As
filed with the Securities and Exchange Commission on April 16, 2009
Registration No. 333-132952
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 1
TO
FORM S-3
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
Ciena Corporation
(Exact name of registrant as specified in its charter)
|
|
|
Delaware
(State or other jurisdiction of incorporation or organization)
|
|
23-2725311
(I.R.S. Employer Identification No.) |
1201 Winterson Road
Linthicum, Maryland 21090
(410) 865-8500
(Address, including zip code, and telephone number, including area code, of registrants principal executive offices)
David M. Rothenstein
Senior Vice President, General Counsel and Secretary
Ciena Corporation
1201 Winterson Road
Linthicum, Maryland 21090
(410) 865-8500
(name, address, including zip code, and telephone number, including area code, of agent for service)
Copies to:
Michael J. Silver
William I. Intner
Hogan & Hartson LLP
111 S. Calvert Street, Suite 1600
Baltimore, Maryland 21202
(410) 659-2700
Approximate date of commencement of proposed sale to the public: Not applicable.
If the only securities being registered on this Form are being offered pursuant to dividend or
interest reinvestment plans, please check the following box. o
If any of the securities being registered on this Form are to be offered on a delayed or
continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities
offered only in connection with dividend or interest reinvestment plans, check the following box. þ
If this Form is filed to register additional securities for an offering pursuant to Rule
462(b) under the Securities Act, please check the following box and list the Securities Act
registration statement number of the earlier effective registration statement for the same
offering. o
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities
Act, check the following box and list the Securities Act registration statement number of the
earlier effective registration statement for the same offering. o
If this Form is a registration statement pursuant to General Instruction I.D. or a
post-effective amendment thereto that shall become effective upon filing with the Commission
pursuant to Rule 462(e) under the Securities Act, check the following box. o
If this Form is a post-effective amendment to a registration statement filed pursuant to
General Instruction I.D. filed to register additional securities or additional classes of
securities pursuant to Rule 413(b) under the Securities Act, check the following box. o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller reporting company. See the definitions of large accelerated filer, accelerated filer and smaller reporting company in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated filer þ |
Accelerated filer o |
Non-accelerated filer o (Do not check if a smaller reporting company) |
Smaller reporting company o |
DEREGISTRATION OF SECURITIES
This Post-Effective Amendment No. 1 relates to the Registration Statement on Form S-3 (File
No. 333-132952) filed with the Securities and Exchange Commission on April 3, 2006 (the
Registration Statement), by Ciena Corporation, a Delaware corporation (the Registrant). The
Registration Statement registered the sale of Convertible Senior Notes due 2013 (the Notes), and
an indeterminate number of shares of Common Stock of the Registrant, together with the rights to
purchase Series A Junior Participating Preferred Stock of the Registrant attached thereto, issuable
upon the conversion of the Notes (the Shares).
The Registrant has terminated the use of the Registration Statement for all future offerings
of the Notes. In accordance with the Registrants undertakings in Part II of the Registration
Statement as required by Item 512(a)(3) of Regulation S-K, the Registrant hereby removes from
registration the remaining Notes under the Registration Statement and the related Shares by means
of this Post-Effective Amendment No. 1 to the Registration Statement.