------ FORM 5 ------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 -------------------------- OMB APPROVAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP -------------------------- / / CHECK BOX IF NO OMB Number: 3235-0362 LONGER SUBJECT TO Filed pursuant to Section 16(a) of the Securities Expires: December 31, 2001 SECTION 16. FORM 4 Exchange Act of 1934, Section 17(a) of the Estimated average burden OR FORM 5 OBLIGATIONS Public Utility Holding Company Act of 1935 hours per response ... 1.0 MAY CONTINUE. SEE or Section 30(f) of the Investment Company -------------------------- INSTRUCTION 1(b). Act of 1940 / / FORM 3 HOLDINGS REPORTED / / FORM 4 TRANSACTIONS REPORTED ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person to McGuire Joseph G Tweeter Home Entertainment Group, Inc. TWTR Issuer (Check all applicable) --------------------------------------------- ---------------------------------------------- Director 10% Owner (Last) (First) (Middle) 3. IRS Identification 4. Statement for ---- --- 40 Pequot Way Number of Reporting Month/Year X Officer (give Other (Specify --------------------------------------------- Person, if an Entity 09/01 ---- title --- below) (Street) (Voluntary) ------------------ below) Canton, MA 02021 5. If Amendment, Sr Vice President/CFO --------------------------------------------- Date of Original -------------------------------------- (City) (State) (Zip) (Month/Year) 11/01 7. Individual or Joint/Group Filing ------------------ (Check applicable line) Form filed by one ---- Reporting Person Form filed by more than ---- one Reporting Person ------------------------------------------------------------------------------------------------------------------------------------ TABLE 1 -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Transac- 4. Securities Acquired (A) 5. Amount of Se- 6. Owner- 7. Nature (Instr. 3) action tion or Disposed of (D) curities Benefi- ship of In- Date Code (Instr. 3, 4 and 5) cially Owned at Form: direct (Instr. 8) End of Month Direct Benefi- (Month/ (Instr. 3 and 4) (D) or cial Day/ --------------------------------------- Indirect Owner- Year) Code Amount (A) or Price (I) ship (D) (Instr. 4) (Instr. 4) ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 10/27/00 P 1,312 A 3.62 25,208 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 5/22/01 G(1) 1,480 D 28.65 25,208 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 8/08/01 G(2) 710 D 27.645 25,208 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 8/08/01 G(3) 710 D 27.645 25,208 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 8/08/01 G 710 A 27.645 -- I Daughter's Trust Meghan Kelly McGuire ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 8/08/01 G 710 A 27.645 -- I Daughter's Trust Abigail Jean McGuire ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ *If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) (Print or Type Response) FORM 5 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price Security sion or action action Derivative cisable and of Underlying of (Instr. 3) Exercise Date Code Securities Expiration Securities Deriv- Price of (Month/ (Instr. Acquired (A) Date (Instr. 3 and 4) ative Deriv- Day/ 8) or Disposed (Month/Day/ Secur- ative Year) of (D) Year) ity Security (Instr. 3, (Instr. 5) 4, and 5) ----------------------------------- Date Expira- Amount or ------------- Exer- tion Title Number of (A) (D) cisable Date Shares ------------------------------------------------------------------------------------------------------------------------------------ Option 3.62 10/27/00 X 1,312 Common 1,312 3.62 Stock ------------------------------------------------------------------------------------------------------------------------------------ Option 12.97 9/27/01 J(4) 25,000 9/27/02 9/27/07 Common 25,000 12.97 Stock ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 9. Number of 10. Ownership 11. Nature of Security Derivative Form of Indirect (Instr. 3) Securities Derivative Beneficial Beneficially Security: Ownership Owned at End Direct (D) (Instr. 4) of Month or Indirect (I) (Instr. 4) (Instr. 4) ------------------------------------------------------------------------------------------------------- 82,400 D ------------------------------------------------------------------------------------------------------- 82,400 D ------------------------------------------------------------------------------------------------------- ------------------------------------------------------------------------------------------------------- ------------------------------------------------------------------------------------------------------- ------------------------------------------------------------------------------------------------------- ------------------------------------------------------------------------------------------------------- Explanation of Responses: (1) Gift of 1,480 shares to Bethany Congregational Church, Foxboro, MA. (2) Gift to Trust dated 4/16/93 f/b/o Meghan Kelly McGuire. Mr. McGuire and his spouse are trustees of this trust. Mr. McGuire disclaims beneficial ownership of such shares. (3) Gift to Trust dated 4/6/95 f/b/o Abigail Jean McGuire. Mr. McGuire and his spouse are trustees of this trust. Mr. McGuire disclaims beneficial ownership of such shares. (4) The 25,000 option shares granted 9/27/2001 are subject to an annual vesting schedule, to be fully vested by 9/27/2004. **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. /s/ Joseph G. McGuire 2/8/02 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). ------------------------------- ------ **Signature of Reporting Person Date Note. File three copies of this form, one of which must be manually signed. Page 2 If space provided is insufficient, see Instruction 6 for procedure.