UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): December 15, 2004
Legg Mason, Inc.
(Exact Name of Registrant as Specified in Its Charter)
Maryland 1-8529 52-1200960
(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)
100 Light Street, Baltimore, Maryland 21202
(Address of principal executive offices) (Zip Code)
Registrant's Telephone Number, Including Area Code (410) 539-0000
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
|_| Written communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
|_| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
|_| Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
|_| Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
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Item 9.01 Financial Statements and Exhibits.
(c) Exhibits
The exhibits listed in the following index relate to the Registration
Statement on Form S-3 (No. 333-100156) of the registrant and are filed herewith
for incorporation by reference in such Registration Statement.
1.4 Purchase Agreement between Legg Mason, Inc. and Legg Mason Wood
Walker, Incorporated, Goldman, Sachs & Co., and Merrill Lynch,
Pierce, Fenner & Smith Incorporated, dated December 15, 2004.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
LEGG MASON, INC.
Date: December 20, 2004 By: /s/Robert F. Price
-------------------------------------
Name: Robert F. Price
Title: Senior Vice President, Secretary
and General Counsel
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Exhibit Index
Exhibit No. Description
------------- ---------------------------------------------------------------
1.4 Purchase Agreement between Legg Mason, Inc. and Legg Mason Wood
Walker, Incorporated, Goldman, Sachs & Co., and Merrill Lynch,
Pierce, Fenner & Smith Incorporated, dated December 15, 2004.
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