FORM 3 | UNITED
STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
OMB APPROVAL | |
OMB
Number: 3235-0104 Expires: January 31, 2005 Estimated average burden hours per response..................0.5 |
|||
(Print or Type Responses) |
1. Name and Address of Reporting Person* Roberts Ralph J. |
2. Date of Event Requiring Statement (Month/Day/Year) November 18, 2002 |
4. Issuer Name and Ticker or Trading Symbol Comcast Corporation (formerly named AT&T Comcast Corporation): CMCSA and CMCSK |
||
(Last) (First) (Middle) Comcast Corporation 1500 Market Street |
3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary) |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) x Director o 10% Owner x Officer o Other (specify below) (give title below) Chairman of the Executive and Finance Committee |
6.If Amendment, Date of Original (Month/Day/Year) |
|
(Street) Philadelphia PA 19102 |
7. Individual or Joint/Group Filing (Check Applicable Line) x Form filed by One Reporting Person o Form filed by More than One Reporting Person |
|||
(City) (State) (Zip) | ||||
1 Title of Security (Instr. 4) |
2. Amount of Securities Beneficially Owned (Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) |
4. Nature of Indirect Beneficial Ownership (Instr. 5) |
|
(1) | ||||
Reminder: | Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). | |
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
Page 1 of 3
FORM 3 (continued)
Table II -- Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Securities: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||
Date Exer- cisable |
Expira- tion Date |
Title | Amount or Number of Shares |
||||
(1) | (1) | ||||||
Explanation of Responses:
(1) | Shares and options to purchase shares of Issuer common stock were acquired pursuant to the merger of each of Comcast Holdings Corporation (formerly named Comcast Corporation) and AT&T Broadband Corp. with wholly-owned subsidiaries of the Issuer. These acquisitions will be reported on Form 4 on November 20, 2002. |
Page 2 of 3
/s/ Ralph J. Roberts | November 18, 2002 | |
** Signature of Reporting Person | Date | |
Ralph J. Roberts | ||
** | Intentional misstatements or omissions of facts constitute
Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
|
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. |
Page 3 of 3