien Sales and Room Tax Revenue Bonds, Reno Transportation Rail Access
|
6/12 at 100.00
|
N/R (5)
|
10,165,800
|
|
Corridor Project, Series 2002, 5.125%, 6/01/27 (Pre-refunded 6/01/12) – AMBAC Insured
|
|||||
110,385
|
Total Nevada
|
115,243,728
|
|||
New Jersey – 4.6% (3.2% of Total Investments)
|
|||||
Essex County Improvement Authority, New Jersey, Guaranteed Revenue Bonds, Project
|
|||||
Consolidation, Series 2004:
|
|||||
2,000
|
5.125%, 10/01/21 – NPFG Insured
|
10/14 at 100.00
|
Aa2
|
2,178,180
|
|
2,250
|
5.125%, 10/01/22 – NPFG Insured
|
10/14 at 100.00
|
Aa2
|
2,491,515
|
|
New Jersey Economic Development Authority, Revenue Bonds, Motor Vehicle Surcharge,
|
|||||
Series 2004A:
|
|||||
3,850
|
5.000%, 7/01/22 – NPFG Insured
|
7/14 at 100.00
|
A
|
4,091,049
|
|
3,850
|
5.000%, 7/01/23 – NPFG Insured
|
7/14 at 100.00
|
A
|
4,079,383
|
|
26,000
|
New Jersey Turnpike Authority, Revenue Bonds, Refunding Series 2005D-1, 5.250%, 1/01/26 –
|
No Opt. Call
|
AA–
|
33,144,020
|
|
AGM Insured
|
|||||
New Jersey Turnpike Authority, Revenue Bonds, Series 2003A:
|
|||||
8,250
|
5.000%, 1/01/19 – FGIC Insured
|
7/13 at 100.00
|
A+
|
8,735,265
|
|
2,000
|
5.000%, 1/01/23 – AGM Insured
|
7/13 at 100.00
|
AA–
|
2,102,220
|
|
3,320
|
New Jersey Turnpike Authority, Revenue Bonds, Series 2005A, 5.000%, 1/01/21 – AGM Insured
|
1/15 at 100.00
|
AA–
|
3,619,032
|
|
6,605
|
Tobacco Settlement Financing Corporation, New Jersey, Tobacco Settlement Asset-Backed Bonds,
|
6/17 at 100.00
|
B1
|
6,204,275
|
|
Series 2007-1A, 4.500%, 6/01/23
|
|||||
1,330
|
Washington Township Board of Education, Mercer County, New Jersey, General Obligation Bonds,
|
No Opt. Call
|
Aa3
|
1,751,198
|
|
Series 2005, 5.250%, 1/01/26 – AGM Insured
|
|||||
59,455
|
Total New Jersey
|
68,396,137
|
|||
New Mexico – 1.3% (0.9% of Total Investments)
|
|||||
3,660
|
San Juan County, New Mexico, Subordinate Gross Receipts Tax Revenue Bonds, Series 2005,
|
6/15 at 100.00
|
Aa3
|
4,057,586
|
|
5.000%, 6/15/25 – NPFG Insured
|
|||||
13,600
|
University of New Mexico, System Improvement Subordinated Lien Revenue Bonds, Series 2007A,
|
6/17 at 100.00
|
AA
|
14,566,960
|
|
5.000%, 6/01/36 – AGM Insured
|
|||||
17,260
|
Total New Mexico
|
18,624,546
|
|||
New York – 7.8% (5.3% of Total Investments)
|
|||||
1,880
|
Dormitory Authority of the State of New York, FHA-Insured Mortgage Revenue Bonds, Montefiore
|
2/15 at 100.00
|
BBB
|
2,051,362
|
|
Hospital, Series 2004, 5.000%, 8/01/23 – FGIC Insured
|
|||||
7,225
|
Dormitory Authority of the State of New York, Revenue Bonds, Non State Supported Debt, Cornell
|
7/20 at 100.00
|
Aa1
|
8,232,093
|
|
University, Series 2010A, 5.000%, 7/01/35
|
|||||
3,335
|
Dormitory Authority of the State of New York, State Personal Income Tax Revenue Bonds, Series
|
3/15 at 100.00
|
AAA
|
3,723,161
|
|
2005F, 5.000%, 3/15/24 – AMBAC Insured
|
|||||
3,820
|
Hudson Yards Infrastructure Corporation, New York, Revenue Bonds, Series 2006A, 4.500%,
|
2/17 at 100.00
|
A
|
3,789,937
|
|
2/15/47 – NPFG Insured
|
|||||
12,500
|
Long Island Power Authority, New York, Electric System General Revenue Bonds, Series 2006A,
|
6/16 at 100.00
|
A–
|
13,762,500
|
|
5.000%, 12/01/25 – FGIC Insured
|
|||||
6,900
|
Long Island Power Authority, New York, Electric System Revenue Bonds, Series 2006F, 4.250%,
|
11/16 at 100.00
|
A–
|
7,075,398
|
|
5/01/33 – NPFG Insured
|
|||||
2,800
|
Long Island Power Authority, New York, Electric System Revenue Bonds, Series 2011A, 5.000%,
|
5/21 at 100.00
|
AA–
|
3,079,328
|
|
5/01/36 – AGM Insured
|
|||||
Metropolitan Transportation Authority, New York, State Service Contract Refunding Bonds,
|
|||||
Series 2002A:
|
|||||
1,500
|
5.000%, 7/01/21 – FGIC Insured
|
7/12 at 100.00
|
AA–
|
1,524,690
|
|
5,000
|
5.000%, 7/01/25 – FGIC Insured
|
7/12 at 100.00
|
AA–
|
5,076,450
|
|
3,025
|
Monroe County Industrial Development Corporation, New York, FHA Insured Mortgage Revenue
|
2/21 at 100.00
|
Aa2
|
3,431,348
|
|
Bonds, Unity Hospital of Rochestor Project, Series 2010, 5.500%, 8/15/40
|
|||||
2,615
|
New York City Industrial Development Agency, New York, Revenue Bonds, Yankee Stadium Project
|
3/19 at 100.00
|
AA–
|
3,099,063
|
|
PILOT, Series 2009A, 7.000%, 3/01/49 – AGC Insured
|
|||||
5,000
|
New York City, New York, General Obligation Bonds, Fiscal Series 2005F-1, 5.000%, 9/01/21 –
|
9/15 at 100.00
|
AA
|
5,700,700
|
|
AMBAC Insured
|
|||||
10,000
|
New York City, New York, General Obligation Bonds, Fiscal Series 2005M, 5.000%, 4/01/26 –
|
4/15 at 100.00
|
AA
|
11,073,400
|
|
FGIC Insured
|
|||||
5,000
|
New York State Thruway Authority, General Revenue Bonds, Series 2005F, 5.000%, 1/01/26 –
|
1/15 at 100.00
|
A+
|
5,445,850
|
|
AMBAC Insured
|
|||||
14,000
|
New York State Thruway Authority, General Revenue Bonds, Series 2005G, 5.000%, 1/01/30 –
|
7/15 at 100.00
|
AA–
|
15,213,380
|
|
AGM Insured
|
|||||
2,000
|
New York State Tobacco Settlement Financing Corporation, Tobacco Settlement Asset-Backed and
|
6/13 at 100.00
|
AA–
|
2,120,120
|
|
State Contingency Contract-Backed Bonds, Series 2003A-1, 5.250%, 6/01/22 – AMBAC Insured
|
|||||
3,650
|
New York State Urban Development Corporation, Service Contract Revenue Bonds, Series 2005B,
|
3/15 at 100.00
|
AAA
|
4,059,129
|
|
5.000%, 3/15/25 – AGM Insured (UB)
|
|||||
New York State Urban Development Corporation, State Personal Income Tax Revenue Bonds,
|
|||||
Series 2004A-1:
|
|||||
1,000
|
5.000%, 3/15/23 – FGIC Insured
|
3/14 at 100.00
|
AAA
|
1,084,150
|
|
5,000
|
5.000%, 3/15/25 – FGIC Insured
|
3/14 at 100.00
|
AAA
|
5,417,250
|
|
10,000
|
Triborough Bridge and Tunnel Authority, New York, Subordinate Lien General Purpose Revenue
|
11/12 at 100.00
|
Aa3
|
10,269,300
|
|
Refunding Bonds, Series 2002E, 5.000%, 11/15/32 – NPFG Insured
|
|||||
106,250
|
Total New York
|
115,228,609
|
|||
North Carolina – 1.2% (0.8% of Total Investments)
|
|||||
Mooresville, North Carolina, Enterprise System Revenue Bonds, Series 2004:
|
|||||
2,115
|
5.000%, 5/01/22 – FGIC Insured
|
5/14 at 100.00
|
AA–
|
2,302,981
|
|
2,575
|
5.000%, 5/01/26 – FGIC Insured
|
5/14 at 100.00
|
AA–
|
2,693,682
|
|
5,250
|
North Carolina Municipal Power Agency 1, Catawba Electric Revenue Bonds, Series 2003A, 5.250%,
|
1/13 at 100.00
|
AA–
|
5,477,535
|
|
1/01/16 – AGM Insured
|
|||||
Raleigh Durham Airport Authority, North Carolina, Airport Revenue Bonds, Series 2005A:
|
|||||
3,205
|
5.000%, 5/01/23 – AMBAC Insured
|
5/15 at 100.00
|
Aa3
|
3,465,470
|
|
3,295
|
5.000%, 5/01/24 – AMBAC Insured
|
5/15 at 100.00
|
Aa3
|
3,549,605
|
|
16,440
|
Total North Carolina
|
17,489,273
|
|||
North Dakota – 0.5% (0.3% of Total Investments)
|
|||||
Grand Forks, North Dakota, Sales Tax Revenue Bonds, Alerus Project, Series 2005A:
|
|||||
2,195
|
5.000%, 12/15/22 – NPFG Insured
|
12/15 at 100.00
|
Aa3
|
2,509,544
|
|
1,355
|
5.000%, 12/15/23 – NPFG Insured
|
12/15 at 100.00
|
Aa3
|
1,524,511
|
|
3,000
|
5.000%, 12/15/24 – NPFG Insured
|
12/15 at 100.00
|
Aa3
|
3,376,260
|
|
6,550
|
Total North Dakota
|
7,410,315
|
|||
Ohio – 3.3% (2.2% of Total Investments)
|
|||||
2,650
|
Cleveland State University, Ohio, General Receipts Bonds, Series 2004, 5.250%, 6/01/24 –
|
6/14 at 100.00
|
A+
|
2,868,387
|
|
FGIC Insured
|
|||||
2,000
|
Columbus City School District, Franklin County, Ohio, General Obligation Bonds, Series 2004,
|
12/14 at 100.00
|
AA (5)
|
2,264,800
|
|
5.250%, 12/01/25 (Pre-refunded 12/01/14) – AGM Insured
|
|||||
2,385
|
Columbus, Ohio, Tax Increment Financing Bonds, Easton Project, Series 2004A, 5.000%,
|
6/14 at 100.00
|
BBB+
|
2,504,345
|
|
12/01/22 – AMBAC Insured
|
|||||
2,205
|
Hamilton City School District, Ohio, General Obligation Bonds, Series 2005, 5.000%, 12/01/24 –
|
6/15 at 100.00
|
Baa2
|
2,363,209
|
|
NPFG Insured
|
|||||
19,595
|
Hamilton County, Ohio, Sales Tax Bonds, Subordinate Lien, Series 2006A, 4.250%, 12/01/32 –
|
12/16 at 100.00
|
A1
|
20,010,610
|
|
AMBAC Insured
|
|||||
Middletown City School District, Butler County, Ohio, General Obligation Bonds, Refunding
|
|||||
Series 2007:
|
|||||
4,380
|
5.250%, 12/01/27 – AGM Insured
|
No Opt. Call
|
Aa3
|
5,454,852
|
|
6,000
|
5.250%, 12/01/31 – AGM Insured
|
No Opt. Call
|
Aa3
|
7,516,920
|
|
3,000
|
Ross Local School District, Butler County, Ohio, General Obligation Bonds, Series 2003,
|
12/13 at 100.00
|
Aa2 (5)
|
3,257,700
|
|
5.000%, 12/01/28 (Pre-refunded 12/01/13) – AGM Insured
|
|||||
2,000
|
University of Akron, Ohio, General Receipts Bonds, Federally Taxable Build America Bonds,
|
1/20 at 100.00
|
AA–
|
2,252,200
|
|
Series 2010B, 5.000%, 1/01/29 – AGM Insured
|
|||||
44,215
|
Total Ohio
|
48,493,023
|
|||
Oklahoma – 2.4% (1.6% of Total Investments)
|
|||||
3,500
|
Oklahoma Capitol Improvement Authority, State Facilities Revenue Bonds, Series 2005F, 5.000%,
|
7/15 at 100.00
|
AA
|
3,912,055
|
|
7/01/24 – AMBAC Insured
|
|||||
Oklahoma City Water Utilities Trust, Oklahoma, Water and Sewer Revenue Bonds, Series 2010:
|
|||||
1,000
|
5.375%, 7/01/40
|
No Opt. Call
|
AAA
|
1,192,190
|
|
1,500
|
5.000%, 7/01/40
|
7/21 at 100.00
|
AAA
|
1,729,185
|
|
1,130
|
Oklahoma Housing Finance Agency, GNMA Collateralized Single Family Mortgage Revenue Bonds,
|
No Opt. Call
|
AA+
|
1,156,589
|
|
Series 1987A, 7.997%, 8/01/18 (Alternative Minimum Tax)
|
|||||
21,000
|
Oklahoma Municipal Power Authority, Power Supply System Revenue Bonds, Series 2007, 4.500%,
|
1/17 at 100.00
|
A
|
21,645,330
|
|
1/01/47 – FGIC Insured
|
|||||
4,880
|
University of Oklahoma, Student Housing Revenue Bonds, Series 2004, 5.000%, 7/01/22 –
|
7/14 at 100.00
|
Aa3
|
5,300,851
|
|
AMBAC Insured
|
|||||
33,010
|
Total Oklahoma
|
34,936,200
|
|||
Oregon – 0.5% (0.4% of Total Investments)
|
|||||
2,535
|
Oregon Department of Administrative Services, Certificates of Participation, Series 2005A,
|
5/15 at 100.00
|
AA
|
2,724,897
|
|
5.000%, 5/01/25 – AGM Insured
|
|||||
4,000
|
Oregon Department of Administrative Services, State Lottery Revenue Bonds, Series 2011A,
|
4/21 at 100.00
|
AAA
|
4,843,120
|
|
5.250%, 4/01/31
|
|||||
6,535
|
Total Oregon
|
7,568,017
|
|||
Pennsylvania – 5.0% (3.4% of Total Investments)
|
|||||
2,165
|
Allegheny County Sanitary Authority, Pennsylvania, Sewerage Revenue Bonds, Series 2010,
|
No Opt. Call
|
AA–
|
2,386,480
|
|
5.000%, 6/01/40 – AGM Insured
|
|||||
7,925
|
Commonwealth Financing Authority, Pennsylvania, State Appropriation Lease Bonds, Series 2006A,
|
6/16 at 100.00
|
AA
|
8,638,646
|
|
5.000%, 6/01/26 – AGM Insured (UB)
|
|||||
5,250
|
Delaware River Port Authority, New Jersey and Pennsylvania, Revenue Bonds, Series 2010E,
|
1/20 at 100.00
|
AA–
|
5,682,653
|
|
5.000%, 1/01/40 – AGM Insured
|
|||||
1,565
|
Montgomery County Industrial Development Authority, Pennsylvania, FHA Insured Mortgage Revenue
|
8/20 at 100.00
|
AA
|
1,712,282
|
|
Bonds, New Regional Medical Center Project, Series 2010, 5.375%, 8/01/38
|
|||||
1,800
|
Pennsylvania Higher Educational Facilities Authority, Revenue Bonds, Drexel University, Series
|
5/15 at 100.00
|
A
|
1,896,030
|
|
2005A, 5.000%, 5/01/28 – NPFG Insured
|
|||||
Pennsylvania Public School Building Authority, Lease Revenue Bonds, School District of
|
|||||
Philadelphia, Series 2006B:
|
|||||
5,000
|
4.500%, 6/01/32 – AGM Insured
|
12/16 at 100.00
|
Aa2
|
5,185,400
|
|
6,740
|
4.500%, 6/01/32 – AGM Insured (UB)
|
12/16 at 100.00
|
Aa2
|
6,989,919
|
|
2,625
|
Pennsylvania Turnpike Commission, Turnpike Revenue Bonds, Series 2006A, 5.000%, 12/01/26 –
|
6/16 at 100.00
|
Aa3
|
2,863,271
|
|
AMBAC Insured
|
|||||
10,000
|
Philadelphia, Pennsylvania, Airport Revenue Bonds, Series 2010A, 5.000%, 6/15/40 – AGM Insured
|
6/20 at 100.00
|
AA–
|
10,738,200
|
|
7,055
|
Pittsburgh and Allegheny County Sports and Exhibition Authority, Pennsylvania, Hotel Room
|
8/20 at 100.00
|
AA–
|
7,462,708
|
|
Excise Tax Revenue Bonds, Refunding Series 2010, 5.000%, 2/01/35 – AGC Insured
|
|||||
5,180
|
Pittsburgh and Allegheny County Sports and Exhibition Authority, Pennsylvania, Sales Tax
|
8/20 at 100.00
|
AA–
|
5,761,092
|
|
Revenue Bonds, Refunding Series 2010, 5.000%, 2/01/31 – AGM Insured
|
|||||
6,335
|
Radnor Township School District, Delaware County, Pennsylvania, General Obligation Bonds,
|
8/15 at 100.00
|
Aa2
|
6,820,198
|
|
Series 2005B, 5.000%, 2/15/30 – AGM Insured
|
|||||
Reading School District, Berks County, Pennsylvania, General Obligation Bonds, Series 2005:
|
|||||
3,285
|
5.000%, 1/15/22 – AGM Insured
|
1/16 at 100.00
|
AA+
|
3,651,343
|
|
3,450
|
5.000%, 1/15/23 – AGM Insured (UB)
|
1/16 at 100.00
|
AA–
|
3,810,146
|
|
68,375
|
Total Pennsylvania
|
73,598,368
|
|||
Puerto Rico – 0.9% (0.6% of Total Investments)
|
|||||
2,500
|
Puerto Rico Electric Power Authority, Power Revenue Bonds, Series 2005RR, 5.000%, 7/01/30
|
7/15 at 100.00
|
AA+ (5)
|
2,891,225
|
|
(Pre-refunded 7/01/15) – SYNCORA GTY Insured
|
|||||
670
|
Puerto Rico Highway and Transportation Authority, Highway Revenue Bonds, Series 2003G, 5.250%,
|
7/13 at 100.00
|
Baa1
|
695,138
|
|
7/01/19 – FGIC Insured
|
|||||
1,330
|
Puerto Rico Highway and Transportation Authority, Highway Revenue Bonds, Series 2003G, 5.250%,
|
7/13 at 100.00
|
Baa1 (5)
|
1,422,701
|
|
7/01/19 (Pre-refunded 7/01/13) – FGIC Insured
|
|||||
1,550
|
Puerto Rico Municipal Finance Agency, Series 2005C, 5.250%, 8/01/21 – CIFG Insured
|
No Opt. Call
|
AA–
|
1,745,858
|
|
36,000
|
Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, Series 2007A, 0.000%,
|
No Opt. Call
|
Aa2
|
6,821,280
|
|
8/01/42 – NPFG Insured
|
|||||
42,050
|
Total Puerto Rico
|
13,576,202
|
|||
Rhode Island – 0.2% (0.2% of Total Investments)
|
|||||
2,195
|
Providence Housing Development Corporation, Rhode Island, FHA-Insured Section 8 Assisted
|
7/12 at 100.00
|
BBB
|
2,200,268
|
|
Mortgage Revenue Refunding Bonds, Barbara Jordan Apartments, Series 1994A, 6.750%,
|
|||||
7/01/25 –NPFG Insured
|
|||||
1,405
|
Rhode Island Health & Educational Building Corporation, Higher Education Auxiliary Enterprise
|
9/14 at 100.00
|
A1
|
1,541,032
|
|
Revenue Bonds, Series 2004A, 5.500%, 9/15/24 – AMBAC Insured
|
|||||
3,600
|
Total Rhode Island
|
3,741,300
|
|||
South Carolina – 5.5% (3.8% of Total Investments)
|
|||||
14,650
|
Anderson County School District 5, South Carolina, General Obligation Bonds, Series 2008,
|
No Opt. Call
|
Aa1
|
17,428,226
|
|
Trust 1181, 9.686%, 8/01/15 – AGM Insured (IF)
|
|||||
10,000
|
Beaufort County, South Carolina, Tax Increment Bonds, New River Redevelopment Project, Series
|
12/12 at 100.00
|
A+
|
10,152,000
|
|
2002, 5.000%, 6/01/27 – NPFG Insured
|
|||||
Medical University Hospital Authority, South Carolina, FHA-Insured Mortgage Revenue Bonds,
|
|||||
Series 2004A:
|
|||||
2,000
|
5.250%, 8/15/22 – NPFG Insured
|
8/14 at 100.00
|
BBB
|
2,208,780
|
|
2,605
|
5.250%, 8/15/23 – NPFG Insured
|
8/14 at 100.00
|
BBB
|
2,849,427
|
|
2,385
|
5.250%, 8/15/25 – NPFG Insured
|
8/14 at 100.00
|
BBB
|
2,594,188
|
|
3,005
|
Piedmont Municipal Power Agency, South Carolina, Electric Revenue Bonds, Series 1988, 0.000%,
|
No Opt. Call
|
N/R
|
2,959,144
|
|
1/01/13 – AMBAC Insured
|
|||||
4,500
|
Saint Peters Parish/Jasper County Public Facilities Corporation, South Carolina, Installment
|
4/21 at 100.00
|
AA–
|
4,868,640
|
|
Purchase Revenue Bonds, County Office Building Projects, Series 2011A, 5.250%, 4/01/44 –
|
|||||
AGC Insured
|
|||||
8,000
|
South Carolina JOBS Economic Development Authority, Industrial Revenue Bonds, South Carolina
|
11/12 at 100.00
|
A
|
8,211,920
|
|
Electric and Gas Company, Series 2002A, 5.200%, 11/01/27 – AMBAC Insured
|
|||||
10,000
|
South Carolina JOBS Economic Development Authority, Industrial Revenue Bonds, South Carolina
|
11/12 at 100.00
|
A
|
10,082,200
|
|
Electric and Gas Company, Series 2002B, 5.450%, 11/01/32 – AMBAC Insured (Alternative
|
|||||
Minimum Tax)
|
|||||
1,250
|
South Carolina Jobs-Economic Development Authority, Hospital Revenue Bonds, Palmetto Health,
|
8/21 at 100.00
|
AA–
|
1,458,913
|
|
Refunding Series 2011A, 6.500%, 8/01/39 – AGM Insured
|
|||||
17,500
|
South Carolina Transportation Infrastructure Bank, Revenue Bonds, Series 2007A, 4.500%,
|
10/16 at 100.00
|
A1
|
18,120,725
|
|
10/01/34 – SYNCORA GTY Insured
|
|||||
75,895
|
Total South Carolina
|
80,934,163
|
|||
Texas – 5.5% (3.7% of Total Investments)
|
|||||
4,405
|
Bexar County, Texas, Venue Project Revenue Bonds, Refunding Series 2010, 5.500%, 8/15/49 –
|
8/19 at 100.00
|
AA–
|
4,875,410
|
|
AGM Insured
|
|||||
405
|
Capital Area Housing Finance Corporation, Texas, FNMA Backed Single Family Mortgage Revenue
|
4/12 at 106.00
|
Aaa
|
430,461
|
|
Refunding Bonds, Series 2002A-2, 6.300%, 4/01/35 – AMBAC Insured (Alternative Minimum Tax)
|
|||||
8,545
|
Dallas-Ft. Worth International Airport, Texas, Joint Revenue Bonds, Series 2000A, 6.125%,
|
5/12 at 100.00
|
A+
|
8,561,834
|
|
11/01/35 – NPFG Insured (Alternative Minimum Tax)
|
|||||
25,000
|
Harris County-Houston Sports Authority, Texas, Junior Lien Revenue Refunding Bonds, Series
|
5/12 at 100.00
|
BBB
|
21,918,000
|
|
2001B, 5.250%, 11/15/40 – NPFG Insured
|
|||||
4,671
|
Houston Housing Finance Corporation, Texas, GNMA Collateralized Mortgage Multifamily Housing
|
3/12 at 105.00
|
Aaa
|
4,907,960
|
|
Revenue Bonds, RRG Apartments Project, Series 2001, 6.350%, 3/20/42
|
|||||
Houston, Texas, First Lien Combined Utility System Revenue Bonds, Series 2004A:
|
|||||
4,000
|
5.250%, 5/15/24 – FGIC Insured
|
5/14 at 100.00
|
AA
|
4,364,120
|
|
5,000
|
5.250%, 5/15/25 – NPFG Insured
|
5/14 at 100.00
|
AA
|
5,455,150
|
|
17,500
|
Houston, Texas, Hotel Occupancy Tax and Special Revenue Bonds, Convention and Entertainment
|
3/12 at 100.00
|
A2
|
17,509,800
|
|
Project, Series 2001B, 5.250%, 9/01/33 – AMBAC Insured
|
|||||
225
|
Houston, Texas, Subordinate Lien Airport System Revenue Bonds, Series 2000A, 5.625%, 7/01/30 –
|
7/12 at 100.00
|
AA–
|
225,270
|
|
AGM Insured (Alternative Minimum Tax)
|
|||||
2,710
|
Lower Colorado River Authority, Texas, Revenue Refunding and Improvement Bonds, Series 2001A,
|
3/12 at 100.00
|
A1
|
2,717,805
|
|
5.000%, 5/15/21 – NPFG Insured
|
|||||
7,550
|
Waco Health Facilities Development Corporation, Texas, Hillcrest Health System Project, FHA
|
8/16 at 100.00
|
BBB
|
7,917,383
|
|
Insured Mortgage Revenue Bonds, Series 2006A, 5.000%, 8/01/31 – NPFG Insured
|
|||||
1,840
|
Ysleta Independent School District Public Facility Corporation, Texas, Lease Revenue Refunding
|
5/12 at 100.00
|
AA–
|
1,862,154
|
|
Bonds, Series 2001, 5.375%, 11/15/24 – AMBAC Insured
|
|||||
81,851
|
Total Texas
|
80,745,347
|
|||
Utah – 1.3% (0.9% of Total Investments)
|
|||||
2,000
|
Clearfield City, Utah, Sales Tax Revenue Bonds, Series 2003, 5.000%, 7/01/28 (Pre-refunded
|
7/13 at 100.00
|
AA– (5)
|
2,131,740
|
|
7/01/13) – FGIC Insured
|
|||||
15,000
|
Utah Transit Authority, Sales Tax Revenue Bonds, Series 2008A, 5.000%, 6/15/32 –
|
6/18 at 100.00
|
AAA
|
16,992,750
|
|
AGM Insured (UB)
|
|||||
17,000
|
Total Utah
|
19,124,490
|
|||
Virginia – 0.1% (0.1% of Total Investments)
|
|||||
1,035
|
Loudoun County Industrial Development Authority, Virginia, Lease Revenue Bonds, Public Safety
|
6/14 at 100.00
|
AA+
|
1,136,668
|
|
Facilities, Series 2003A, 5.250%, 12/15/20 – AGM Insured
|
|||||
1,000
|
Roanoke Industrial Development Authority, Virginia, Hospital Revenue Bonds, Carillion Health
|
7/20 at 100.00
|
AA–
|
1,074,160
|
|
System Obligated Group, Series 2005B, 5.000%, 7/01/38 – AGM Insured
|
|||||
2,035
|
Total Virginia
|
2,210,828
|
|||
Washington – 6.0% (4.1% of Total Investments)
|
|||||
10,000
|
Central Puget Sound Regional Transit Authority, Washington, Sales Tax and Motor Vehicle Excise
|
8/12 at 100.00
|
AAA
|
10,029,800
|
|
Tax Bonds, Series 1999, 4.750%, 2/01/28 – FGIC Insured
|
|||||
2,500
|
Grant County Public Utility District 2, Washington, Revenue Bonds, Wanapum Hydroelectric
|
1/15 at 100.00
|
AA–
|
2,624,650
|
|
Development, Series 2005A, 5.000%, 1/01/29 – FGIC Insured
|
|||||
3,500
|
King County School District 401, Highline, Washington, General Obligation Bonds, Series 2004,
|
12/14 at 100.00
|
AA+ (5)
|
3,948,350
|
|
5.000%, 10/01/24 (Pre-refunded 12/01/14) – FGIC Insured
|
|||||
7,500
|
King County, Washington, General Obligation Sewer Bonds, Series 2009, Trust 1W, 9.899%,
|
1/19 at 100.00
|
Aa1
|
9,339,600
|
|
1/01/39 – AGC Insured (IF) (6)
|
|||||
17,000
|
King County, Washington, Sewer Revenue Bonds, Series 2007, 5.000%, 1/01/42 – AGM Insured
|
7/17 at 100.00
|
AA+
|
18,365,440
|
|
4,345
|
King County, Washington, Sewer Revenue Bonds, Tender Option Bond Trust 3090, 13.510%,
|
7/17 at 100.00
|
AA+
|
5,479,436
|
|
7/01/32 – AGM Insured (IF)
|
|||||
11,000
|
Port of Seattle, Washington, Revenue Bonds, Series 2005A, 5.000%, 3/01/35 – NPFG Insured
|
3/15 at 100.00
|
Aa3
|
11,936,100
|
|
4,250
|
Snohomish County Public Utility District 1, Washington, Generation System Revenue Bonds,
|
No Opt. Call
|
Aaa
|
5,238,805
|
|
Series 1989, 6.650%, 1/01/16 – FGIC Insured (ETM)
|
|||||
Tacoma, Washington, Solid Waste Utility Revenue Refunding Bonds, Series 2006:
|
|||||
3,890
|
5.000%, 12/01/24 – SYNCORA GTY Insured
|
12/16 at 100.00
|
AA
|
4,316,577
|
|
4,085
|
5.000%, 12/01/25 – SYNCORA GTY Insured
|
12/16 at 100.00
|
AA
|
4,516,907
|
|
4,290
|
5.000%, 12/01/26 – SYNCORA GTY Insured
|
12/16 at 100.00
|
AA
|
4,709,262
|
|
5,945
|
Washington State, General Obligation Bonds, Series 2009, Trust 1212, 13.597%, 7/01/14 –
|
No Opt. Call
|
AA+
|
7,770,174
|
|
AGM Insured (IF)
|
|||||
78,305
|
Total Washington
|
88,275,101
|
|||
West Virginia – 0.7% (0.5% of Total Investments)
|
|||||
10,000
|
West Virginia Economic Development Authority, State Lottery Revenue Bonds, Series 2010A,
|
6/20 at 100.00
|
AAA
|
11,091,500
|
|
5.000%, 6/15/40
|
|||||
Wisconsin – 3.4% (2.3% of Total Investments)
|
|||||
8,460
|
Wisconsin Health and Educational Facilities Authority, Revenue Bonds, Aurora Health Care,
|
7/21 at 100.00
|
A
|
9,450,835
|
|
Inc., Series 2012A, 5.000%, 7/15/25 (WI/DD, Settling 2/07/12)
|
|||||
15,000
|
Wisconsin Health and Educational Facilities Authority, Revenue Bonds, Marshfield Clinic,
|
2/12 at 100.00
|
BBB
|
15,016,050
|
|
Series 1997, 5.750%, 2/15/27 – NPFG Insured
|
|||||
10,300
|
Wisconsin Health and Educational Facilities Authority, Revenus Bonds, Gundersen Lutheran,
|
10/21 at 100.00
|
A+
|
10,905,537
|
|
Series 2011A, 5.250%, 10/15/39
|
|||||
290
|
Wisconsin State, General Obligation Bonds, Series 2004-3, 5.250%, 5/01/20 – FGIC Insured
|
5/14 at 100.00
|
AA
|
318,545
|
|
2,600
|
Wisconsin State, General Obligation Bonds, Series 2004-3, 5.250%, 5/01/20 (Pre-refunded
|
5/14 at 100.00
|
Aa2 (5)
|
2,871,123
|
|
5/01/14) – FGIC Insured
|
|||||
10,945
|
Wisconsin State, General Obligation Bonds, Series 2004-4, 5.000%, 5/01/20 – NPFG Insured
|
5/14 at 100.00
|
AA
|
11,961,457
|
|
47,595
|
Total Wisconsin
|
50,523,547
|
|||
$ 2,173,879
|
Total Long-Term Investments (cost $1,987,621,904) – 144.6%
|
2,141,640,565
|
|||
Short-Term Investments – 0.9% (0.6% of Total Investments)
|
|||||
Missouri – 0.6% (0.4% of Total Investments)
|
|||||
7,990
|
St. Louis, Missouri, Airport Revenue Bonds, Lambert-St. Louis International Airport, Variable Rate
|
No Opt. Call
|
A-2
|
7,990,000
|
|
Demand Obligations, Tender Option Bond Trust DCL-017, 1.530%, 7/01/22 (8)
|
|||||
North Carolina – 0.2 % (0.1% of Total Investments)
|
|||||
2,500
|
Sampson County, North Carolina, Certificates of Participation, Series 2006, Variable Rate Demand
|
No Opt. Call
|
A-1
|
2,500,000
|
|
Obligations, Series 112, 0.280%, 6/01/34 – AGM Insured (8)
|
|||||
Pennsylvania – 0.1% (0.1% of Total Investments)
|
|||||
2,000
|
Philadelphia School District, Pennsylvania, General Obligation Bonds, Variable Rate Demand Obligations,
|
No Opt. Call
|
N/R
|
2,000,000
|
|
Tender Option Bond Trust 3932, 0.200%, 6/29/12 (8)
|
|||||
$ 12,490
|
Total Short-Term Investments (cost $12,490,000)
|
12,490,000
|
|||
Total Investments (cost $2,000,111,904) – 145.5%
|
2,154,130,565
|
||||
Floating Rate Obligations – (7.2)%
|
(106,158,333)
|
||||
Variable Rate Demand Preferred Shares, at Liquidation Value – (45.1)% (9)
|
(667,200,000)
|
||||
Other Assets Less Liabilities – 6.8%
|
100,053,449
|
||||
Net Assets Applicable to Common Shares – 100%
|
$ 1,480,825,681
|
Level 1
|
Level 2
|
Level 3
|
Total
|
||||||||||||
Investments:
|
|||||||||||||||
Municipal Bonds
|
$ | — | $ | 2,139,731,645 | $ | 1,908,920 | $ | 2,141,640,565 | |||||||
Short-Term Investments
|
— | 12,490,000 | — | 12,490,000 | |||||||||||
Total
|
$ | — | $ | 2,152,221,645 | $ | 1,908,920 | $ | 2,154,130,565 |
Level 3
|
|||
Municipal Bonds
|
|||
Balance at the beginning of period
|
$ | — | |
Gains (losses):
|
|||
Net realized gains (losses)
|
— | ||
Net change in unrealized appreciation (depreciation)
|
— | ||
Purchases at cost
|
— | ||
Sales at proceeds
|
— | ||
Net discounts (premiums)
|
— | ||
Transfers in to
|
1,908,920 | ||
Transfers out of
|
— | ||
Balance at the end of period
|
$ | 1,908,920 |
Gross unrealized:
|
|
Appreciation
|
$168,317,433
|
Depreciation
|
(21,786,727)
|
Net unrealized appreciation (depreciation) of investments
|
$146,530,706
|
(1)
|
All percentages shown in the Portfolio of Investments are based on net assets applicable to Common
|
|
shares unlesss otherwise noted.
|
||
(2)
|
Optional Call Provisions: Dates (month and year) and prices of the earliest optional call or redemption.
|
|
There may be other call provisions at varying prices at later dates. Certain mortgage-backed securities
|
||
may be subject to periodic principal paydowns.
|
||
(3)
|
Ratings: Using the highest of Standard & Poor’s Group (“Standard & Poor’s”), Moody’s Investors Service,
|
|
Inc. (“Moody’s”) or Fitch, Inc. (“Fitch”) rating. Ratings below BBB by Standard & Poor’s, Baa by Moody’s
|
||
or BBB by Fitch are considered to be below investment grade. Holdings designated N/R are not rated
|
||
by any of these national rating agencies.
|
||
(4)
|
At or subsequent to the end of the reporting period, this security is non-income producing. Non-income
|
|
producing security, in the case of a bond, generally denotes that the issuer has (1) defaulted on the
|
||
payment of principal or interest, (2) is under the protection of the Federal Bankruptcy Court or (3) the
|
||
Fund’s Adviser has concluded that the issue is not likely to meet its future interest payment obligations
|
||
and has directed the Fund’s custodian to cease accruing additional income on the Fund’s records.
|
||
(5)
|
Backed by an escrow or trust containing sufficient U.S. Government or U.S. Government agency securities,
|
|
which ensure the timely payment of principal and interest. Certain bonds backed by U.S. Government or
|
||
agency securities are regarded as having an implied rating equal to the rating of such securities.
|
||
(6)
|
Investment, or portion of investment, has been pledged to collateralize the net payment obligations for
|
|
investments in inverse floating rate transactions.
|
||
(7)
|
Investment valued at fair value using methods determined in good faith by, or at the discretion of, the
|
|
Board of Directors. For fair value measurement disclosure purposes, investment categorized as Level 3.
|
||
(8)
|
Investment has a maturity of more than one year, but has variable rate and demand features which
|
|
qualify it as a short-term investment. The rate disclosed is that in effect at the end of the reporting period.
|
||
This rate changes periodically based on market conditions or a specified market index.
|
||
(9)
|
Variable Rate Demand Preferred Shares, at Liquidation Value as a percentage of Total Investments is 31.0%.
|
|
N/R
|
Not rated.
|
|
WI/DD
|
Purchased on a when-issued or delayed delivery basis.
|
|
(ETM)
|
Escrowed to maturity.
|
|
(IF)
|
Inverse floating rate investment.
|
|
(UB)
|
Underlying bond of an inverse floating rate trust refelected as a financing transaction.
|
a.
|
The registrant's principal executive and principal financial officers, or persons performing similar functions, have concluded that the registrant's disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940, as amended (the "1940 Act") (17 CFR 270.30a-3(c))) are effective, as of a date within 90 days of the filing date of this report that includes the disclosure required by this paragraph, based on their evaluation of the controls and procedures required by Rule 30a-3(b) under the 1940 Act (17 CFR 270.30a-3(b)) and Rule 13a-15(b) or 15d-15(b) under the Securities Exchange Act of 1934 (17 CFR 240.13a-15(b) or 240.15d-15(b)).
|
b.
|
There were no changes in the registrant's internal control over financial reporting (as defined in Rule 30a-3(d) under the 1940 Act (17 CFR 270.30a-3(d)) that occurred during the registrant's last fiscal quarter that have materially affected, or are reasonably likely to materially affect, the registrant's internal control over financial reporting.
|