UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Unit Award | 05/15/2014(1) | 05/15/2016 | Common Stock, par value $.01 per share | 8,000 | $ 0 (2) | D | Â |
Restricted Stock Unit Award | 05/15/2014(3) | 02/15/2016 | Common Stock, par value $.01 per share | 6,721 | $ 0 (2) | D | Â |
Restricted Stock Unit Award | 05/15/2015(4) | 02/15/2016 | Common Stock, par value $.01 per share | 986 | $ 0 (2) | D | Â |
Restricted Stock Unit Award | 05/15/2013(5) | 02/15/2017 | Common Stock, par value $.01 per share | 17,858 | $ 0 (2) | D | Â |
Restricted Stock Unit Award | 05/15/2017(6) | 02/15/2018 | Common Stock, par value $.01 per share | 5,450 | $ 0 (2) | D | Â |
Restricted Stock Unit Award | 05/15/2017(7) | 02/15/2019 | Common Stock, par value $.01 per share | 4,760 | $ 0 (2) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Olsavsky Brian T PO BOX 81226 SEATTLE, WA 98108 |
 |  |  Senior Vice President and CFO |  |
/s/ Brian T. Olsavsky, Senior Vice President and CFO | 06/10/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Vested as to 4,000 units with the remaining 4,000 units currently unvested. This award vests at the rate of: 4,000 shares on each of May 15, 2014 and May 15, 2016. |
(2) | Converts into Common Stock on a one-for-one basis. |
(3) | Vested as to 4,553 units with the remaining 2,168 units currently unvested. This award vests at the rate of: 957 shares on May 15, 2014; 958 shares on each of August 15, 2014, November 15, 2014, and February 15, 2015; 722 shares on each of May 15, 2015 and August 15, 2015; and 723 shares on each of November 15, 2015 and February 15, 2016. |
(4) | Vested as to 247 units with the remaining 739 units currently unvested. This award vests at the rate of: 247 shares on each of May 15, 2015 and August 15, 2015; and 246 shares on each of November 15, 2015 and February 15, 2016. |
(5) | Vested as to 9,614 units with the remaining 8,244 units currently unvested. This award vests at the rate of: 1,151 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 1,149 shares on February 15, 2014; 971 shares on each of May 15, 2014, August 15, 2014, and November 15, 2014; 970 shares on February 15, 2015; 1,129 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 1,214 shares on each of May 15, 2016, August 15, 2016, and November 15, 2016; and 1,215 shares on February 15, 2017. |
(6) | This award vests at the rate of: 1,363 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; and 1,361 shares on February 15, 2018. |
(7) | This award vests at the rate of: 73 shares on each of May 15, 2017, August 15, 2017, November 15, 2017, and February 15, 2018; and 1,117 shares on each of May 15, 2018, August 15, 2018, November 15, 2018, and February 15, 2019. |
 Remarks: Exhibit 24 Power of Attorney |