UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): January 22, 2007
CARDIOGENESIS CORPORATION
(Exact name of registrant as specified in its charter)
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| California
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000-28288
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77-0223740 |
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(State or other jurisdiction of
incorporation)
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(Commission File Number)
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(IRS Employer
Identification No.) |
11 Musick
Irvine, CA 92618
(Address of principal executive offices, including zip code)
Registrant’s telephone number, including area code: (949) 420-1800
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions:
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
TABLE OF CONTENTS
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of
Certain Officers; Compensatory Arrangements of Certain Officers
(c) On January 22, 2007, Cardiogenesis Corporation (the “Company”) promoted Gerard A. Arthur from
VP, GM Worldwide Services to Senior VP of Operations. Mr. Arthur served as Vice President, General
Manager of the Worldwide Service Division since December 2003. From 1993 to December 2003, Mr.
Arthur was Director of Worldwide Service. In connection with the promotion, Mr.
Arthur’s new salary was increased from $135,000 to $170,000 per annum. Mr. Arthur’s incentive
compensation targets and equity compensation grants for 2007 remained unchanged from those
disclosed in the Company’s Form 8-k filed on December 28, 2006.
(e) See disclosure in Item 5.02(b) above regarding certain modifications to compensation
arrangements with Gerald A. Arthur.