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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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SCHEDULE 14D-9/A
(RULE 14D-101)
SOLICITATION/RECOMMENDATION STATEMENT
UNDER SECTION 14(D)(4) OF THE
SECURITIES EXCHANGE ACT OF 1934
AMENDMENT NO. 9
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CENTERPULSE LTD.
(NAME OF SUBJECT COMPANY)
CENTERPULSE LTD.
(NAME OF PERSON FILING STATEMENT)
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REGISTERED SHARES, PAR VALUE CHF 30 PER SHARE, INCLUDING SHARES
REPRESENTED BY AMERICAN DEPOSITARY SHARES
(TITLE AND CLASS OF SECURITIES)
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NOT APPLICABLE*
(CUSIP NUMBER OF CLASS OF SECURITIES)
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DR. MAX LINK
CHAIRMAN OF THE BOARD OF DIRECTORS
AND CHIEF EXECUTIVE OFFICER
CENTERPULSE LTD.
ANDREASSTRASSE 15
CH-8050, ZURICH
SWITZERLAND
+41-1-306-9696
(NAME, ADDRESS AND TELEPHONE NUMBER OF PERSON AUTHORIZED TO RECEIVE NOTICES AND
COMMUNICATIONS ON BEHALF OF THE PERSON(S) FILING STATEMENT)
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COPY TO:
ELLEN J. ODONER, ESQ.
WEIL, GOTSHAL & MANGES LLP
767 FIFTH AVENUE
NEW YORK, NEW YORK 10153
(212) 310-8000
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* There is no CUSIP Number assigned to the Registered Shares. CUSIP No.
152005104 has been assigned to the American Depositary Shares of Centerpulse
Ltd. that are quoted on the New York Stock Exchange under the symbol "CEP".
CUSIP No. 152005203 has been assigned to the American Depositary Shares of
Centerpulse Ltd. that were issued pursuant to a restricted ADR facility and are
not publicly traded.
|_| CHECK THE BOX IF THE FILING RELATES SOLELY TO PRELIMINARY COMMUNICATIONS
MADE BEFORE THE COMMENCEMENT OF A TENDER OFFER.
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This constitutes Amendment No. 9 to the Solicitation/Recommendation
Statement on Schedule 14D-9 initially filed with the Securities and Exchange
Commission (the "SEC") on July 2, 2003 (as previously amended, the "Schedule
14D-9") by Centerpulse Ltd., a corporation organized under the laws of
Switzerland ("Centerpulse" or the "Company"), relating to the exchange offer by
Zimmer Holdings, Inc., a Delaware corporation ("Zimmer"), being made pursuant to
the Prospectus, dated June 19, 2003, forming a part of Zimmer's Registration
Statement (No. 333-105561) on Form S-4 filed with the SEC.
The information in the Schedule 14D-9 is hereby expressly
incorporated by reference, except as otherwise set forth below.
ITEM 6. INTEREST IN SECURITIES OF THE SUBJECT COMPANY.
Item 6 is hereby amended and supplemented by adding the
following table at the end of the first table thereof:
WEIGHTED AVERAGE EXERCISE NUMBER OF SECURITIES
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NAME DATE PRICE ISSUED UPON EXERCISE
---- ---- ----- ---------------------
David Floyd September 3, 2003 $8.12 per Centerpulse ADS 45,360 Centerpulse ADSs
Richard Fritschi September 1, 2003 CHF 201 per Centerpulse Share 2,790 Centerpulse Shares
September 2, 2003 CHF 146 per Centerpulse Share 5,405 Centerpulse Shares
Steffen Gay September 2, 2003 CHF 77 per Centerpulse Share 344 Centerpulse Shares
Steven Hanson September 2, 2003 $9.89 per Centerpulse ADS 47,250 Centerpulse ADSs
Urs Kamber September 2, 2003 CHF 147 per Centerpulse Share 18,500 Centerpulse Shares
Max Link September 3, 2003 CHF 179 per Centerpulse Share 2,653 Centerpulse Shares
Matthias Moelleney September 2, 2003 CHF 147 per Centerpulse Share 3,750 Centerpulse Shares
Hans Rudolf Schuerch September 2, 2003 CHF 197 per Centerpulse Share 1,708 Centerpulse Shares
Christian Stambach September 2, 2003 CHF 147 per Centerpulse Share 1,500 Centerpulse Shares
Beatrice Tschanz September 2, 2003 CHF 151 per Centerpulse Share 9,375 Centerpulse Shares
Thomas Zehnder August 29, 2003 CHF 76 per Centerpulse Share 250 Centerpulse Shares
September 2, 2003 CHF 157 per Centerpulse Share 8,750 Centerpulse Shares
Item 6 is hereby amended and supplemented by adding the following
table at the end of the second table thereof:
NAME DATE WEIGHTED AVERAGE SALE PRICE NUMBER OF SECURITIES SOLD EXCHANGE
---- ---- --------------------------- ------------------------- --------
David Floyd September 3, 2003 $27.87 per Centerpulse ADS 45,360 Centerpulse ADSs NYSE
Richard Fritschi September 1, 2003 CHF 385 per Centerpulse Share 2,790 Centerpulse Shares SWX
September 2, 2003 CHF 393 per Centerpulse Share 5,405 Centerpulse Shares SWX
Steffen Gay September 2, 2003 CHF 393 per Centerpulse Share 344 Centerpulse Shares SWX
Steven Hanson September 2, 2003 $27.93 per Centerpulse ADS 47,250 Centerpulse ADSs NYSE
Urs Kamber September 2, 2003 CHF 393 per Centerpulse Share 18,500 Centerpulse Shares SWX
Max Link September 3, 2003 CHF 398 per Centerpulse Share 2,653 Centerpulse Shares SWX
Matthias Moelleney September 2, 2003 CHF 393 per Centerpulse Share 3,750 Centerpulse Shares SWX
Hans Rudolf Schuerch September 2, 2003 CHF 393 per Centerpulse Share 1,708 Centerpulse Shares SWX
Christian Stambach September 2, 2003 CHF 393 per Centerpulse Share 1,500 Centerpulse Shares SWX
Beatrice Tschanz September 2, 2003 CHF 393 per Centerpulse Share 9,375 Centerpulse Shares SWX
Thomas Zehnder August 29, 2003 CHF 383 per Centerpulse Share 250 Centerpulse Shares SWX
September 2, 2003 CHF 393 per Centerpulse Share 8,750 Centerpulse Shares SWX
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SIGNATURE
After due inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this Statement is true, complete and
correct.
CENTERPULSE, LTD.
By:/s/ Max Link
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Max Link
Chairman and Chief Executive Officer
By:/s/ Urs Kamber
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Urs Kamber
Chief Financial Officer
Dated: September 12, 2003
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