|
Japan Smaller Capitalization Fund, Inc.
|
|
|
(Exact name of registrant as specified in charter)
|
|
|
Worldwide Plaza, 19th Floor, 309 West 49th
Street, New York, New York |
10019
|
|
|
(Address of principal executive offices)
|
(Zip code)
|
|
Mr. Yutaka Itabashi
|
|
Worldwide Plaza
|
| 19th Floor |
| 309 West 49th Street |
|
New York, New York 10019
|
|
(Name and address of agent for service)
|
|
PROXY VOTING REPORT
|
|||||||||
|
FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014
|
|||||||||
|
JAPAN SMALLER CAPITALIZATION FUND
|
|||||||||
|
COMPANY NAME (QUICK CODE)
|
MTG DATE
|
DETAILS
|
PROPOSED
BY |
VOTE
CAST |
WITH/AGAINST MGMT
|
SHARES
|
|||
|
KUSURI NO AOKI CO LTD (3398)
|
19-Aug-13
|
AGM
|
35,400
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Appoint a Substitute Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4
|
Approve Payment of Bonuses to Directors and a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
5
|
Authorize Use of Stock Options for Directors, Executives and Employees
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
MIMASU SEMICONDUCTOR IND (8155)
|
29-Aug-13
|
AGM
|
285,000
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
TOYO TANSO CO LTD (5310)
|
29-Aug-13
|
AGM
|
85,600
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2
|
Amend Articles to: Expand Business Lines, Change Fiscal Year End to Dec.31
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
HAJIME CONSTRUCT CO (3268)
|
30-Aug-13
|
EGM
|
1,700
|
||||||
|
1
|
Co-Create a Holding Company, i.e. IIDA GROUP HOLDINGS CO., LTD., with IIDA HOME MAX CO.,LTD., TOUEI HOUSING CORPORATION, TACT HOME CO.,LTD., ARNEST ONE CORPORATION, and ID HOME Co.,Ltd. by Stock Transfer
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
PROXY VOTING REPORT
|
|||||||||
|
FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014
|
|||||||||
|
JAPAN SMALLER CAPITALIZATION FUND
|
|||||||||
|
COMPANY NAME (QUICK CODE)
|
MTG DATE
|
DETAILS
|
PROPOSED
BY |
VOTE
CAST |
WITH/AGAINST MGMT
|
SHARES
|
|||
|
2
|
Amend Articles to: Approve Minor Revisions, Change Fiscal Year End to End of March, Change Record Date for Mid-Dividends to End of Sept., Eliminate the Articles Related to Record Dates for Shareholders Meetings
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
ASAHI INTECC CO LTD (7747)
|
26-Sep-13
|
AGM
|
114,800
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2
|
Amend Articles to: Expand Business Lines, Increase Board Size to 11, Adopt Reduction of Liability System for Outside Directors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.9
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.10
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4
|
Amend the Compensation to be received by Directors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
5
|
Approve Extension of Anti-Takeover Defense Measures
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
JIN CO LTD (3046)
|
28-Nov-13
|
AGM
|
12,800
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2
|
Amend Articles to: Allow Disclosure of Shareholder Meeting Materials on the Internet
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4.1
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4.2
|
Appoint a Corporate Auditor
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
5
|
Appoint a Substitute Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
STEP CO LTD (9795)
|
13-Dec-13
|
AGM
|
152,700
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
PROXY VOTING REPORT
|
|||||||||
|
FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014
|
|||||||||
|
JAPAN SMALLER CAPITALIZATION FUND
|
|||||||||
|
COMPANY NAME (QUICK CODE)
|
MTG DATE
|
DETAILS
|
PROPOSED
BY |
VOTE
CAST |
WITH/AGAINST MGMT
|
SHARES
|
|||
|
EPS CO LTD (4282)
|
20-Dec-13
|
AGM
|
1,015
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2
|
Amend Articles to: Change Company's Location to Shinjuku, Tokyo, Adopt Restriction to the Rights for Odd-Lot Shares, Increase Board Size to 10
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
5
|
Appoint a Substitute Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
6
|
Approve Provision of Retirement Allowance for a
Retiring Director and a Retiring Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
HI-LEX CORP (7279)
|
25-Jan-14
|
AGM
|
32,000
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Approve Payment of Bonuses to Directors and
Corporate Auditors
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
4
|
Approve Extension of Anti-Takeover Defense
Measures
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
SENSHU ELECTRIC CO LTD (9824)
|
30-Jan-14
|
AGM
|
93,000
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2
|
Amend Articles to: Expand Business Lines, Adopt Reduction of Liability System for Outside Directors, Adopt Reduction of Liability System for Outside Auditors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
PROXY VOTING REPORT
|
|||||||||
|
FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014
|
|||||||||
|
JAPAN SMALLER CAPITALIZATION FUND
|
|||||||||
|
COMPANY NAME (QUICK CODE)
|
MTG DATE
|
DETAILS
|
PROPOSED
BY |
VOTE
CAST |
WITH/AGAINST MGMT
|
SHARES
|
|||
|
3.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.9
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.10
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.11
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.12
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4
|
Appoint a Substitute Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
ZOJIRUSHI CORP (7965)
|
18-Feb-14
|
AGM
|
733,000
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Appoint a Corporate Auditor
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
BROADLEAF CO LTD (3673)
|
25-Mar-14
|
AGM
|
148,200
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
KEIYO GAS CO (9539)
|
27-Mar-14
|
AGM
|
371,000
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
OTSUKA CORP (4768)
|
27-Mar-14
|
AGM
|
12,100
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
DAIWA INDS LTD (6459)
|
28-Mar-14
|
AGM
|
133,000
|
||||||
|
1.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.9
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2
|
Approve Provision of Retirement Allowance for
Retiring Directors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
PROXY VOTING REPORT
|
|||||||||
|
FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014
|
|||||||||
|
JAPAN SMALLER CAPITALIZATION FUND
|
|||||||||
|
COMPANY NAME (QUICK CODE)
|
MTG DATE
|
DETAILS
|
PROPOSED
BY |
VOTE
CAST |
WITH/AGAINST MGMT
|
SHARES
|
|||
|
3
|
Shareholder Proposal: Amend Articles of Incorporation (Eliminate the Articles Related to Allow Board to Authorize Use of Appropriation of Retained Earnings)
|
MGMT
|
AGAINST
|
WITH MANAGEMENT
|
|||||
|
4
|
Shareholder Proposal: Approve Appropriation of Surplus
|
MGMT
|
AGAINST
|
WITH MANAGEMENT
|
|||||
|
NAKANISHI INC (7716)
|
28-Mar-14
|
AGM
|
3,500
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
SIIX CORP (7613)
|
28-Mar-14
|
AGM
|
300,400
|
||||||
|
1
|
Approve Appropriation of Surplus
|
||||||||
|
THE PACK CORP (3950)
|
28-Mar-14
|
AGM
|
42,800
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.9
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.1
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.2
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4
|
Approve Continuance of Policy regarding Large-
scale Purchases of Company Shares
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
PIGEON CORP (7956)
|
25-Apr-14
|
AGM
|
20,000.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
PROXY VOTING REPORT
|
|||||||||
|
FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014
|
|||||||||
|
JAPAN SMALLER CAPITALIZATION FUND
|
|||||||||
|
COMPANY NAME (QUICK CODE)
|
MTG DATE
|
DETAILS
|
PROPOSED
BY |
VOTE
CAST |
WITH/AGAINST MGMT
|
SHARES
|
|||
|
3
|
Approve Provision of Retirement Allowance for Retiring Directors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4
|
Appoint Accounting Auditors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
NITORI HLDGS CO (9843)
|
09-May-14
|
AGM
|
15,200.00
|
||||||
|
1
|
Amend Articles to: Increase the Board of Directors Size to 10, Allow the Board of Directors to Appoint Executive Vice Presidents
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Amend the Compensation to be Received by
Directors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4
|
Approve Details of Compensation as Stock
Options for Corporate Officers
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
5
|
Approve Issuance of Share Acquisition Rights as Stock Options for Executive Officers and Employees of the Company, etc. and Directors, Executive Officers and Employees of the Company's Subsidiaries, etc.
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
HEIWADO CO LTD (8276)
|
15-May-14
|
AGM
|
199,600.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
ARC LAND SAKAMOTO CO LTD (9842)
|
15-May-14
|
AGM
|
206,300.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
PROXY VOTING REPORT
|
|||||||||
|
FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014
|
|||||||||
|
JAPAN SMALLER CAPITALIZATION FUND
|
|||||||||
|
COMPANY NAME (QUICK CODE)
|
MTG DATE
|
DETAILS
|
PROPOSED
BY |
VOTE
CAST |
WITH/AGAINST MGMT
|
SHARES
|
|||
|
4
|
Approve Provision of Retirement Allowance for Retiring Directors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
SHIMAMURA CO (8227)
|
16-May-14
|
AGM
|
27,800.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
ABC-MART INC (2670)
|
28-May-14
|
AGM
|
31,200.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
SAN-A CO LTD (2659)
|
28-May-14
|
AGM
|
97,300.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
YAMAZAWA CO LTD (9993)
|
29-May-14
|
AGM
|
5,800.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
FELISSIMO CORP (3396)
|
29-May-14
|
AGM
|
29,200.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Appoint a Substitute Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
AMIYAKI CO., LTD (2753)
|
29-May-14
|
AGM
|
12,400.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Appoint a Substitute Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
NISSAN KOGYO CO .LTD (7230)
|
13-Jun-14
|
AGM
|
114,600.00
|
||||||
|
1.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
PROXY VOTING REPORT
|
|||||||||
|
FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014
|
|||||||||
|
JAPAN SMALLER CAPITALIZATION FUND
|
|||||||||
|
COMPANY NAME (QUICK CODE)
|
MTG DATE
|
DETAILS
|
PROPOSED
BY |
VOTE
CAST |
WITH/AGAINST MGMT
|
SHARES
|
|||
|
1.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.9
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.10
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Approve Payment of Bonuses to Corporate
Officers
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
OKINAWA CELLULAR TELE (9436)
|
13-Jun-14
|
AGM
|
118,800.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2
|
Amend Articles to: Expand Business Lines
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.9
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.10
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.11
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4.1
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4.2
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4.3
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
5
|
Approve Payment of Bonuses to Directors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
KINTETSU WORLD EXPRESS INC (9375)
|
17-Jun-14
|
AGM
|
75,800.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.9
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.10
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.11
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.12
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.13
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.14
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Appoint a Substitute Corporate Auditor
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
PROXY VOTING REPORT
|
|||||||||
|
FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014
|
|||||||||
|
JAPAN SMALLER CAPITALIZATION FUND
|
|||||||||
|
COMPANY NAME (QUICK CODE)
|
MTG DATE
|
DETAILS
|
PROPOSED
BY |
VOTE
CAST |
WITH/AGAINST MGMT
|
SHARES
|
|||
|
JSR CORP (4185)
|
17-Jun-14
|
AGM
|
118,500.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4.1
|
Appoint a Substitute Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4.2
|
Appoint a Substitute Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
5
|
Approve Payment of Bonuses to Directors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
RICOH LEASING CO (8566)
|
17-Jun-14
|
AGM
|
48,200.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.1
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.2
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4
|
Appoint a Substitute Corporate Auditor
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
5
|
Approve Payment of Bonuses to Directors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
MIRAI INDUSTRY CO (7931)
|
17-Jun-14
|
AGM
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
29,300.00
|
|||
|
1.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2
|
Approve Payment of Bonuses to Corporate
Officers
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Approve Provision of Retirement Allowance for
Retiring Directors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
KAMEDA SEIKA CO (2220)
|
18-Jun-14
|
AGM
|
35,200.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
PROXY VOTING REPORT
|
|||||||||
|
FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014
|
|||||||||
|
JAPAN SMALLER CAPITALIZATION FUND
|
|||||||||
|
COMPANY NAME (QUICK CODE)
|
MTG DATE
|
DETAILS
|
PROPOSED
BY |
VOTE
CAST |
WITH/AGAINST MGMT
|
SHARES
|
|||
|
3.1
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.2
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4
|
Appoint a Substitute Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
5
|
Approve Payment of Bonuses to Corporate
Officers
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
HITACHI CHEM CO (4217)
|
18-Jun-14
|
AGM
|
54,500.00
|
||||||
|
1
|
Amend Articles to: Expand Business Lines
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.7
|
Appoint a Director
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
2.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.9
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
ALPS LOGISTICS CO LTD (9055)
|
18-Jun-14
|
AGM
|
259,700.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2
|
Amend Articles to: Reduce Term of Office of
Directors to One Year, Allow the Board of
Directors to Authorize the Company to Purchase Own Shares, Approve Minor Revisions
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4
|
Approve Adoption and Details of Compensation as Stock-Linked Compensation Type Stock Options for Directors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
5
|
Approve Payment of Accrued Benefits associated with Abolition of Retirement Benefit System for Current Directors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
TECHNO ASSOCIE CO (8249)
|
19-Jun-14
|
AGM
|
177,600.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
PROXY VOTING REPORT
|
|||||||||
|
FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014
|
|||||||||
|
JAPAN SMALLER CAPITALIZATION FUND
|
|||||||||
|
COMPANY NAME (QUICK CODE)
|
MTG DATE
|
DETAILS
|
PROPOSED
BY |
VOTE
CAST |
WITH/AGAINST MGMT
|
SHARES
|
|||
|
2.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.9
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4
|
Approve Provision of Retirement Allowance for Retiring Corporate Auditors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
TRANCOM CO (9058)
|
19-Jun-14
|
AGM
|
87,800.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
KEIHANSHIN BLDG CO (8818)
|
19-Jun-14
|
AGM
|
695,500.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Approve Provision of Retirement Allowance for Retiring Directors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
HACHIJUNI BK LTD, THE (8359)
|
20-Jun-14
|
AGM
|
43,000.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.1
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.2
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
SUGIMOTO & CO.,LTD. (9932)
|
20-Jun-14
|
AGM
|
240,800.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2
|
Amend Articles to: Expand Business Lines
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4
|
Appoint a Substitute Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
NISSEI CORP (6271)
|
20-Jun-14
|
AGM
|
23,900.00
|
||||||
|
1.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
PROXY VOTING REPORT
|
|||||||||
|
FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014
|
|||||||||
|
JAPAN SMALLER CAPITALIZATION FUND
|
|||||||||
|
COMPANY NAME (QUICK CODE)
|
MTG DATE
|
DETAILS
|
PROPOSED
BY |
VOTE
CAST |
WITH/AGAINST MGMT
|
SHARES
|
|||
|
1.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
HARMONIC DRIVE SYSTEMS INC. (6324)
|
20-Jun-14
|
AGM
|
13,000.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Approve Payment of Bonuses to Corporate
Officers
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
HOGY MEDICAL CO LTD (3593)
|
20-Jun-14
|
AGM
|
56,300.00
|
||||||
|
1.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
BANK OF IWATE LTD/THE (8345)
|
20-Jun-14
|
AGM
|
17,800.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2
|
Amend Articles to: Adopt Reduction of Liability System for Outside Directors and Outside Corporate Auditors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
NS SOLUTIONS CORP (2327)
|
20-Jun-14
|
AGM
|
303,700.00
|
||||||
|
1.1
|
Appoint a Director
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
1.2
|
Appoint a Director
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
1.3
|
Appoint a Director
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
1.4
|
Appoint a Director
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
1.5
|
Appoint a Director
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
1.6
|
Appoint a Director
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
1.7
|
Appoint a Director
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
1.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
PROXY VOTING REPORT
|
|||||||||
|
FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014
|
|||||||||
|
JAPAN SMALLER CAPITALIZATION FUND
|
|||||||||
|
COMPANY NAME (QUICK CODE)
|
MTG DATE
|
DETAILS
|
PROPOSED
BY |
VOTE
CAST |
WITH/AGAINST MGMT
|
SHARES
|
|||
|
2
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
SPK CORP (7466)
|
20-Jun-14
|
AGM
|
15,400.00
|
||||||
|
1.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
CHUBU STEEL PLATE CO (5461)
|
20-Jun-14
|
AGM
|
734,900.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
NIPPON DENSETSU KOGYO CO (1950)
|
20-Jun-14
|
AGM
|
106,000.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Approve Provision of Retirement Allowance for Retiring Directors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
SATO HLDGS CORP (6287)
|
20-Jun-14
|
AGM
|
83,800.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.9
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.10
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.11
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4
|
Appoint Accounting Auditors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
NIKKO CO LTD (6306)
|
20-Jun-14
|
AGM
|
222,000.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
PROXY VOTING REPORT
|
|||||||||
|
FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014
|
|||||||||
|
JAPAN SMALLER CAPITALIZATION FUND
|
|||||||||
|
COMPANY NAME (QUICK CODE)
|
MTG DATE
|
DETAILS
|
PROPOSED
BY |
VOTE
CAST |
WITH/AGAINST MGMT
|
SHARES
|
|||
|
2.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Appoint a Substitute Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4
|
Amend the Compensation to be received by
Directors
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
5
|
Approve Payment of Bonuses to Corporate
Officers
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
MIE BANK LTD/ THE (8374)
|
20-Jun-14
|
AGM
|
384,000.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.9
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.10
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.1
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.2
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
HYAKUGO BANK LTD, THE (8368)
|
20-Jun-14
|
AGM
|
255,000.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
OISIX INC (3182)
|
23-Jun-14
|
AGM
|
20,500.00
|
||||||
|
1
|
Amend Articles to: Expand Business Lines
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
SINANEN CO LTD (8132)
|
24-Jun-14
|
AGM
|
114,000.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2
|
Amend Articles to:Expand Business Lines, Adopt Reduction of Liability System for Directors, Outside Directors, Corporate Auditors and Outside Corporate Auditors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
PROXY VOTING REPORT
|
|||||||||
|
FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014
|
|||||||||
|
JAPAN SMALLER CAPITALIZATION FUND
|
|||||||||
|
COMPANY NAME (QUICK CODE)
|
MTG DATE
|
DETAILS
|
PROPOSED
BY |
VOTE
CAST |
WITH/AGAINST MGMT
|
SHARES
|
|||
|
3.1
|
Appoint a Director
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
3.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4.1
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4.2
|
Appoint a Corporate Auditor
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
YAOKO CO LTD (8279)
|
24-Jun-14
|
AGM
|
37,000.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
THE SAN-IN GODO BANK, LTD (8381)
|
24-Jun-14
|
AGM
|
167,000.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
TERAOKA SEISAKUSHO (4987)
|
24-Jun-14
|
AGM
|
355,900.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Appoint a Substitute Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
SANOH INDUSTRIAL CO (6584)
|
24-Jun-14
|
AGM
|
623,200.00
|
||||||
|
1.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.9
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
PROXY VOTING REPORT
|
|||||||||
|
FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014
|
|||||||||
|
JAPAN SMALLER CAPITALIZATION FUND
|
|||||||||
|
COMPANY NAME (QUICK CODE)
|
MTG DATE
|
DETAILS
|
PROPOSED
BY |
VOTE
CAST |
WITH/AGAINST MGMT
|
SHARES
|
|||
|
1.10
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Approve Details of Compensation as Stock
Options for Directors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
SINTOKOGIO LTD (6339)
|
24-Jun-14
|
AGM
|
515,400.00
|
||||||
|
1
|
Amend Articles to: Adopt Reduction of Liability System for Directors, Outside Directors, Corporate Auditors and Outside Corporate Auditors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.9
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Approve Payment of Bonuses to Directors
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
J-OIL MILLS INC (2613)
|
24-Jun-14
|
AGM
|
707,000.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Approve Payment of Bonuses to Directors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4
|
Approve Provision of Retirement Allowance for Retiring Directors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
5
|
Approve Delegation of Authority to the Board of Directors to Use Free Share Acquisition Rights for Exercising the Anti-Takeover Defense Measures
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
FUJI OIL CO LTD (2607)
|
24-Jun-14
|
AGM
|
259,200.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
PROXY VOTING REPORT
|
|||||||||
|
FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014
|
|||||||||
|
JAPAN SMALLER CAPITALIZATION FUND
|
|||||||||
|
COMPANY NAME (QUICK CODE)
|
MTG DATE
|
DETAILS
|
PROPOSED
BY |
VOTE
CAST |
WITH/AGAINST MGMT
|
SHARES
|
|||
|
2
|
Amend Articles to:Change Company Location within Osaka
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.9
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.10
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.11
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.12
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4
|
Appoint a Substitute Corporate Auditor
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
PALTAC CORP (8283)
|
24-Jun-14
|
AGM
|
120,200.00
|
||||||
|
1.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.9
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.10
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.11
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.12
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
NDS CO LTD (1956)
|
24-Jun-14
|
AGM
|
126,000.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2
|
Amend Articles to: Increase the Board of
Directors Size to 12, Adopt Reduction of Liability System for Outside Directors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
SHINKO SHOJI CO (8141)
|
24-Jun-14
|
AGM
|
238,900.00
|
||||||
|
1.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
PROXY VOTING REPORT
|
|||||||||
|
FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014
|
|||||||||
|
JAPAN SMALLER CAPITALIZATION FUND
|
|||||||||
|
COMPANY NAME (QUICK CODE)
|
MTG DATE
|
DETAILS
|
PROPOSED
BY |
VOTE
CAST |
WITH/AGAINST MGMT
|
SHARES
|
|||
|
1.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
ROHTO PHARM CO LTD (4527)
|
24-Jun-14
|
AGM
|
251,700.00
|
||||||
|
1.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.9
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.10
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.11
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.12
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.13
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2
|
Amend the Compensation to be received by
Directors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
KYORIN HOLDINGS INC (4569)
|
24-Jun-14
|
AGM
|
134,800.00
|
||||||
|
1.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.9
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.10
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.11
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
YURTEC CORP (1934)
|
25-Jun-14
|
AGM
|
641,000.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
PROXY VOTING REPORT
|
|||||||||
|
FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014
|
|||||||||
|
JAPAN SMALLER CAPITALIZATION FUND
|
|||||||||
|
COMPANY NAME (QUICK CODE)
|
MTG DATE
|
DETAILS
|
PROPOSED
BY |
VOTE
CAST |
WITH/AGAINST MGMT
|
SHARES
|
|||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.6
|
Appoint a Director
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
2.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.9
|
Appoint a Director
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
2.10
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.1
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.2
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4
|
Approve Provision of Retirement Allowance for Retiring Corporate Officers
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
THE GUNMA BANK LTD (8334)
|
25-Jun-14
|
AGM
|
237,000.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.9
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.10
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.11
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.12
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.13
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.14
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.1
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.2
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
TACHI-S CO (7239)
|
25-Jun-14
|
AGM
|
395,200.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4
|
Appoint a Substitute Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
5
|
Approve Payment of Bonuses to Directors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
SOKEN CHEM & ENG CO (4972)
|
25-Jun-14
|
AGM
|
129,400.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
PROXY VOTING REPORT
|
|||||||||
|
FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014
|
|||||||||
|
JAPAN SMALLER CAPITALIZATION FUND
|
|||||||||
|
COMPANY NAME (QUICK CODE)
|
MTG DATE
|
DETAILS
|
PROPOSED
BY |
VOTE
CAST |
WITH/AGAINST MGMT
|
SHARES
|
|||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
THE TAIKO BANK LTD (8537)
|
25-Jun-14
|
AGM
|
178,000.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2
|
Amend Articles to: Adopt Reduction of Liability System for Outside Directors and Outside Corporate Auditors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.9
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.10
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.11
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
NICHIHA CORP (7943)
|
25-Jun-14
|
AGM
|
45,000.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2
|
Amend Articles to: Adopt Reduction of Liability System for Outside Directors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.9
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.10
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
PIOLAX INC (5988)
|
25-Jun-14
|
AGM
|
37,700.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
2
|
Approve Continuance of Policy regarding Large-scale Purchases of Company Shares (Anti-Takeover Defense Measures)
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
PROXY VOTING REPORT
|
|||||||||
|
FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014
|
|||||||||
|
JAPAN SMALLER CAPITALIZATION FUND
|
|||||||||
|
COMPANY NAME (QUICK CODE)
|
MTG DATE
|
DETAILS
|
PROPOSED
BY |
VOTE
CAST |
WITH/AGAINST MGMT
|
SHARES
|
|||
|
FUYO GENERAL LEASE CO LTD (8424)
|
25-Jun-14
|
AGM
|
58,900.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
THE DAISHI BANK LTD (8324)
|
25-Jun-14
|
AGM
|
598,000.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2
|
Amend Articles to: Adopt Reduction of Liability System for Outside Directors, Approve Minor Revisions Related to Change of Laws and Regulations
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.9
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4.1
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4.2
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
NISSIN CORP (9066)
|
25-Jun-14
|
AGM
|
399,000.00
|
||||||
|
1
|
Amend Articles to: Expand Business Lines
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.9
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.10
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Approve Payment of Bonuses to Directors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
PROXY VOTING REPORT
|
|||||||||
|
FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014
|
|||||||||
|
JAPAN SMALLER CAPITALIZATION FUND
|
|||||||||
|
COMPANY NAME (QUICK CODE)
|
MTG DATE
|
DETAILS
|
PROPOSED
BY |
VOTE
CAST |
WITH/AGAINST MGMT
|
SHARES
|
|||
|
TOMEN DEVICES CORP (2737)
|
25-Jun-14
|
AGM
|
9,000.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
2.6
|
Appoint a Director
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
2.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
ESPEC CORP (6859)
|
25-Jun-14
|
AGM
|
552,700.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.1
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.2
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4
|
Approve Continuance of Policy regarding Large-scale Purchases of Company Shares (Anti-Takeover Defense Measures)
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
SAINT MARC HLDGS (3395)
|
25-Jun-14
|
AGM
|
29,800.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2
|
Amend Articles to: Expand Business Lines
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4.1
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4.2
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4.3
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
HIGO BANK LTD, THE (8394)
|
25-Jun-14
|
AGM
|
248,000.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2
|
Amend Articles to:Allow Use of Electronic
Systems for Public Notifications
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
PROXY VOTING REPORT
|
|||||||||
|
FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014
|
|||||||||
|
JAPAN SMALLER CAPITALIZATION FUND
|
|||||||||
|
COMPANY NAME (QUICK CODE)
|
MTG DATE
|
DETAILS
|
PROPOSED
BY |
VOTE
CAST |
WITH/AGAINST MGMT
|
SHARES
|
|||
|
3.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.9
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
5
|
Approve Payment of Bonuses to Directors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
KINDEN CORPORATION (1944)
|
25-Jun-14
|
AGM
|
150,000.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2
|
Approve Payment of Bonuses to Directors
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
3.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.9
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.10
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.11
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.12
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4.00
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
TOENEC CORP (1946)
|
26-Jun-14
|
AGM
|
1,090,000.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
2.6
|
Appoint a Director
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
2.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.9
|
Appoint a Director
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
MATSUDA SANGYO CO (7456)
|
26-Jun-14
|
AGM
|
162,500.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
PROXY VOTING REPORT
|
|||||||||
|
FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014
|
|||||||||
|
JAPAN SMALLER CAPITALIZATION FUND
|
|||||||||
|
COMPANY NAME (QUICK CODE)
|
MTG DATE
|
DETAILS
|
PROPOSED
BY |
VOTE
CAST |
WITH/AGAINST MGMT
|
SHARES
|
|||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.9
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.10
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.11
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4
|
Approve Provision of Retirement Allowance for Retiring Corporate Officers
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
NIPPON PILLAR PACKING CO (6490)
|
26-Jun-14
|
AGM
|
349,000.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Approve Continuance of Policy regarding Large-scale Purchases of Company Shares (Anti-Takeover Defense Measures)
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
NIHON M&A CENTER INC (2127)
|
26-Jun-14
|
AGM
|
15,100.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.1
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.2
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4
|
Amend the Compensation to be received by
Directors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
5
|
Approve Payment of Accrued Benefits associated with Abolition of Retirement Benefit System for Current Corporate Officers
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
JAPAN DIGITAL LAB CO (6935)
|
26-Jun-14
|
AGM
|
71,100.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
PROXY VOTING REPORT
|
|||||||||
|
FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014
|
|||||||||
|
JAPAN SMALLER CAPITALIZATION FUND
|
|||||||||
|
COMPANY NAME (QUICK CODE)
|
MTG DATE
|
DETAILS
|
PROPOSED
BY |
VOTE
CAST |
WITH/AGAINST MGMT
|
SHARES
|
|||
|
2
|
Shareholder Proposal: Approve Appropriation of Surplus
|
SHRHLDR
|
AGAINST
|
WITH MANAGEMENT
|
|||||
|
NIHON KOHDEN CORP (6849)
|
26-Jun-14
|
AGM
|
27,700.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2
|
Amend Articles to: Expand Business Lines
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.9
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.10
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
KAGOSHIMA BANK LTD, THE (8390)
|
26-Jun-14
|
AGM
|
721,000.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2
|
Amend Articles to: Allow Use of Electronic Systems for Public Notifications, Adopt Reduction of Liability System for Outside Directors and Outside Corporate Auditors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4
|
Approve Retirement Allowance for Retiring
Directors, and Payment of Accrued Benefits
associated with Abolition of Retirement Benefit System for Current Corporate Officers
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
5
|
Amend the Compensation to be received by
Corporate Officers
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
6
|
Approve Payment of Bonuses to Corporate
Officers and Approve Adoption of the
Performance-based Compensation to be
received by Directors
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
KITAGAWA INDS (6896)
|
26-Jun-14
|
AGM
|
159,200.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
PROXY VOTING REPORT
|
|||||||||
|
FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014
|
|||||||||
|
JAPAN SMALLER CAPITALIZATION FUND
|
|||||||||
|
COMPANY NAME (QUICK CODE)
|
MTG DATE
|
DETAILS
|
PROPOSED
BY |
VOTE
CAST |
WITH/AGAINST MGMT
|
SHARES
|
|||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4
|
Appoint Accounting Auditors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
KANDENKO CO LTD (1942)
|
26-Jun-14
|
AGM
|
287,000.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.9
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.10
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.11
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.12
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.13
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.14
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.1
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.2
|
Appoint a Corporate Auditor
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
MORY INDS INC (5464)
|
26-Jun-14
|
AGM
|
495,000.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Approve Payment of Bonuses to Directors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4
|
Approve Provision of Retirement Allowance for Retiring Directors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
ASAHI DIAMOND INDL (6140)
|
26-Jun-14
|
AGM
|
59,700.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
PROXY VOTING REPORT
|
|||||||||
|
FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014
|
|||||||||
|
JAPAN SMALLER CAPITALIZATION FUND
|
|||||||||
|
COMPANY NAME (QUICK CODE)
|
MTG DATE
|
DETAILS
|
PROPOSED
BY |
VOTE
CAST |
WITH/AGAINST MGMT
|
SHARES
|
|||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.9
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
OSAKA STEEL CO LTD (5449)
|
26-Jun-14
|
AGM
|
214,600.00
|
||||||
|
1.1
|
Appoint a Director
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
1.2
|
Appoint a Director
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
1.3
|
Appoint a Director
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
1.4
|
Appoint a Director
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
1.5
|
Appoint a Director
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
1.6
|
Appoint a Director
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
2
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Appoint a Substitute Corporate Auditor
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
MIRAIT HLDGS CORP (1417)
|
26-Jun-14
|
AGM
|
677,600.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2
|
Amend Articles to: Increase the Board of
Directors Size to 11
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.9
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.10
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.11
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4.1
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4.2
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4.3
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
5
|
Appoint a Substitute Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
6
|
Appoint Accounting Auditors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
NIPPON SEIKI (7287)
|
26-Jun-14
|
AGM
|
122,000.00
|
||||||
|
1.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
PROXY VOTING REPORT
|
|||||||||
|
FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014
|
|||||||||
|
JAPAN SMALLER CAPITALIZATION FUND
|
|||||||||
|
COMPANY NAME (QUICK CODE)
|
MTG DATE
|
DETAILS
|
PROPOSED
BY |
VOTE
CAST |
WITH/AGAINST MGMT
|
SHARES
|
|||
|
1.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.9
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.10
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.11
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.12
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.13
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.14
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.15
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.16
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.17
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
HITACHI CAPITAL CORP (8586)
|
26-Jun-14
|
AGM
|
107,000.00
|
||||||
|
1.1
|
Appoint a Director
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
1.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.5
|
Appoint a Director
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
DAINICHI CO LTD (5951)
|
26-Jun-14
|
AGM
|
178,000.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
KOATSU GAS KOGYO CO (4097)
|
27-Jun-14
|
AGM
|
258,000.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Approve Payment of Bonuses to Corporate
Officers
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
THE AKITA BANK LTD (8343)
|
27-Jun-14
|
AGM
|
1,267,000.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.9
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.10
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
PROXY VOTING REPORT
|
|||||||||
|
FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014
|
|||||||||
|
JAPAN SMALLER CAPITALIZATION FUND
|
|||||||||
|
COMPANY NAME (QUICK CODE)
|
MTG DATE
|
DETAILS
|
PROPOSED
BY |
VOTE
CAST |
WITH/AGAINST MGMT
|
SHARES
|
|||
|
2.11
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.1
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.2
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4
|
Appoint a Substitute Corporate Auditor
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
OBIC CO LTD (4684)
|
27-Jun-14
|
AGM
|
56,700.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Approve Provision of Retirement Allowance for Retiring Directors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4
|
Approve Payment of Bonuses to Corporate Officers
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
FUJIKURA KASEI CO LTD (4620)
|
27-Jun-14
|
AGM
|
548,600.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
SEKISUI JUSHI CORP (4212)
|
27-Jun-14
|
AGM
|
166,000.00
|
||||||
|
1.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.9
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2
|
Appoint a Corporate Auditor
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
JP-HLDGS INC (2749)
|
27-Jun-14
|
AGM
|
133,700.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.1
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.2
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.3
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
RYODEN TRADING CO (8084)
|
27-Jun-14
|
AGM
|
809,000.00
|
||||||
|
1
|
Amend Articles to: Expand Business Lines
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
PROXY VOTING REPORT
|
|||||||||
|
FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014
|
|||||||||
|
JAPAN SMALLER CAPITALIZATION FUND
|
|||||||||
|
COMPANY NAME (QUICK CODE)
|
MTG DATE
|
DETAILS
|
PROPOSED
BY |
VOTE
CAST |
WITH/AGAINST MGMT
|
SHARES
|
|||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.9
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.10
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.11
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.12
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.13
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.14
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.15
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.16
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Appoint a Substitute Corporate Auditor
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
MEIKO TRANS CO LTD (9357)
|
27-Jun-14
|
AGM
|
269,000.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
2
|
Amend the Compensation to be received by
Directors
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
NICHIA STEEL WORKS LTD (5658)
|
27-Jun-14
|
AGM
|
899,000.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4
|
Approve Provision of Retirement Allowance for Retiring Corporate Officers
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
C. UYEMURA & CO LTD (4966)
|
27-Jun-14
|
AGM
|
68,400.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
2
|
Approve Provision of Retirement Allowance for Retiring Directors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
DAIICHI KENSETSU CORP (1799)
|
27-Jun-14
|
AGM
|
13,300.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.1
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.2
|
Appoint a Corporate Auditor
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
FP CORP (7947)
|
27-Jun-14
|
AGM
|
6,000.00
|
||||||
|
PROXY VOTING REPORT
|
|||||||||
|
FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014
|
|||||||||
|
JAPAN SMALLER CAPITALIZATION FUND
|
|||||||||
|
COMPANY NAME (QUICK CODE)
|
MTG DATE
|
DETAILS
|
PROPOSED
BY |
VOTE
CAST |
WITH/AGAINST MGMT
|
SHARES
|
|||
|
1.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.9
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.10
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.11
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.12
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.13
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.14
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Approve Provision of Retirement Allowance for Retiring Directors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
HIBIYA ENGINEERING LTD (1982)
|
27-Jun-14
|
AGM
|
261,800.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.9
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.10
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.11
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
HISAKA WORKS LTD (6247)
|
27-Jun-14
|
AGM
|
326,000.00
|
||||||
|
1.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
JAPAN TRANSCITY CORP (9310)
|
27-Jun-14
|
AGM
|
1,238,000.00
|
||||||
|
PROXY VOTING REPORT
|
|||||||||
|
FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014
|
|||||||||
|
JAPAN SMALLER CAPITALIZATION FUND
|
|||||||||
|
COMPANY NAME (QUICK CODE)
|
MTG DATE
|
DETAILS
|
PROPOSED
BY |
VOTE
CAST |
WITH/AGAINST MGMT
|
SHARES
|
|||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2
|
Amend Articles to: Expand Business Lines
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
KANADEN CORP (8081)
|
27-Jun-14
|
AGM
|
171,000.00
|
||||||
|
1.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.9
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Substitute Corporate Auditor
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
2.2
|
Appoint a Substitute Corporate Auditor
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
OILES CORP (6282)
|
27-Jun-14
|
AGM
|
127,000.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2
|
Amend Articles to: Increase the Board of
Directors Size to 10, Adopt Reduction of Liability System for Outside Directors, Approve Minor Revisions
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4.1
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4.2
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
5
|
Appoint a Substitute Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
6
|
Amend the Compensation to be received by
Directors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
TENMA CORP (7958)
|
27-Jun-14
|
AGM
|
315,400.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
PROXY VOTING REPORT
|
|||||||||
|
FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014
|
|||||||||
|
JAPAN SMALLER CAPITALIZATION FUND
|
|||||||||
|
COMPANY NAME (QUICK CODE)
|
MTG DATE
|
DETAILS
|
PROPOSED
BY |
VOTE
CAST |
WITH/AGAINST MGMT
|
SHARES
|
|||
|
4
|
Approve Provision of Retirement Allowance for Retiring Corporate Officers
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
OKINAWA ELEC PWR CO, THE (9511)
|
27-Jun-14
|
AGM
|
35,500.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2
|
Approve Payment of Bonuses to Directors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
NIPPON SEISEN CO (5659)
|
27-Jun-14
|
AGM
|
671,000.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2
|
Appoint a Director
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
3
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4
|
Appoint a Substitute Corporate Auditor
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
5
|
Approve Provision of Retirement Allowance for Retiring Directors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
6
|
Approve Provision of Retirement Allowance for Retiring Corporate Auditors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
7
|
Approve Payment of Bonuses to Directors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
THE YAMANASHI CHUO BANK (8360)
|
27-Jun-14
|
AGM
|
1,214,000.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
KOITO MFG CO LTD (7276)
|
27-Jun-14
|
AGM
|
153,000.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
ZUKEN INC (6947)
|
27-Jun-14
|
AGM
|
63,300.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.9
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4
|
Amend the Compensation to be received by
Directors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
SAKAI CHEMICAL IND (4078)
|
27-Jun-14
|
AGM
|
2,830,000.00
|
||||||
|
1.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
PROXY VOTING REPORT
|
|||||||||
|
FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014
|
|||||||||
|
JAPAN SMALLER CAPITALIZATION FUND
|
|||||||||
|
COMPANY NAME (QUICK CODE)
|
MTG DATE
|
DETAILS
|
PROPOSED
BY |
VOTE
CAST |
WITH/AGAINST MGMT
|
SHARES
|
|||
|
1.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.9
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Approve Provision of Retirement Allowance for Retiring Corporate Officers
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
LEC INC (7874)
|
27-Jun-14
|
AGM
|
70,600.00
|
||||||
|
1.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.2
|
Appoint a Director
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
1.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.5
|
Appoint a Director
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
1.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.9
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.10
|
Appoint a Director
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
OHMOTO GUMI. LTD (1793)
|
27-Jun-14
|
AGM
|
70,000.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
YONDENKO CORP (1939)
|
27-Jun-14
|
AGM
|
90,000.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.7
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.8
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.9
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.10
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.11
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.12
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.13
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.14
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3.1
|
Appoint a Corporate Auditor
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
3.2
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
PROXY VOTING REPORT
|
|||||||||
|
FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014
|
|||||||||
|
JAPAN SMALLER CAPITALIZATION FUND
|
|||||||||
|
COMPANY NAME (QUICK CODE)
|
MTG DATE
|
DETAILS
|
PROPOSED
BY |
VOTE
CAST |
WITH/AGAINST MGMT
|
SHARES
|
|||
|
NISHIKAWA RUBBER CO (5161)
|
27-Jun-14
|
AGM
|
390,000.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2
|
Amend the Compensation to be received by
Directors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Approve Continuance of Policy regarding Large-scale Purchases of Company Shares (Anti-Takeover Defense Measures)
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
OHSHO FOOD SVC CORP (2327)
|
27-Jun-14
|
AGM
|
27,400.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2
|
Amend Articles to: Reduce the Board of Directors Size to 13
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4
|
Amend the Compensation to be received by
Directors
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
5
|
Approve Provision of Condolence Allowance for a Deceased Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
6
|
Appoint a Substitute Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
KOMATSU SEIREN CO (3580)
|
27-Jun-14
|
AGM
|
727,000.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4.1
|
Appoint a Substitute Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
4.2
|
Appoint a Substitute Corporate Auditor
|
MGMT
|
AGAINST
|
AGAINST MANAGEMENT
|
|||||
|
THE TOCHIGI BANK LTD (8550)
|
27-Jun-14
|
AGM
|
785,000.00
|
||||||
|
1
|
Approve Appropriation of Surplus
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
2.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
3
|
Appoint a Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
KITZ CORP (6498)
|
27-Jun-14
|
AGM
|
429,000.00
|
||||||
|
1.1
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.2
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.3
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.4
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.5
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
1.6
|
Appoint a Director
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
|
PROXY VOTING REPORT
|
|||||||||
|
FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014
|
|||||||||
|
JAPAN SMALLER CAPITALIZATION FUND
|
|||||||||
|
COMPANY NAME (QUICK CODE)
|
MTG DATE
|
DETAILS
|
PROPOSED
BY |
VOTE
CAST |
WITH/AGAINST MGMT
|
SHARES
|
|||
|
2
|
Appoint a Substitute Corporate Auditor
|
MGMT
|
FOR
|
WITH MANAGEMENT
|
|||||
| By: | /s/ Yutaka Itabashi | ||||
| Yutaka Itabashi, President | |||||
| (Principal Executive Officer) |