As Filed With the SEC on July 31, 2001
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (date of earliest event reported):
April 2, 2001
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Lucent Technologies Inc.
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(Exact name of registrant as specified in its charter)
Delaware
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(State or other jurisdiction of incorporation)
1-11639 22-3408857
(Commission File Number) (IRS Employer Identification No.)
600 Mountain Avenue, Murray Hill, New Jersey 07974
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(Address of principal executive offices) (Zip Code)
(908) 582-8500
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(Registrant's Telephone Number)
Item 5. Other Events.
On April 2, 2001, Agere Systems Inc., the microelectronics business of Lucent
Technologies, completed an initial public offering. Lucent plans to distribute
the remaining shares of Agere it owns through a tax-free distribution to its
shareholders by September 30, 2001. On December 29, 2000, Lucent completed the
sale of its power systems business. Lucent has historically reported the
microelectronics and power systems businesses as part of a single significant
segment.
Included under Item 7 of this Report on Form 8-K, is restated consolidated
financial information, including restated consolidated financial statements, at
September 30, 2000 and 1999 and for the years ended September 30, 2000, 1999,
and 1998 reflecting the treatment of Agere and power systems business as
discontinued operations in accordance with Accounting Principles Board Opinion
No. 30 "Reporting the Results of Operations - Reporting the Effects of Disposal
of a Segment of a Business, and Extraordinary, Unusual and Infrequently
Occurring Events and Transactions" ("APB 30" ). The restated consolidated
financial statements are now the historical financial statements of Lucent and
supercede the historical financials included in the Company's Annual Report on
Form 10-K for the year ended September 30, 2000, filed on December 27, 2000, as
amended on Form 10-K/A filed on June 13, 2001.
This Form 8-K is filed with respect to Lucent's fiscal year ended September 30,
2000. No attempt has been made in this Form 8-K to update our disclosures for
events subsequent to the initial filing date of December 27, 2000, except as
otherwise noted.
This Form 8-K should be read in conjunction with Lucent's other public filings
with the Securities and Exchange Commission including the Company's Form 10-Q
for the quarterly period ended March 31, 2001 filed on May 10, 2001.
Item 7. FINANCIAL STATEMENTS AND EXHIBITS
(a) Not applicable
(b) Not applicable
(c) The following exhibits are included with this Report:
Exhibit 12 Ratio of Earnings (Deficiency) to Fixed Charges
for the years ended September 30, 2000, 1999, 1998,
and 1997, and the nine months ended September 30, 1996
Exhibit 23 Consent of PricewaterhouseCoopers LLP
Exhibit 99.1 Restated financial information as of September 30, 2000
and 1999 and for the years ended September 30, 2000,
1999 and 1998
Exhibit 99.2 Schedule II - Valuation and Qualifying Accounts
Exhibit 99.3 Selected Financial Data
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
LUCENT TECHNOLOGIES INC.
By: /s/ MARK R. WHITE
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Mark R. White
Principal Accounting Officer
July 31, 2001
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INDEX TO EXHIBITS
Exhibit 12 Ratio of Earnings (Deficiency) to Fixed Charges for the years
ended September 30, 2000, 1999, 1998, and 1997, and the nine
months ended September 30, 1996
Exhibit 23 Consent of PricewaterhouseCoopers LLP
Exhibit 99.1 Restated financial information as of September 30, 2000 and 1999
and for the years ended September 30, 2000, 1999 and 1998
Exhibit 99.2 Schedule II - Valuation and Qualifying Accounts
Exhibit 99.3 Selected Financial Data
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