SECURITIES AND EXCHANGE COMMISSION
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): | November 26, 2003 | |
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Introgen Therapeutics, Inc.
Delaware | 0-21291 | 74-2704230 | ||
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(State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
301 Congress Avenue, Suite 1850, Austin, Texas | 78701 | ||
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(Address of principal executive offices) | (Zip Code) |
Registrants telephone number, including area code: | (512) 708-9310 | |
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Item 5. Other Events.
On November 26, 2003, Introgen Therapeutics, Inc. (the Company) entered into a Placement Agent Agreement with SG Cowen Securities Corporation and First Albany Capital Inc. in connection with a registered direct offering of shares of its common stock at an offering price of $7.00 per share. The sale of the common stock is made under the Companys registration statement on Form S-3 (File No. 333-107799), as amended, which became effective on August 25, 2003.
The
opinion of Wilson Sonsini Goodrich & Rosati, Professional
Corporation, is being filed as Exhibit 5.1 to this Current
Report on
Form 8-K and incorporated herein and incorporated by
reference into the shelf registration statement.
The Placement Agent Agreement is being filed as Exhibit 10.45 to this Current Report on Form 8-K and incorporated herein and incorporated by reference into the shelf registration statement.
On November 26, 2003, the Company issued a press release announcing the execution of the Placement Agent Agreement and a registered direct offering of its shares of common stock. The press release is being filed as Exhibit 99.1 to this Current Report on Form 8-K and incorporated herein and incorporated by reference into the shelf registration statement.
Neither the filing of any press release as an exhibit to this Current Report on Form 8-K nor the inclusion in such press release of a reference to the Companys Internet address shall, under any circumstances, be deemed to incorporate the information available at such Internet address into this Current Report on Form 8-K. The information available at the Companys Internet address is not part of this Current Report on Form 8-K or any other report filed by the Company with the Securities and Exchange Commission.
Item 7. Exhibits.
(c) | Exhibits. | |
5.1 | Opinion of Wilson Sonsini Goodrich & Rosati, Professional Corporation. | |
10.45 | Placement Agent Agreement, dated November 26, 2003, by and among Introgen Therapeutics, Inc., SG Cowen Securities Corporation and First Albany Capital Inc. | |
99.1 | Press Release dated November 26, 2003. |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: November 26, 2003 | INTROGEN THERAPEUTICS, INC. | |
/s/ G. Thomas Finnegan G. Thomas Finnegan Vice President |
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INDEX TO EXHIBITS
Exhibit | ||||
Number | Description of Document | |||
5.1 |
Opinion of Wilson Sonsini Goodrich & Rosati, Professional Corporation. | |||
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10.45 |
Placement Agent Agreement, dated November 26, 2003, by and among Introgen Therapeutics, Inc., SG Cowen Securities Corporation and First Albany Capital Inc. | |||
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99.1 |
Press Release dated November 26, 2003. |