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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Deferred Stock Units Div. Equiv. Rights-5 yr installments | (1) | 07/16/2018 | A | 73.1964 | (2) | (2) | Common Stock | 73.1964 | $ 21.02 | 695.3817 | D | ||||
Deferred Stock Units Div. Equiv. Rights-Lump Sum Vesting | (1) | 07/16/2018 | A | 131.5331 | (2) | (2) | Common Stock | 131.5331 | $ 21.02 | 385.1573 | D | ||||
Deferred Stock Units-5 yr annual installments | (4) | (3) | (3) | Common Stock | 7,070.1357 | 7,070.1357 | D | ||||||||
Deferred Stock Units-Lump Sum Vesting | (4) | (3) | (3) | Common Stock | 13,570.5063 | 13,570.5063 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MATHRANI SANDEEP 6903 ROCKLEDGE DRIVE SUITE 1500 BETHESDA, MD 20817 |
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By: William K. Kelso For: Sandeep L. Mathrani | 07/18/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each dividend equivalent right represents the right to receive one share of common stock of the Issuer. |
(2) | The dividend equivalent rights accrued on deferred stock units held by the reporting person and will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan"). |
(3) | The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Plan. |
(4) | Each deferred stock unit represents the right to receive one share of common stock of the Issuer. |
Remarks: *** EXPLANATORY NOTE:*** The number of shares of Common Stock reported in Table I excludes securities now reported as an equal number of Deferred Stock Units and Dividend Equivalents Rights in Table II. |