1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Incentive Stock Options
|
Â
(1)
|
12/03/2018 |
Common Stock
|
5,701
|
$
8.29
|
D
|
Â
|
Incentive Stock Options
|
Â
(2)
|
12/02/2019 |
Common Stock
|
5,981
|
$
8.65
|
D
|
Â
|
Incentive Stock Options
|
Â
(3)
|
11/30/2021 |
Common Stock
|
9,638
|
$
9.24
|
D
|
Â
|
Incentive Stock Options
|
Â
(4)
|
08/22/2022 |
Common Stock
|
10,500
|
$
9.51
|
D
|
Â
|
Incentive Stock Options
|
Â
(3)
|
08/22/2023 |
Common Stock
|
6,870
|
$
11.05
|
D
|
Â
|
Incentive Stock Options
|
Â
(5)
|
11/22/2014 |
Common Stock
|
8,000
|
$
12.835
|
D
|
Â
|
Incentive Stock Options
|
Â
(6)
|
09/04/2024 |
Common Stock
|
6,870
|
$
13.31
|
D
|
Â
|
Incentive Stock Options
|
Â
(7)
|
11/16/2015 |
Common Stock
|
10,000
|
$
13.595
|
D
|
Â
|
Incentive Stock Options
|
Â
(8)
|
12/01/2020 |
Common Stock
|
5,164
|
$
14.37
|
D
|
Â
|
Incentive Stock Options
|
Â
(9)
|
11/14/2017 |
Common Stock
|
4,880
|
$
20.07
|
D
|
Â
|
Incentive Stock Options
|
Â
(10)
|
11/15/2016 |
Common Stock
|
5,890
|
$
34.065
|
D
|
Â
|
Non-Qualified Stock Option
|
Â
(1)
|
12/03/2018 |
Common Stock
|
3,799
|
$
8.29
|
D
|
Â
|
Non-Qualified Stock Option
|
Â
(2)
|
12/02/2019 |
Common Stock
|
3,519
|
$
8.65
|
D
|
Â
|
Non-Qualified Stock Option
|
Â
(3)
|
11/30/2021 |
Common Stock
|
362
|
$
9.24
|
D
|
Â
|
Non-Qualified Stock Option
|
Â
(8)
|
12/01/2020 |
Common Stock
|
1,291
|
$
14.37
|
D
|
Â
|
Non-Qualified Stock Option
|
Â
(9)
|
11/14/2017 |
Common Stock
|
3,620
|
$
20.07
|
D
|
Â
|
Non-Qualified Stock Option
|
Â
(10)
|
11/15/2016 |
Common Stock
|
1,110
|
$
34.065
|
D
|
Â
|
Restricted Stock Units
|
Â
(11)
|
Â
(11)
|
Common Stock
|
12,920
|
$
(12)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Incentive Stock Options: 20% vested each year for a total of five years - vesting schedule: 12/04/2009; 12/04/2010; 12/04/2011; 12/04/2012; 12/04/2013 |
(2) |
Incentive Stock Options: 20% vested each year for a total of five years - vesting schedule: 12/03/2010; 12/03/2011; 12/03/2012; 12/03/2013; 12/03/2014 |
(3) |
Incentive Stock Options: 20% vested each year for a total of five years - vesting schedule: 12/01/2012; 12/01/2013; 12/01/2014; 12/01/2015; 12/01/2016 |
(4) |
Incentive Stock Options: 20% vested each year for a total of five years - vesting schedule: 8/23/2013; 8/23/2014; 8/23/2015; 8/23/2016; 8/23/2017 |
(5) |
Incentive Stock Options: 20% vested each year for a total of five years - vesting schedule: 11/23/2005; 11/23/2006; 11/23/2007; 11/23/2008; 11/23/2009 |
(6) |
Incentive Stock Options: 20% vested each year for a total of 5 years - vesting schedule: 8/23/2015; 8/23/2016; 8/23/2017; 8/23/2018; 8/23/2019 |
(7) |
Incentive Stock Options: 20% vested each year for a total of five years - vesting schedule: 11/17/2006; 11/17/2007; 11/17/2008; 11/17/2009; 11/17/2010 |
(8) |
Incentive Stock Options: 20% vested each year for a total of five years - vesting schedule: 12/02/2011; 12/02/2012; 12/02/2013; 12/02/2014; 12/02/2015 |
(9) |
Incentive Stock Options: 20% vested each year for a total of five years - vesting schedule: 11/15/2008; 11/15/2009; 11/15/2010; 11/15/2011; 11/15/2012 |
(10) |
Incentive Stock Options: 20% vested each year for a total of five years - vesting schedule: 11/16/2007; 11/16/2008; 11/16/2009; 11/16/2010; 11/16/2011 |
(11) |
Restricted Stock Units granted on 9/4/14 vest 20% each year for five years beginning on 8/23/2015. Vested shares will be delivered to the reporting person as soon as practicable after the date of vesting. |
(12) |
Each Restricted Stock Unit represents the contingent right to receive one share of Daktronics, Inc. common stock. |