1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Non-Qualified Stock Option (right to buy)
|
12/16/2006 |
01/16/2013 |
Common Stock
|
42,000
|
$
21.93
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
12/15/2007 |
01/15/2014 |
Common Stock
|
39,376
|
$
23.055
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
12/13/2008 |
01/13/2015 |
Common Stock
|
70,950
|
$
23.485
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
06/26/2010 |
07/26/2016 |
Common Stock
|
80,626
|
$
25.63
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
06/29/2013 |
07/29/2019 |
Common Stock
|
68,230
|
$
27.92
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
06/25/2011 |
07/25/2017 |
Common Stock
|
83,850
|
$
29.395
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
06/23/2012 |
07/23/2018 |
Common Stock
|
61,514
|
$
31.7
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
06/28/2015 |
07/28/2021 |
Common Stock
|
52,812
|
$
37.21
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
06/28/2014 |
07/28/2020 |
Common Stock
|
56,473
|
$
37.4
|
D
|
Â
|
Phantom Stock
|
Â
(2)
|
Â
(2)
|
Common Stock
|
1,314
|
$
(3)
|
D
|
Â
|
Restricted Stock Units
|
06/23/2012 |
06/23/2012 |
Common Stock
|
7,914
|
$
0
(4)
|
D
|
Â
|
Restricted Stock Units
|
06/29/2013 |
06/29/2013 |
Common Stock
|
9,090
|
$
0
(4)
|
D
|
Â
|
Restricted Stock Units
|
06/28/2014 |
06/28/2014 |
Common Stock
|
5,648
|
$
0
(4)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Held in Trust by the Trustee of the General Mills Savings Plan. |
(2) |
Shares of phantom stock are payable in cash at the end of the deferral period. The reporting person may transfer the cash value of their phantom stock into an alternative investment at anytime. |
(3) |
Each share of phantom stock represents the right to receive the cash value of one share of General Mills, Inc. common stock. |
(4) |
Each restricted stock unit is the economic equivalent of one share of General Mills, Inc. common stock. |