CUSIP No. M8737E108
|
Page 2 of 9 Pages
|
1
|
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
SUN PHARMACEUTICAL INDUSTRIES LTD.
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) o
(b) x
|
|
||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS (See Instructions)
PF
|
|||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
o
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
The Republic of India
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
22,913,168*
|
||
8
|
SHARED VOTING POWER
0
|
|||
9
|
SOLE DISPOSITIVE POWER
22,913,168
|
|||
10
|
SHARED DISPOSITIVE POWER
0
|
|||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
22,913,168
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
o
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
53.2%**
|
|||
14
|
TYPE OF REPORTING PERSON (See Instructions)
CO
|
CUSIP No. M8737E108
|
Page 3 of 9 Pages
|
1
|
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
SUN PHARMA GLOBAL INC.
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) o
(b) x
|
|
||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS (See Instructions)
PF
|
|||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
o
|
||
6
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CITIZENSHIP OR PLACE OF ORGANIZATION
The British Virgin Islands
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
20,580,026*
|
||
8
|
SHARED VOTING POWER
0
|
|||
9
|
SOLE DISPOSITIVE POWER
20,580,026
|
|||
10
|
SHARED DISPOSITIVE POWER
0
|
|||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
20,580,026
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
o
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
47.8%**
|
|||
14
|
TYPE OF REPORTING PERSON (See Instructions)
CO
|
CUSIP No. M8737E108
|
Page 4 of 9 Pages
|
1
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NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
ALKALOIDA CHEMICAL COMPANY EXCLUSIVE GROUP LTD
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) o
(b) x
|
|
||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS (See Instructions)
PF
|
|||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
o
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
The Republic of Hungary
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
20,521,526*
|
||
8
|
SHARED VOTING POWER
0
|
|||
9
|
SOLE DISPOSITIVE POWER
20,521,526
|
|||
10
|
SHARED DISPOSITIVE POWER
0
|
|||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
20,521,526
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
o
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
47.7%**
|
|||
14
|
TYPE OF REPORTING PERSON (See Instructions)
CO
|
CUSIP No. M8737E108
|
Page 5 of 9 Pages
|
1
|
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
SUN PHARMACEUTICAL INDUSTRIES, INC.
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) o
(b) x
|
|
||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS (See Instructions)
PF
|
|||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
o
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Michigan
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
2,333,922*
|
||
8
|
SHARED VOTING POWER
0
|
|||
9
|
SOLE DISPOSITIVE POWER
2,333,922
|
|||
10
|
SHARED DISPOSITIVE POWER
0
|
|||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,333,922
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
o
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.4%**
|
|||
14
|
TYPE OF REPORTING PERSON (See Instructions)
CO
|
|
Exhibit No.
|
Description
|
|
99.35
|
Text of letter agreement, dated as of September 20, 2010, among Alkaloida, Sun, Sun Pharmaceutical Industries Inc., TDC, Barrie Levitt, Tal Levitt, Jacob Levitt and Daniel Moros, incorporated by reference to Exhibit (d)(X) of the Schedule TO, Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934, filed by Alkaloida on September 22, 2010.
|
|
99.36
|
Joint Filing Agreement, dated as of July 2, 2007, incorporated by reference to the Original Schedule 13D.
|
|
99.37
|
Joinder to Joint Filing Agreement, dated as of September 24, 2010
|
September 24, 2010 | SUN PHARMACEUTICAL INDUSTRIES LTD. | |
/s/ Sudhir V. Valia | ||
Signature | ||
Mr. Sudhir V. Valia | ||
Director | ||
Name/Title | ||
SUN PHARMA GLOBAL, INC. | ||
/s/ Harin Mehta | ||
Signature | ||
Mr. Harin Mehta | ||
Director | ||
Name/Title | ||
ALKALOIDA CHEMICAL COMPANY EXCLUSIVE GROUP LIMITED. |
||
/s/ Harin Mehta | ||
Signature | ||
Mr. Harin Mehta | ||
Director | ||
Name/Title | ||
SUN PHARMACEUTICAL INDUSTRIES, INC. | ||
/s/ Jitendra Doshi | ||
Signature | ||
Mr. Jitendra Doshi
|
||
Executive Director
|
||
Name/Title | ||
Name of Directors of Reporting Persons
|
Principal Address
|
Principal Occupation
|
Citizenship
|
Dilip S. Shanghvi1
|
Sun Pharmaceutical Industries Ltd. 17/B, Mahal Industrial Estate, Mahakali Caves Road, Andheri (East), Mumbai 400 093, India.
|
Chairman of the Board and Managing Director, Sun Pharmaceutical Industries Ltd.
|
Indian
|
Sudhir V. Valia
|
Sun Pharmaceutical Industries Ltd.
Acme Plaza, Andheri Kurla Road,
Andheri (East),
Mumbai – 400 059, India.
|
Whole-time Director, Sun Pharmaceutical Industries Ltd.
|
Indian
|
Sailesh T. Desai
|
Sun Pharmaceutical Industries Ltd. 17/B, Mahal Industrial Estate, Mahakali Caves Road, Andheri (East), Mumbai 400 093, India..
|
Whole-time Director, Sun Pharmaceutical Industries Ltd.
|
Indian
|
S. Mohanchand Dadha
|
250 Lloyds Road, Royapettah, Chennai 600014, India.
|
Businessman.
|
Indian
|
Hasmukh S. Shah
|
15 Dhanushya Society, Sama Road, Vadodara 390 008, India.
|
Professional.
|
Indian
|
Keki Minu Mistry
|
HDFC Limited, Ramon House, 5th Floor, H. T. Parekh Marg, 169, Backbay Reclamation, Churchgate, Mumbai – 400 020, India.
|
Managing Director, HDFC Limited.
|
Indian
|
Ashwin S. Dani
|
Asian Paints (India) Ltd. 6-A, Shanti Nagar, Santacruz (East), Mumbai – 400055, India.
|
Vice Chairman & Managing Director, Asian Paints (India) Ltd.
|
Indian
|
Name of Directors of Reporting Persons
|
Principal Address
|
Principal Occupation
|
Citizenship
|
Subramanian Kalyansundaram
|
Sun Pharmaceutical Industries Ltd.
Acme Plaza, Andheri Kurla Road,
Andheri (East),
Mumbai – 400 059, India.
|
C.E.O. and Whole-time Director, Sun Pharmaceutical Industries Ltd
|
Indian
|
Name of Executive Officers of Reporting Persons
|
Principal Address
|
Principal Occupation2
|
Citizenship
|
Vipul Doshi
|
Sun Pharmaceutical Industries Ltd. SPARC, Tandalja, Vadodara-390 020, Gujarat, India.
|
Sr. Vice President
(Quality).
|
Indian
|
Rakesh Mehta
|
Sun Pharmaceutical Industries Ltd. Acme Plaza, Andheri Kurla Road, Andheri (E) Mumbai – 400 059 Maharashtra, India.
|
Sr. Vice President, (International Marketing).
|
Indian
|
Abhay Gandhi
|
Sun Pharmaceutical Industries Ltd. Acme Plaza, Andheri Kurla Road, Andheri (E) Mumbai – 400 059, Maharashtra, India.
|
Exec. Vice President, (International Marketing).
|
Indian
|
T. K. Roy
|
Sun Pharmaceutical Industries Ltd. Acme Plaza, Andheri Kurla Road, Andheri (E) Mumbai – 400 059, Maharashtra, India.
|
Sr. Vice President (Marketing).
|
Indian
|
Lokesh Sibal
|
Sun Pharmaceutical Industries Ltd. Acme Plaza, Andheri Kurla Road, Andheri (E) Mumbai – 400 059, Maharashtra, India.
|
Sr. Vice President
(Marketing).
|
Indian
|
Name of Executive Officers of Reporting Persons
|
Principal Address
|
Principal Occupation2
|
Citizenship
|
Sharda Crishna
|
Sun Pharmaceutical Industries Ltd. Acme Plaza, Andheri Kurla Road, Andheri (E) Mumbai – 400 059, Maharashtra, India.
|
Sr. Vice President
(Marketing).
|
Indian
|
Kirti Ganorkar
|
Sun Pharmaceutical Industries Ltd. 17/B, Mahal Industrial Estate, Mahakali Caves Road, Andheri (East), Mumbai 400 093, India.
|
Sr.Vice President
(Business Development).
|
Indian
|
Sampad Bhattacharya
|
Sun Pharmaceutical Industries Ltd., Halol, Gujarat, India.
|
Vice President
(Operations).
|
Indian
|
A. H. Khan
|
Sun Pharmaceutical Industries Ltd., Acme Plaza, Andheri Kurla Road, Andheri (E) Mumbai – 400 059 Maharashtra, India.
|
Vice President
(Human Resources).
|
Indian
|
D. R. Desai
|
Sun Pharmaceutical Industries Ltd. 17/B, Mahal Industrial Estate, Mahakali Caves Road, Andheri (East), Mumbai 400 093, India.
|
Vice President
(Accounts).
|
Indian
|
Kamlesh H. Shah
|
Sun Pharmaceutical Industries Ltd. 17/B, Mahal Industrial Estate, Mahakali Caves Road, , Andheri (E) Mumbai – 400 059 Maharashtra, India.
|
Deputy General Manager
(Accounts) & Company Secretary.
|
Indian
|
Ashok I. Bhuta
|
Sun Pharmaceutical Industries Ltd. 17/B, Mahal Industrial Estate, Mahakali Caves Road, Andheri (East), Mumbai 400 093 India.
|
Deputy General Manager
(Legal & Secretarial) & Compliance Officer.
|
Indian
|
Name of Executive Officers of Reporting Persons
|
Principal Address
|
Principal Occupation2
|
Citizenship
|
Dr. Ratnesh Shrivastava
|
Sun Pharmaceutical Industries Ltd. 17/B, Mahal Industrial Estate, Mahakali Caves Road, Andheri (East), Mumbai 400 093, India.
|
Sr. Vice President (Intellectual Property Cell).
|
Indian
|
Uday V. Baldota
|
Sun Pharmaceutical Industries Ltd. 17/B, Mahal Industrial Estate, Mahakali Caves Road, Andheri (East), Mumbai 400 093, India.
|
Sr. Vice President (Investor Relations).
|
Indian
|
Sunil P. Mehta
|
Sun Pharmaceutical Industries Ltd. 17/B, Mahal Industrial Estate, Mahakali Caves Road, Andheri (East), Mumbai 400 093, India.
|
Vice President.
|
Indian
|
Name of Directors of Reporting Persons
|
Principal Address
|
Principal Occupation
|
Citizenship
|
Harin Mehta
|
Flat no. 3,1, Elmunkas street, Tiszavasvari, Hungary - 4440
|
Managing Director, Sun Pharma Global Inc.
|
Indian
|
Sunil Gandhi
|
SuGandhManagement, Consultancy, 704, Al Tawihidi Building, 2, Mankhool Road, Near Ramda Hotel, Bur-Dubai, P. O. Box 12850. Dubai, U. A. E.
|
Financial Consultant.
|
Indian
|
Surendra Joshi
|
P.O. Box 696, Muttrah, Post Code No. 114, Sultanate of Oman.
|
Tax Consultant.
|
Indian
|
Name of Directors of Reporting Persons
|
Principal Address
|
Principal Occupation
|
Citizenship
|
Harin Mehta
|
Flat no. 3,1, Elmunkas street, Tiszavasvari, Hungary – 4440.
|
Managing Director, Sun Pharma Global Inc.
|
Indian
|
Jayesh Shah
|
Caraco Pharmaceutical Laboratories Limited,
1150 Elijah McCoy Drive, Detroit, MI 48202, USA.
|
Director-Commercial, Caraco Pharmaceutical Laboratories Limited.
|
Indian
|
Katalin Szilágyi
|
4440 Tiszavasvári, Kelp Ilona u. 3., Hungary.
|
Director,
Quality Assurance & Quality Control, Alkaloida Chemical Company Exclusive Group Ltd.
|
Hungarian
|
Sudhir V. Valia
|
Acme Plaza, Andheri Kurla Road, Andheri (East), Mumbai 400 059, India.
|
Professional Company Directorships.
|
Indian
|
Name of Executive Officers of Reporting Persons
|
Principal Address3
|
Principal Occupation4
|
Citizenship
|
Gyula Sotkó
|
Alkaloida Chemical Company Exclusive Group Ltd.
|
Purchasing & Logistics Manager.
|
Hungarian
|
Katalin Szilágyi
|
Alkaloida Chemical Company Exclusive Group Ltd.
|
Director, Quality Assurance & Quality Control.
|
Hungarian
|
Dr. József Simon
|
Alkaloida Chemical Company Exclusive Group Ltd.
|
Chief Legal Advisor.
|
Hungarian
|
Zoltán Nagy
|
Alkaloida Chemical Company Exclusive Group Ltd.
|
Human Resources Manager.
|
Hungarian
|
Tibor Horváth
|
4026 Debrecen, Hatvan u. 1/C.III/3. The Republic of Hungary.
|
Poppy System Manager.
|
Hungarian
|
Zoltán László
|
Alkaloida Chemical Company Exclusive Group Ltd.
|
Technical Supply Manager.
|
Hungarian
|
Name of Executive Officers of Reporting Persons
|
Principal Address3
|
Principal Occupation4
|
Citizenship
|
Ferenc Vicsai
|
Alkaloida Chemical Company Exclusive Group Ltd.
|
Controlling Manager.
|
Hungarian
|
János Weninger
|
1213 Budapest, Szárcsa u. 6. The Republic of Hungary.
|
Export Manager.
|
Hungarian
|
Tamás Udvari
|
1092 Budapest, Ráday u. 16. I/22. The Republic of Hungary.
|
Finance Manager.
|
Hungarian
|
Name of Directors of Reporting Persons
|
Principal Address
|
Principal Occupation
|
Citizenship
|
Mr. Jitendra N Doshi
|
29714, Orion Ct, Farmington Hills, MI 48334
|
Director
|
United States
|
Mr. Jayesh M Shah
|
29714, Orion Ct, Farmington Hills, MI 48334.
|
Director, President, Secretary and Treasurer
|
United States
|
Mr. Sudhir V Valia
|
29714, Orion Ct, Farmington Hills, MI 48334
|
Director
|
India
|
Name of Executive Officers of Reporting Persons
|
Principal Office
|
Principal Occupation
|
Citizenship
|
John Dauer
|
29714, Orion Ct, Farmington Hills, MI 48334
|
Vice President
|
United States
|
James Hattersley
|
29714, Orion Ct, Farmington Hills, MI 48334
|
Vice President
|
United States
|
Abramowitz Wattanaporn
|
29714, Orion Ct, Farmington Hills, MI 48334
|
Vice President
|
United States
|
Exhibit No.
|
Description
|
99.35
|
Text of letter agreement, dated as of September 20, 2010, among Alkaloida, Sun, Sun Pharmaceutical Industries Inc., TDC, Barrie Levitt, Tal Levitt, Jacob Levitt and Daniel Moros, incorporated by reference to Exhibit (d)(X) of the Schedule TO, Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934, filed by Alkaloida on September 22, 2010.
|
99.36
|
Joint Filing Agreement, dated as of July 2, 2007, incorporated by reference to the Original Schedule 13D.
|
99.37
|
Joinder to Joint Filing Agreement, dated as of September 24, 2010
|